Rule 8.3- BHP Billiton PLC
Royal Bank of Scotland Group PLC
23 January 2008
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings being ORD USD 0.50
disclosed relate (Note 2)
Date of dealing 21 January 2008
Amendment: Trading and Positions in BHP Billiton Plc on 21 January 2008 should
read as follows:
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 24,404,099 (1.0931%) 1,053,860 (0.0472%)
(2) Derivatives (other than
options) 20,095 (0.0009%) 202,895 (0.0090%)
(3) Options and agreements to
purchase/sell 2,723,000 (0.1219%) 2,860,000 (0.1281%)
Total 27,147,194 (1.2159%) 4,116,755 (0.1844%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 10,000 12.6190 GBP
Purchase 10,000 13.1600 GBP
Purchase 10,000 13.0660 GBP
Purchase 20,000 13.2000 GBP
Purchase 20,000 12.8270 GBP
Purchase 7,000 12.4500 GBP
Purchase 7,000 12.6090 GBP
Purchase 3,000 12.2700 GBP
Purchase 3,000 12.2800 GBP
Purchase 3,000 12.4300 GBP
Purchase 2,000 12.6600 GBP
Purchase 3,000 12.8322 GBP
Purchase 4,000 12.8900 GBP
Purchase 11,000 13.0300 GBP
Purchase 10,000 13.1200 GBP
Sale 11,800 12.3500 GBP
Sale 60,000 12.8240 GBP
Sale 30,000 12.6080 GBP
Sale 383 12.8600 GBP
Sale 7,000 12.9990 GBP
Sale 274 12.7000 GBP
Sale 2,352 12.8300 GBP
Sale 648 12.8400 GBP
Sale 5,000 13.1000 GBP
Sale 3,900 13.1300 GBP
Sale 100 13.1400 GBP
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 6) (Note 7) (Note 5)
e.g. CFD
Mar 2008
Call Long 600 0.0130 EUR
Warrant*
Dec 2008
Call Long 382 0.1700 EUR
Warrant*
Dec 2008
Call Long 460.5 0.1600 EUR
Warrant*
Dec 2008
Call Short 10,000 0.1400 EUR
Warrant*
Jun 2009
Call Short 1,000 0.1700 EUR
Warrant*
*All warrants in (b) - Late booking
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to price American, date money
purchasing, which the option European paid/
varying etc. relates (Note 7) etc. received
e.g. per unit
call (Note 5)
option
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit
option securities (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 22 January 2008
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of securities to Exercise Type, e.g. Expiry
name, or which the option or price American, date
purchased derivative relates (Note 2) European etc.
e.g.
call
option
Mar
2008 Purchased 250,000 18.000 GBP American 20 Mar
Call 2008
Option
Mar
2008 Written 250,000 19.000 GBP American 20 Mar
Call 2008
Option
Jun
2008 Written 25,000 12.000 GBP American 20 Jun
Put 2008
Option
Jun
2008 Written 160,000 13.000 GBP American 20 Jun
Put 2008
Option
Mar
2008 Written 178,000 13.000 GBP American 20 Mar
Put 2008
Option
Mar Written 500,000 15.000 GBP American 20 Mar
2008 2008
Call
Apr Written 110,000 9.850 GBP American 11 Apr
2008 2008
Put
Apr Purchased 110,000 9.850 GBP American 11 Apr
2008 2008
Put
Mar Written 1,000,000 25.000 GBP American 20 Mar
2008 2008
Call
Mar Purchased 500,000 15.000 GBP American 20 Mar
2008 2008
Call
Mar Written 500,000 10.000 GBP American 20 Mar
2008 2008
Put
Mar Written 500,000 9.000 GBP American 20 Mar
2008 2008
Put
Mar Purchased 1,000,000 15.000 GBP American 20 Mar
2008 2008
Put
Mar Purchased 500,000 9.000 GBP American 20 Mar
2008 2008
Put
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing agreements
to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Ltd
Class of relevant security to which the dealings being Ordinary
disclosed relate (Note 2)
Date of dealing 21 January 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 1,232,490 (0.0366%) 4,814,563 (0.1433%)
(2) Derivatives (other than
options) 0 (0.0%) 0 (0.0%)
(3) Options and agreements to
purchase/sell 0 (0.0%) 0 (0.0%)
Total 1,232,490 (0.0366%) 4,814,563 (0.1433%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 6) (Note 7) (Note 5)
e.g. CFD
(c) Options transactions in respect of existing Purchase
securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to price American, date money
purchasing, which the option European paid/
varying etc. relates (Note 7) etc. received
e.g. per unit
call (Note 5)
option
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 22 January 2008
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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