Rule 8.3- BHP Billiton PLC
Royal Bank of Scotland Group PLC
24 January 2008
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings being ORD USD 0.50
disclosed relate (Note 2)
Date of dealing 22 January 2008
Amendment: Trading and Positions for BHP Billiton Plc on 22nd January 2008
should read as follows:
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 24,057,338 (1.0776%) 1,147,763 (0.0514%)
(2) Derivatives (other than
options) 20,095 (0.0009%) 203,245 (0.0091%)
(3) Options and agreements to
purchase/sell 2,723,000 (0.1219%) 2,860,000 (0.1281%)
Total 26,800,433 (1.2004%) 4,211,008 (0.1886%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 5,410 12.7300 GBP
Purchase 2,500 13.0000 GBP
Purchase 10,000 12.4000 GBP
Purchase 10,000 12.6170 GBP
Purchase 10,000 12.4540 GBP
Purchase 2,725 12.1000 GBP
Purchase 15,000 12.5240 GBP
Purchase 20,000 12.8790 GBP
Purchase 15,000 11.8660 GBP
Sale 22,804 12.0900 GBP
Sale 2,196 12.1000 GBP
Sale 100,000 12.2800 GBP
Sale 900 12.2900 GBP
Sale 13,198 12.3700 GBP
Sale 7,302 12.3800 GBP
Sale 13,000 12.3900 GBP
Sale 36,500 12.4000 GBP
Sale* 7,356 12.5883 GBP
Sale 10,000 12.7700 GBP
Sale 215,630 12.9754 GBP
Sale 5,857 13.0000 GBP
Sale 10,000 13.0300 GBP
Sale 10,000 12.9300 GBP
Sale 10,000 12.8010 GBP
Sale 20,000 12.7000 GBP
Sale 20,000 12.6590 GBP
Sale 992 12.2800 GBP
Sale 1,564 12.6550 GBP
Sale 3,000 12.7200 GBP
Sale 20,000 11.6520 GBP
Sale 1,000 12.5040 GBP
* late booking
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
Dec 2008
Call Short 100 0.4700 EUR
Warrant
Dec 2008
Call Short 250 0.1800 EUR
Warrant
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 24 January 2008
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of securities to Exercise Type, e.g. Expiry
name, or which the option or price (Note American, date
purchased derivative relates 2) European etc.
e.g.
call
option
Mar
2008 Purchased 250,000 18.000 GBP American 20 Mar
Call 2008
Option
Mar
2008 Written 250,000 19.000 GBP American 20 Mar
Call 2008
Option
Jun
2008 Written 25,000 12.000 GBP American 20 Jun
Put 2008
Option
Jun
2008 Written 160,000 13.000 GBP American 20 Jun
Put 2008
Option
Mar
2008 Written 178,000 13.000 GBP American 20 Mar
Put 2008
Option
Mar Written 500,000 15.000 GBP American 20 Mar
2008 2008
Call
Apr Written 110,000 9.850 GBP American 11 Apr
2008 2008
Put
Apr Purchased 110,000 9.850 GBP American 11 Apr
2008 2008
Put
Mar Written 1,000,000 25.000 GBP American 20 Mar
2008 2008
Call
Mar Purchased 500,000 15.000 GBP American 20 Mar
2008 2008
Call
Mar Written 500,000 10.000 GBP American 20 Mar
2008 2008
Put
Mar Written 500,000 9.000 GBP American 20 Mar
2008 2008
Put
Mar Purchased 1,000,000 15.000 GBP American 20 Mar
2008 2008
Put
Mar Purchased 500,000 9.000 GBP American 20 Mar
2008 2008
Put
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing agreements
to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Ltd
Class of relevant security to which the dealings being Ordinary
disclosed relate (Note 2)
Date of dealing 22 January 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 1,232,490 (0.0366%) 4,814,563 (0.1433%)
(2) Derivatives (other than
options) 0 (0.0%) 0 (0.0%)
(3) Options and agreements to
purchase/sell 0 (0.0%) 0 (0.0%)
Total 1,232,490 (0.0366%) 4,814,563 (0.1433%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing Purchase
securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 24 January 2008
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange