Rule 8.3-BHP Billiton PLC
Royal Bank of Scotland Group PLC
31 January 2008
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings being ORD USD 0.50
disclosed relate (Note 2)
Date of dealing 30 January 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 23,847,597 (1.0681%) 1,304,601 (0.0584%)
(2) Derivatives (other than
options) 22,880 (0.0010%) 184,865 (0.0082%)
(3) Options and agreements to
purchase/sell 3,073,000 (0.1376%) 3,210,000 (0.1438%)
Total 26,943,477 (1.2067%) 4,699,466 (0.2104%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 1,002 14.0400 GBP
Purchase 1,002 14.1300 GBP
Purchase 1,002 14.1500 GBP
Purchase 1,002 14.1600 GBP
Purchase 1,002 14.1700 GBP
Purchase 234,923 14.3565 GBP
Purchase 2,368 14.3600 GBP
Purchase 1,128 14.3700 GBP
Purchase 1,987 14.3800 GBP
Purchase 1,324 14.3900 GBP
Purchase 3,099 14.4000 GBP
Purchase 1,142 14.4100 GBP
Purchase 1,765 14.4300 GBP
Purchase 2,785 14.4400 GBP
Purchase 3,654 14.4500 GBP
Purchase 7,366 14.4600 GBP
Purchase 1,585 14.4700 GBP
Purchase 587 14.4800 GBP
Purchase 1,508 14.4900 GBP
Purchase 887 14.5200 GBP
Purchase 397 14.5300 GBP
Purchase 1,811 14.5400 GBP
Purchase 2,338 14.5500 GBP
Purchase 1,434 14.5600 GBP
Purchase 1,424 14.5700 GBP
Purchase 933 14.5800 GBP
Purchase 938 14.5900 GBP
Purchase 933 14.6100 GBP
Purchase 2,506 14.6200 GBP
Purchase 2,806 14.6300 GBP
Purchase 2,084 14.6400 GBP
Purchase 549 14.6600 GBP
Purchase 1,157 14.6700 GBP
Purchase 1,650 14.6900 GBP
Purchase 2,602 14.7000 GBP
Purchase 551 14.7100 GBP
Purchase 2,234 14.7200 GBP
Purchase 558 14.7300 GBP
Purchase 1,102 14.7500 GBP
Purchase 1,119 14.7600 GBP
Purchase 557 14.7700 GBP
Purchase 587 14.7800 GBP
Purchase 500 14.8000 GBP
Purchase 730 14.8100 GBP
Purchase 5,000 14.7820 GBP
Purchase 5,000 14.4700 GBP
Purchase 5,000 14.1500 GBP
Purchase 4,200 14.4600 GBP
Purchase 5,000 14.4350 GBP
Purchase 1,726 14.3600 GBP
Purchase 5,000 14.5680 GBP
Purchase 5,000 14.5200 GBP
Purchase 5,000 14.6680 GBP
Sale 5,795 14.0300 GBP
Sale 5,006 14.1200 GBP
Sale 4,525 14.1300 GBP
Sale 8,777 14.1400 GBP
Sale 12,304 14.1500 GBP
Sale 14,610 14.1600 GBP
Sale 7,088 14.1700 GBP
Sale 9,994 14.1800 GBP
Sale 12,079 14.1900 GBP
Sale 1,512 14.2000 GBP
Sale 2,114 14.2100 GBP
Sale 2,070 14.2200 GBP
Sale 4,032 14.2400 GBP
Sale 5,666 14.2500 GBP
Sale 2,796 14.2700 GBP
Sale 2,087 14.3100 GBP
Sale 2,270 14.3200 GBP
Sale 6,973 14.3300 GBP
Sale 1,764 14.3400 GBP
Sale 7,591 14.3500 GBP
Sale 10,275 14.3600 GBP
Sale 1,672 14.3700 GBP
Sale 5,229 14.3800 GBP
Sale 6,241 14.4000 GBP
Sale 1,343 14.4100 GBP
Sale 2,080 14.4300 GBP
Sale 2,075 14.4400 GBP
Sale 7,623 14.4600 GBP
Sale 200,000 14.4693 GBP
Sale 1,751 14.4700 GBP
Sale 80,000 14.4800 GBP
Sale 3,361 14.5000 GBP
Sale 8,066 14.5200 GBP
Sale 59,710 14.5202 GBP
Sale 4,253 14.5300 GBP
Sale 5,778 14.5400 GBP
Sale 3,915 14.5500 GBP
Sale 7,031 14.5600 GBP
Sale 8,678 14.5700 GBP
Sale 7,318 14.5800 GBP
Sale 517,200 14.5837 GBP
Sale 2,172 14.5900 GBP
Sale 24,664 14.6000 GBP
Sale 345 14.6100 GBP
Sale 6,485 14.6300 GBP
Sale 50,000 14.7000 GBP
Sale 1,500 14.7100 GBP
Sale 5,000 14.7100 GBP
Sale 5,000 14.6000 GBP
Sale 5,000 14.6000 GBP
Sale 5,000 14.4600 GBP
Sale 10,000 14.1600 GBP
Sale 5,000 14.6680 GBP
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
Dec 2008
Call Long 200 0.1500 EUR
Warrant
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 31 January 2008
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of securities to Exercise Type, e.g. Expiry
name, or which the option or price (Note American, date
purchased derivative relates 2) European etc.
e.g.
call
option
Mar
2008 Purchased 250,000 18.000 GBP American 20 Mar
Call 2008
Option
Mar
2008 Written 250,000 19.000 GBP American 20 Mar
Call 2008
Option
Jun
2008 Written 25,000 12.000 GBP American 20 Jun
Put 2008
Option
Jun
2008 Written 160,000 13.000 GBP American 20 Jun
Put 2008
Option
Mar
2008 Written 178,000 13.000 GBP American 20 Mar
Put 2008
Option
Mar Written 500,000 15.000 GBP American 20 Mar
2008 2008
Call
Apr Written 110,000 9.850 GBP American 11 Apr
2008 2008
Put
Mar Written 350,000 15.00 GBP American 20 Mar
2008 2008
Call
Apr Purchased 110,000 9.850 GBP American 11 Apr
2008 2008
Put
Mar Written 1,000,000 25.000 GBP American 20 Mar
2008 2008
Call
Mar Purchased 500,000 15.000 GBP American 20 Mar
2008 2008
Call
Mar Purchased 350,000 15.000 GBP American 20 Mar
2008 2008
Call
Mar Written 500,000 10.000 GBP American 20 Mar
2008 2008
Put
Mar Written 500,000 9.000 GBP American 20 Mar
2008 2008
Put
Mar Purchased 1,000,000 15.000 GBP American 20 Mar
2008 2008
Put
Mar Purchased 500,000 9.000 GBP American 20 Mar
2008 2008
Put
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing agreements
to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Ltd
Class of relevant security to which the dealings being Ordinary
disclosed relate (Note 2)
Date of dealing 30 January 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 715,950 (0.0213%) 4,852,470 (0.1444%)
(2) Derivatives (other than
options) 0 (0.0%) 0 (0.0%)
(3) Options and agreements to
purchase/sell 0 (0.0%) 0 (0.0%)
Total 715,950 (0.0213%) 4,852,470 (0.1444%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 50,000 36.52 AUD
Purchase 40,000 36.60 AUD
Purchase 64,273 36.70 AUD
Sale 64,273 36.70 AUD
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing Purchase
securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 31 January 2008
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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