Rule 8.3-BHP Billiton PLC
Royal Bank of Scotland Group PLC
05 February 2008
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Plc
Class of relevant security to which the dealings being ORD USD 0.50
disclosed relate (Note 2)
Date of dealing 1 February 2008
Amendment: Late booking of sale of 125,000 @ 16.5712 GBP on 04/02/2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 23,442,787 (1.0500%) 1,167,303 (0.0522%)
(2) Derivatives (other than
options) 29,350 (0.0013%) 165,619 (0.0074%)
(3) Options and agreements to
purchase/sell 3,073,000 (0.1376%) 3,960,000 (0.1773%)
Total 26,545,137 (1.1889%) 5,292,922 (0.2369%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 1,001 15.7600 GBP
Purchase 1,333 15.7700 GBP
Purchase 1,326 15.8000 GBP
Purchase 5,000 15.8500 GBP
Purchase 5,000 16.1200 GBP
Purchase 11,318 16.2200 GBP
Purchase 4,000 16.2800 GBP
Purchase 50,000 16.2900 GBP
Purchase 15,603 16.3084 GBP
Purchase 50,000 16.3300 GBP
Purchase 100,000 16.4100 GBP
Purchase 100,000 16.4799 GBP
Purchase 4,682 16.4831 GBP
Purchase 451,318 16.4831 GBP
Purchase 5,000 15.8400 GBP
Purchase 5,000 16.1200 GBP
Purchase 59,003 16.2200 GBP
Purchase 3,000 16.4090 GBP
Purchase 13,000 16.0600 GBP
Purchase 300,000 16.5380 GBP
Purchase 200,000 16.4980 GBP
Purchase 10,000 16.3200 GBP
Sale 3,660 15.7781 GBP
Sale 283 15.8000 GBP
Sale 290 15.8900 GBP
Sale 5,000 15.9000 GBP
Sale 281 15.9100 GBP
Sale 15,563 15.9200 GBP
Sale 12,000 15.9300 GBP
Sale 10,470 15.9400 GBP
Sale 5,564 15.9500 GBP
Sale 288 15.9700 GBP
Sale 274 15.9800 GBP
Sale 9,000 15.9900 GBP
Sale 2,800 16.0100 GBP
Sale 3,878 16.0200 GBP
Sale 4,458 16.0400 GBP
Sale 270 16.0600 GBP
Sale 218 16.0800 GBP
Sale 274 16.0900 GBP
Sale 1,000 16.1300 GBP
Sale 288 16.1400 GBP
Sale 5,826 16.1500 GBP
Sale 11,186 16.1600 GBP
Sale 3,970 16.1700 GBP
Sale 768 16.1800 GBP
Sale 563 16.1900 GBP
Sale 4,500 16.2000 GBP
Sale 3,970 16.2100 GBP
Sale 1,735 16.2119 GBP
Sale 51,462 16.2200 GBP
Sale 4,644 16.2400 GBP
Sale 3,284 16.2500 GBP
Sale 276 16.2600 GBP
Sale 3,687 16.2700 GBP
Sale 4,586 16.2800 GBP
Sale 878 16.2900 GBP
Sale 4,281 16.3000 GBP
Sale 5,990 16.3200 GBP
Sale 2,000 16.3500 GBP
Sale 287 16.3700 GBP
Sale 291 16.3800 GBP
Sale 291 16.3900 GBP
Sale 3,807 16.4100 GBP
Sale 3,901 16.4200 GBP
Sale 286 16.4300 GBP
Sale 273 16.4400 GBP
Sale 4,161 16.4500 GBP
Sale 65,292 16.4600 GBP
Sale 11,372 16.4700 GBP
Sale 74,390 16.4800 GBP
Sale 16,599 16.4900 GBP
Sale 15,405 16.5000 GBP
Sale 52,836 16.5100 GBP
Sale 9,582 16.5200 GBP
Sale 281 16.5300 GBP
Sale 1,082 16.5400 GBP
Sale 6,616 16.5500 GBP
Sale 280 16.5600 GBP
Sale 4,156 16.5700 GBP
Sale* 125,000 16.5712 GBP
Sale 4,964 16.5800 GBP
Sale 20,753 16.5900 GBP
Sale 94,142 16.6000 GBP
Sale 37,788 16.6100 GBP
Sale 107,056 16.6200 GBP
Sale 289 16.6300 GBP
Sale 281 16.6500 GBP
Sale 2,000 16.7500 GBP
Sale 7,000 16.4800 GBP
Sale 5,000 16.5640 GBP
Sale 5,000 16.2070 GBP
Sale 5,000 16.2700 GBP
Sale 7,000 16.3900 GBP
Sale 5,000 16.6200 GBP
Sale 5,000 16.2430 GBP
Sale 10,000 16.3000 GBP
Sale 25,000 16.1510 GBP
Sale 50,000 16.0000 GBP
Sale 22,000 15.9740 GBP
Sale 100,000 15.9100 GBP
Sale 600,000 16.0000 GBP
*late booking
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
Mar 2008
Call Short 200 0.1380 EUR
Warrant
Mar 2008
Call Short 1400 0.1370 EUR
Warrant
Mar 2008
Call Long 300 0.1330 EUR
Warrant
Jun 2008 Put
Warrant Short 3570 0.0700 EUR
Jun 2008
Call Long 2000 0.1810 EUR
Warrant
Jun 2008
Call Long 1000 0.1820 EUR
Warrant
Jun 2008
Call Long 1000 0.1830 EUR
Warrant
Dec 2008 Put
Warrant Short 800 0.1120 EUR
Dec 2008
Call Long 100 0.8500 EUR
Warrant
Dec 2008
Call Short 125 0.3800 EUR
Warrant
Dec 2008
Call Long 1000 0.2500 EUR
Warrant
Dec 2008
Call Long 10120.8 0.1200 EUR
Warrant
Dec 2008
Call Long 5000 0.1300 EUR
Warrant
Dec 2008
Call Long 10000 0.1200 EUR
Warrant
Dec 2008
Call Long 450.4 0.1110 EUR
Warrant
Jun 2009 Put
Warrant Short 500 0.2600 EUR
Jun 2009
Call Long 200 0.4600 EUR
Warrant
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 5 February 2008
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of securities to Exercise Type, e.g. Expiry
name, or which the option or price (Note American, date
purchased derivative relates 2) European etc.
e.g.
call
option
Mar
2008 Purchased 250,000 18.000 GBP American 20 Mar
Call 2008
Option
Mar
2008 Written 250,000 19.000 GBP American 20 Mar
Call 2008
Option
Mar
2008 Purchase 750,000 12.0000 GBP American 20 Mar
Put 2008
Option
Jun
2008 Written 25,000 12.000 GBP American 20 Jun
Put 2008
Option
Jun
2008 Written 160,000 13.000 GBP American 20 Jun
Put 2008
Option
Mar
2008 Written 178,000 13.000 GBP American 20 Mar
Put 2008
Option
Mar Written 500,000 15.000 GBP American 20 Mar
2008 2008
Call
Apr Written 110,000 9.850 GBP American 11 Apr
2008 2008
Put
Mar Written 350,000 15.00 GBP American 20 Mar
2008 2008
Call
Apr Purchased 110,000 9.850 GBP American 11 Apr
2008 2008
Put
Mar Written 1,000,000 25.000 GBP American 20 Mar
2008 2008
Call
Mar Purchased 500,000 15.000 GBP American 20 Mar
2008 2008
Call
Mar Purchased 350,000 15.000 GBP American 20 Mar
2008 2008
Call
Mar Written 500,000 10.000 GBP American 20 Mar
2008 2008
Put
Mar Written 500,000 9.000 GBP American 20 Mar
2008 2008
Put
Mar Purchased 1,000,000 15.000 GBP American 20 Mar
2008 2008
Put
Mar Purchased 500,000 9.000 GBP American 20 Mar
2008 2008
Put
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing agreements
to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) Royal Bank of Scotland
Group Plc
Company dealt in BHP Billiton Ltd
Class of relevant security to which the dealings being Ordinary
disclosed relate (Note 2)
Date of dealing 1 February 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 836,843 (0.0249%) 4,814,563 (0.1433%)
(2) Derivatives (other than
options) 0 (0.0%) 0 (0.0%)
(3) Options and agreements to
purchase/sell 0 (0.0%) 0 (0.0%)
Total 836,843 (0.0249%) 4,814,563 (0.1433%)
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Purchase 50,000 37.74 AUD
Purchase 50,000 38.28 AUD
Sale 80,000 38.21 AUD
Sale 61,200 38.55 AUD
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing Purchase
securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 4 February 2008
Contact name Richard Hopkins
Telephone number (020) 7714 4459
If a connected EFM, name of offeree/with which connected
If a connected EFM, state nature of connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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