Rule 8.3- EMI Group PLC
Royal Bank of Scotland Group PLC
22 May 2007
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing (Note 1) The Royal Bank of Scotland plc (a
wholly-owned subsidiary of The Royal Bank
of Scotland Group plc)
Company dealt in EMI Group plc
Class of relevant security to which Ordinary 0.14 shares
the dealings being disclosed relate
(Note 2)
Date of dealing 21/5/07
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant
securities 1,113,900 0.14
(2) Derivatives (other than options)
(3) Options
and agreements
to
purchase/sell 2,832,000 0.35
Total 3,945,900 0.49
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 5)
Sale 300,000 2.635
Sale 1,038 2.630
Sale 3,250,000 2.625
Sale 300,000 2.600
Sale 400,000 2.738
Sale 300,000 2.706
Sale 632,962 2.635
Sale 66,000 2.630
(b) Derivatives transactions (other than options)
Product Long/short (Note Number of securities (Note Price per unit (Note
name, 6) 7) 5)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name, selling, securities to American, money
purchasing, which the option European
varying etc. relates (Note 7) etc.
e.g. price date paid/
call received
option per unit
(Note 5)
(ii) Exercising
Product name, e.g. call Number of Exercise price per unit (Note
option securities 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
NONE.
Is a Supplemental Form 8 attached? (Note 9) YES/NO
Date of disclosure 22/05/07
Contact name Richard Hopkins
Telephone number 020 7714 4459
If a connected EFM, name of offeree/offeror with which N/A
connected
If a connected EFM, state nature of connection (Note 10) N/A
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.theta
keoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product Written Number of securities to Exercise Type, e.g. Expiry
name, or which the option or price (Note American, date
purchased derivative relates 2) European etc.
e.g.
call
option
Call Purchased 20,000 0.085 American 21/09/
Option 07
Call Purchased 10,000 0.08 American 21/09/
Option 07
Call Purchased 20,000 0.075 American 21/09/
Option 07
Call Purchased 30,000 0.08 American 21/09/
Option 07
Call Purchased 40,000 0.08 American 21/09/
Option 07
Call Purchased 13,000 0.05 American 21/09/
Option 07
Call Purchased 12,000 0.05 American 21/09/
Option 07
Call Purchased 100,000 0.105 American 21/09/
Option 07
Call Purchased 50,000 0.095 American 21/09/
Option 07
Call Purchased 50,000 0.09 American 21/09/
Option 07
Call Purchased 100,000 0.06 American 21/09/
Option 07
Call Purchased 50,000 0.075 American 21/09/
Option 07
Call Purchased 50,000 0.155 American 21/09/
Option 07
Call Purchased 257,000 0.16 American 21/09/
Option 07
Call Purchased 168,000 0.175 American 21/09/
Option 07
Call Purchased 48,000 0.175 American 21/09/
Option 07
Call Purchased 120,000 0.175 American 21/09/
Option 07
Call Purchased 15,000 0.165 American 21/09/
Option 07
Call Purchased 30,000 0.17 American 21/09/
Option 07
Call Purchased 250,000 0.11 American 21/09/
Option 07
Call Purchased 250,000 0.11 American 21/09/
Option 07
Call Purchased 370,000 0.135 American 21/09/
Option 07
Call Purchased 30,000 0.1325 American 21/09/
Option 07
Call Purchased 50,000 0.135 American 21/09/
Option 07
Call Purchased 317,000 0.155 American 21/09/
Option 07
Call Purchased 140,000 0.155 American 21/09/
Option 07
Call Purchased 20,000 0.13 American 21/09/
Option 07
Call Purchased 20,000 0.155 American 21/09/
Option 07
Call Purchased 15,000 0.215 American 21/09/
Option 07
Call Purchased 15,000 0.255 American 21/09/
Option 07
Call Purchased 10,000 0.265 American 21/09/
Option 07
Call Purchased 5,000 0.27 American 21/09/
Option 07
Call Purchased 182,000 0.155 American 21/09/
Option 07
Call Written (15,000) 0.1725 American 21/09/
Option 07
Call Written (10,000) 0.145 American 21/09/
Option 07
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing agreements
to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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