Holding(s) in Company

RNS Number : 0959F

NB Distressed Debt Invest. Fd. Ltd

09 November 2015

 

For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii				NB Distressed Debt Investment Fund Ltd
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights					ü
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iii		Smithfield Funds
4. Full name of shareholder(s)  (if different from 3.):iv		BNY (OCS) Nominees 1 Piccadilly Gardens Manchester M1 1RN Designation 336834
5. Date of the transaction and date on which the threshold is crossed or reached: v		5 November 2015
6. Date on which issuer notified:		9 November 2015
7. Threshold(s) that is/are crossed or reached: vi, vii		3%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

Extended Life GG00BX1BC515

8,047,673

8,047,673

8,047,673

8,047,673

1.72%

New Global GG00BH7JH183

6,197,836

6,197,836

6,197,836

6,197,836

1.33%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

14,245,509

3.05%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Alder Investment Management Limited is the discretionary investment manager for the following Smithfield Fund account: BNY (OCS) Nominees Designation 336834 - 14,245,509  3.05% voting rights
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
14. Contact name:	Alison Buck
15. Contact telephone number:	020 7601 6200

 

END

 

 

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