Holding(s) in Company

RNS Number : 5112V

NB Global Floating Rate Income Fund

28 October 2014

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESⁱ


1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ⁱⁱ		NB Global Floating Rate Income Fund Limited
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights			X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation: ⁱⁱⁱ	The Royal Bank of Scotland Group plc
4. Full name of shareholder(s) (if different from 3.):^iv	Lynchwood Nominees Limited
5. Date of the transaction and date on which the threshold is crossed or reached: ^v	27/10/2014
6. Date on which issuer notified:	28/10/2014
7. Threshold(s) that is/are crossed or reached: ^{vi, vii}	6%

8. Notified details:

A: Voting rights attached to shares ^{viii, ix}

Class/type of
shares

if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of voting rights ^x

Direct

Direct ^xi

Indirect ^xii

Direct

Indirect

Ord NPV

75,126,583

56,017

74,407,639

0.004%

5.946%

GG00B3KX4Q34

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date ^xiii

Exercise/
Conversion Period ^xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments ^{xv, xvi}

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date ^xvii

Exercise/
Conversion period ^xviii

Number of voting rights instrument refers to

% of voting rights ^{xix, xx}

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

74,463,656

5.95%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: ^xxi
The Royal Bank of Scotland Group plc (5.95%) The Royal Bank of Scotland plc (5.95%) National Westminster Bank plc (5.94%) Coutts & Co (5.94%)

Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:

13. Additional information:	This Notification is based upon the Voting Rights figure of 1,251,192,533 advised to us by FT Interactive Data
14. Contact name:	Richard Hopkins
15. Contact telephone number:	0207 672 0354

Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share

A: Identity of the persons or legal entity subject to the notification obligation
Full name (including legal form of legal entities)	The Royal Bank of Scotland Group plc
Contact address (registered office for legal entities)	36 St. Andrew Square, Edinburgh EH2 1YB
Phone number & email	0207 672 0354 richard.hopkins@rbs.co.uk
Other useful information (at least legal representative for legal persons)	Richard Hopkins

B: Identity of the notifier, if applicable
Full name	Richard Hopkins
Contact address	Corporate Governance and Secretariat Share Aggregation and Reporting Unit 4th Floor, 280 Bishopsgate, London EC2M 4RB
Phone number & email	0207 672 0354 richard.hopkins@rbs.co.uk
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)

C: Additional information

For notes on how to complete form TR-1 please see the FCA website