Holding(s) in Company

RNS Number : 5897X

NB Global Floating Rate Income Fund

22 February 2017

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii				NB Global Floating Rate Income Fund Ltd
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights					X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):	Horizontal Aggregation Disclosure				X
3. Full name of person(s) subject to the notification obligation: iii		Brewin Dolphin Limited
4. Full name of shareholder(s)  (if different from 3.):iv
5. Date of the transaction and date on which the threshold is crossed or reached: v		20th February 2017
6. Date on which issuer notified:		22nd February 2017
7. Threshold(s) that is/are crossed or reached: vi, vii		5%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

RED ORD NPV GBP

104,807,502 786,390

167,692,004 786,390

N/A N/A

N/A N/A

146,585,299 2,316,775

N/A N/A

8.8128% 0.1393%

GG00B3KX4Q34 RED ORD NPV USD GG00B3P7S359

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

148,902,074

8.9521%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
RED ORD NPV GBP Indirect - Brewin Nominees (Channel Islands) Limited - 2,613,755 0.1572 % Indirect - Brewin Nominees Limited - Individual Designations 31,733 0.0019 % Indirect - Brewin Nominees Limited  A/c NOM 49,845,187 2.9967 % Indirect - Brewin Nominees Limited A/c ISA 48,349,602 2.9068 % Indirect - Brewin Nominees Limited  A/c GROSS 28,777,200 1.7301 % Indirect - Brewin Nominees Limited A/c CHARITY 16,921,213 1.0173 % Indirect - Brewin Nominees Limited A/c OFFBOND 46,609 0.0028 % GRAND TOTAL 146,585,299 8.8128 % RED ORD NPV USD Indirect - Brewin Nominees (Channel Islands) Limited - 137,640 0.0083 % Indirect - Brewin Nominees Limited  A/c NOM 809,660 0.0487 % Indirect - Brewin Nominees Limited A/c ISA 1,157,055 0.0695 % Indirect - Brewin Nominees Limited  A/c GROSS 138,095 0.0083 % Indirect - Brewin Nominees Limited A/c CHARITY 51,225 0.0031 % Indirect - Brewin Nominees Limited A/c OFFBOND 23,100 0.0014 % GRAND TOTAL 2,316,775 0.1393 %
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:	Figures based on voting rights in issue of 1,663,326,550 (1,625,314,064 Sterling shares & 38,012,486 US Dollar Shares). Disclosure trigger due to individual horizontal aggregation on GG00B3P7S359. Percentage has increased from Below 5% threshold to 6.0948% on a discretionary basis (2,316,775 Voting Rights/issued share capital 38,012,486*100=6.0948%) The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements.
14. Contact name:	Mark Taylor
15. Contact telephone number:	0191 279 7332

 

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