NB Glbl Fltg Rte Inc : Holding(s) in Company

NB Glbl Fltg Rte Inc : Holding(s) in Company
 

For filings with the FCA include the annex
For filings with issuer exclude the annex


 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

 
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii
NB Global Floating Rate Income Fund Limited
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights  
Other (please specify):    
3. Full name of person(s) subject to the
notification obligation:
iii
The Royal Bank of Scotland Group plc   
4. Full name of shareholder(s)
 (if different from 3.):iv
Lynchwood Nominees Limited
5. Date of the transaction and date on
which the threshold is crossed or
reached:
v
15/07/2016
6. Date on which issuer notified: 18/07/2016
7. Threshold(s) that is/are crossed or
reached:
vi, vii
5%


 

8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares


if possible using
the ISIN CODE
Situation previous
to the triggering
transaction     
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of  voting rights x
DirectDirect xiIndirect xiiDirectIndirect
Ord NPV

 
85,773,758 85,773,758 0 0 86,621,967 0 5.07%
GG00B3KX4Q34
GG00B3P7S359
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
date
xiii
Exercise/
Conversion Period
xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
Exercise priceExpiration date xviiExercise/
Conversion period
xviii
Number of voting rights instrument refers to

 
% of voting rights xix, xx

 
         NominalDelta
   
 
Total (A+B+C)
Number of voting rightsPercentage of voting rights
86,621,967 5.07%


9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi
 

The Royal Bank of Scotland Group plc (5.07%)

The Royal Bank of Scotland plc (5.07%)
National Westminster Bank plc (5.00%)
Coutts & Co (5.00%)

 

 
 
Proxy Voting:
10. Name of the proxy holder:  
11. Number of voting rights proxy holder will cease
to hold:
 
12. Date on which proxy holder will cease to hold
voting rights:
 
 

13. Additional information:
This Notification is based upon the Voting Rights figure of 1,707,539,450 obtained from your regulatory announcement dated 18th July 2016.
14. Contact name:Richard Hopkins
15. Contact telephone number:0207 672 0354



This announcement is distributed by NASDAQ OMX Corporate Solutions on behalf of NASDAQ OMX Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: NB GLOBAL FLOATING RATE INCOME FUND LIMITED (GBP) via Globenewswire

HUG#2029151
UK 100

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