BLOCK LISTING SIX MONTHLY RETURN
Information provided on this form must be typed or printed electronically and provided to an ris.
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
Date: 30 September 2019
Name of applicant: |
Circassia Pharmaceuticals plc |
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Name of scheme: |
Circassia EMI Share Option Scheme |
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Period of return: |
From: |
1st July 2019 |
To: |
30th September 2019 |
Balance of unallotted securities under scheme(s) from previous return: |
700,750 |
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Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
- |
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Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
- |
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Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
700,750 |
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Name of applicant: |
Circassia Pharmaceuticals plc |
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Name of scheme: |
Circassia 2007 Unapproved Share Scheme |
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Period of return: |
From: |
1st July 2019 |
To: |
30th September 2019 |
Balance of unallotted securities under scheme(s) from previous return: |
203,000 |
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Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
- |
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Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
- |
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Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
203,000 |
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Name of applicant: |
Circassia Pharmaceuticals plc |
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Name of scheme: |
Circassia 2014 Performance Share Plan Scheme |
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Period of return: |
From: |
1st July 2019 |
To: |
30th September 2019 |
Balance of unallotted securities under scheme(s) from previous return: |
76,676 |
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Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
- |
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Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
- |
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Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
76,676 |
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Name of applicant: |
Circassia Pharmaceuticals plc |
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Name of scheme: |
Circassia 2015 Performance Share Plan Scheme |
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Period of return: |
From: |
1st July 2019 |
To: |
30th September 2019 |
Balance of unallotted securities under scheme(s) from previous return: |
280,612 |
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Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
- |
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Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
- |
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Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
280,612 |
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Name of applicant: |
Circassia Pharmaceuticals plc |
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Name of scheme: |
Circassia 2016 Performance Share Plan Scheme |
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Period of return: |
From: |
1st July 2019 |
To: |
30th September 2019 |
Balance of unallotted securities under scheme(s) from previous return: |
- |
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Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
930,000 |
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Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
(117,929) |
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Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
812,071 |
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Name of contact: |
Julien Cotta |
Telephone number of contact: |
01865 405 560 |