Holding(s) in Company

RNS Number : 3755A
North Atlantic Smlr Co Inv Tst PLC
07 October 2009
 



Form TR-1 with annex. FSA Version 2.1 updated April 2007


For filings with the FSA include the annex

For filings with issuer exclude the annex 


TR-1: Notifications of Major Interests in Shares



1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

North Atlantic Smaller Companies Investment Trust PLC 0.5% CULS 2013 5p


2. Reason for notification (yes/no)


An acquisition or disposal of voting rights

YES


An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached 



An event changing the breakdown of voting rights



Other (please specify):______________



3. Full name of person(s) subject to notification obligation:


J O Hambro Investment Management Limited



4. Full name of shareholder(s) (if different from 3)



5. Date of transaction (and date on which the threshold is crossed or reached if different):


28 September 2009


6. Date on which issuer notified:


6 October 2009



7. Threshold(s) that is/are crossed or reached:


4%




8: Notified Details

A: Voting rights attached to shares


Class/type of shares

If possible use ISIN code

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of shares

Number of voting rights

Number of shares

Number of voting rights

Percentage of voting rights


Direct


Indirect


Direct


Indirect


Convertible Unsecured Loan Stock 2013


GB0006439110

      

                                                  205,855            152,355           152,355                                  3.94%


B: Financial Instruments


Resulting situation after the triggering transaction


Type of financial instrument

Expiration date

Exercise/ conversion period/date 

No. of voting rights that may be acquired (if the instrument exercised/converted)

Percentage of voting rights









Total (A+B)


Number of voting rights

Percentage of voting rights



152,355


3.94%


9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:

Not applicable




Proxy Voting:


10. Name of proxy holder:


N/A

11. Number of voting rights proxy holder will cease to hold:


N/A

12. Date on which proxy holder will cease to hold voting rights:


N/A


13. Additional information:



14 Contact name:


Bonita Guntrip

15. Contact telephone name:


020 7747 5681


For notes on how to complete form TR-1 please see the FSA website. 


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