3 June 2010
NORTHERN 3 VCT PLC ("the Company")
Annual information update
In accordance with Prospectus Rule 5.2, the Company announces that the following
information has been published or otherwise made available to the public over
the preceding 12 months:
1.     RIS announcements
Date of publication Headline
18 May 09 Annual financial report - delete this one from last year
8 Jun 09 Annual Information Update
2 Jul 09 AGM statement
3 Jul 09 Transaction in own shares
10 Jul 09 Issue of Equity
30 Jul 09 Interim Management Statement
20 Sep 09 Portfolio update
4 Nov 09 Half-yearly report
20 Nov 09 Share buy-back policy and proposed tender offer
9 Dec 09 Transaction in own shares
12 Jan 10 Result of meeting
15 Jan 10 Issue of Equity
15 Jan 10 Interim Management Statement
22 Jan 10 Publication of prospectus
Result of enhanced buy-back offer and transaction in own
1 Mar 10 shares
1 Mar 10 Issue of Equity
2 Mar 10 Director/PDMR shareholding
17 Mar 10 Transaction in own shares
24 Mar 10 Issue of Equity
31 Mar 10 Issue of Equity
31 Mar 10 Director/PDMR shareholding
31 Mar 10 Director/PDMR shareholding
6 Apr 10 Issue of Equity
6 Apr 10 Offer update
12 Apr 10 Issue of Equity
28 May 10 Annual report
28 May 10 Circular to shareholders
2.     Documents filed at Companies House
Date of publication Document
11 Feb 09 Form 353 - delete this one from last year
3 Jul 09 Annual report
7 Jul 09 Resolutions
15 Jul 09 Form 88(2)
1 Sep 09 Form 169
14 Sep 09 Form 363
12 Oct 09 Form AD02 - SAIL address
12 Oct 09 Form AD03 - Register at SAIL address
12 Oct 09 Form CH03 - Change of secretary's details
23 Oct 09 Form CH01 - Change of director's details - J G D Ferguson
23 Oct 09 Form CH01 - Change of director's details - C J Fleetwood
23 Oct 09 Form CH01 - change of director's details - J R Hustler
23 Oct 09 Form CH01 - change of director's details - J M O Waddell
23 Oct 09 Form CH01 - change of director's details - T R Levettt
18 Jan 10 Form SH01
2 Feb 10 Form SH03
2 Feb 10 Form SH06
3 Feb 10 Form CC04
3 Feb 10 Resolutions
15 Mar 10 Form SH01
29 Mar 10 Form SH03
29 Mar 10 Form SH06
13 Apr 10 Form SH01
21 Apr 10 Form SH03
21 Apr 10 Form SH06
23 Apr 10 Form SH01 - 31 Mar 10
23 Apr 10 Form SH01 - 5 Apr 10
23 Apr 10 Form SH01 - 12 April 10
3.     Documents published and sent to shareholders
Date of publication Document
21 Nov 2009 Unaudited half-yearly financial report for the six months
ended 30 September 2009
28 May 2010 Annual report and financial statements for the year ended
31 March 2010
Copies of all the above documents may be obtained from the Company's registered
office at Northumberland House, Princess Square, Newcastle upon Tyne NE1 8ER.
For further enquiries please contact the Company Secretary:Â Chris Mellor
0191 244 6012
[HUG#1421380]
*A Private Investor is a recipient of the information who meets all of the conditions set out below, the recipient:
Obtains access to the information in a personal capacity;
Is not required to be regulated or supervised by a body concerned with the regulation or supervision of investment or financial services;
Is not currently registered or qualified as a professional securities trader or investment adviser with any national or state exchange, regulatory authority, professional association or recognised professional body;
Does not currently act in any capacity as an investment adviser, whether or not they have at some time been qualified to do so;
Uses the information solely in relation to the management of their personal funds and not as a trader to the public or for the investment of corporate funds;
Does not distribute, republish or otherwise provide any information or derived works to any third party in any manner or use or process information or derived works for any commercial purposes.
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