TR-1: Notification of major holdings

RNS Number : 9859G

Numis Corporation PLC

29 July 2021

 

NUMIS CORPORATION PLC

29 JULY 2021

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			NUMIS COPORATION PLC
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name			Mr Michael Spencer
City and country of registered office (if applicable)			n/a
4. Full name of shareholder(s) (if different from 3.) v
Name			IPGL Ltd
City and country of registered office (if applicable)			London/England
5. Date on which the threshold was crossed or reached vi :			23/07/2021
6. Date on which issuer notified (DD/MM/YYYY):			29/07/2021
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached	6.045%			6.045%	107,767,448
Position of previous notification (if applicable)	5.991%			5.991%	107,167,448

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rights ix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Ordinary shares		21,028		6,493,707			0.020%		6.025%
SUBTOTAL 8. A		6,514,735					6.045%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration date x	Exercise/ Conversion Period xi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
			SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration date x		Exercise/ Conversion Period xi		Physical or cash settlement xii			Number of voting rights	% of voting rights
					SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)				X
Name xv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Mr Michael Spencer	6.045%		6.045%
IPGL (Holdings) Ltd	6.025%		6.025%
IPGL Ltd	6.025%		6.025%
10. In case of proxy voting, please identify:
Name of the proxy holder		n/a
The number and % of voting rights held		n/a
The date until which the voting rights will be held		n/a
11. Additional information xvi

Place of completion	London IPGL
Date of completion	29/07/2021

The total number of Numis shares held in Treasury is 10,671,088 (9.90%), the number of

ordinary shares in issue remains the same and the total number of voting rights in the company is 107,767,448 which is the number which may be used by the shareholders as the denominator for calculations by which they will determine if they are required to notify their interest in, or a change to their interests in, the Company under the FCA's Disclosure and Transparency Rules.

These details have been provided in accordance with Article 5(1)(b) of the Market Abuse Regulation (EU) No 596/2014.

29 July 2021 

END

Contacts

Alex Ham and Ross Mitchinson Co-CEOs      020 7260 1245

Andrew Holloway - Chief Financial Officer     020 7260 1266

Brunswick:

Nick Cosgrove    020 7404 5959

Simone Selzer   020 7404 5959

Grant Thornton UK LLP (Nominated Adviser): 

Philip Secrett     020 7728 2578

Harrison J Clarke     020 7184 4384

 

END

 

 

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