Holding(s) in Company

RNS Number : 6482T
Ocado Group PLC
09 January 2017
 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

 

 

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Ocado Group plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

X

An event changing the breakdown of voting rights

 

Other (please specify):

 

 

3. Full name of person(s) subject to the
notification obligation:
iii

JPMorgan Chase & Co.

4. Full name of shareholder(s)
 (if different from 3.):iv

J.P. Morgan Securities Plc

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

05 January 2017

6. Date on which issuer notified:

06 January 2017

7. Threshold(s) that is/are crossed or
reached:
vi, vii

3%, 4%, 5% Upwards

         
 

 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB00B3MBS747

Below minimum threshold

Below minimum threshold

 

 

7,696,838

 

1.22%

 

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

Right to Recall

 

 

 

 

 

 

 

 

 

 

 

 

 

2,810,685

 

 

0.45%

 

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

 

 

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash settled Equity Swap

Cash settled Equity Swap

Cash settled Equity Swap

Cash settled Equity Swap

Cash settled Equity Swap

Cash settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

Cash-settled Equity Swap

 

 

 

 

 

 

 

 

 

 

 

 

03/02/2017

10/02/2017

06/03/2017

31/03/2017

26/04/2017

30/06/2017

26/07/2017

15/08/2017

03/10/2017

05/10/2017

06/10/2017

10/10/2017

11/10/2017

12/10/2017

17/10/2017

19/10/2017

23/10/2017

25/10/2017

26/10/2017

31/10/2017

01/11/2017

02/11/2017

08/11/2017

09/11/2017

13/11/2017

14/11/2017

15/11/2017

16/11/2017

20/11/2017

23/11/2017

24/11/2017

27/11/2017

28/11/2017

30/11/2017

01/12/2017

04/12/2017

06/12/2017

08/12/2017

11/12/2017

14/12/2017

18/12/2017

19/12/2017

20/12/2017

27/12/2017

28/12/2017

29/12/2017

02/01/2018

03/01/2018

04/01/2018

08/01/2018

10/01/2018

11/01/2018

23/01/2018

07/02/2018

29/03/2018

30/04/2018

15/06/2018

 

 

03/02/2017

10/02/2017

06/03/2017

31/03/2017

26/04/2017

30/06/2017

26/07/2017

15/08/2017

03/10/2017

05/10/2017

06/10/2017

10/10/2017

11/10/2017

12/10/2017

17/10/2017

19/10/2017

23/10/2017

25/10/2017

26/10/2017

31/10/2017

01/11/2017

02/11/2017

08/11/2017

09/11/2017

13/11/2017

14/11/2017

15/11/2017

16/11/2017

20/11/2017

23/11/2017

24/11/2017

27/11/2017

28/11/2017

30/11/2017

01/12/2017

04/12/2017

06/12/2017

08/12/2017

11/12/2017

14/12/2017

18/12/2017

19/12/2017

20/12/2017

27/12/2017

28/12/2017

29/12/2017

02/01/2018

03/01/2018

04/01/2018

08/01/2018

10/01/2018

11/01/2018

23/01/2018

07/02/2018

29/03/2018

30/04/2018

15/06/2018

 

 

327,421

122,000

129,020

1,383,990

182,924

514,894

1,065,705

5,222,155

151,257

618

640

37,354

608

624

1,311

663

592

498

478

456

2,366,423

449

452

421

690

977

332

1,144

973

748

372

656

866

40,904

293

287

249

402

157

297

566

435

466

476

465

1,492

1,525

21,241

429

1,201

10,013

5,003

409,872

113

6,089,766

1,118,804

2,166,121

Nominal

Delta

 

0.05

0.02

0.02

0.22

0.03

0.08

0.17

0.83

0.02

0.00

0.00

0.01

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.38

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.01

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.00

0.07

0.00

0.97

0.18

0.34

                                   

 

  

Total (A+B+C)

Number of voting rights

Percentage of voting rights

31,895,811

5.07%

 

 

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

Total disclosable holding for JPMorgan Chase & Co.: 31,895,811 (5.07%)

Direct: J.P. Morgan Securities Plc: 7,696,838 (1.22%) Shares; 2,810,685 (0.45%) Qualifying Financial Instruments; 21,388,288 (3.40%) Financial Instruments with similar economic effect to Qualifying Financial Instruments.

 

Chain of control:

 

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Inc. (100%)

Bank One International Holdings Corporation (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (72.27%)

J.P. Morgan Chase (UK) Holdings Limited (99.99%)

J.P. Morgan Chase International Holdings (100%)

J.P. Morgan Securities plc (99.41%)

 

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease
to hold:

N/A

12. Date on which proxy holder will cease to hold
voting rights:

N/A

 


13. Additional information:

Table 8A) Includes stock borrows of 25,705,048 (4.08%)

14. Contact name:

Tung T Le

15. Contact telephone number:

0207 742 7272

     

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLGIGDBRUGBGRC

Companies

Ocado Group (OCDO)
UK 100