TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
OCADO Group PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
Morgan Stanley (Institutional Securities Group and Global Wealth Management) |
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4. Full name of shareholder(s) |
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5. Date of the transaction and date on |
23.06.2016 |
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6. Date on which issuer notified: |
27.06.2016 |
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7. Threshold(s) that is/are crossed or |
9%* |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB00B3MBS747 |
4,044,285 |
4,044,285 |
3,023,867 |
3,023,867 |
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0.48% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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Right of recall over securities lending agreements |
N/A |
N/A |
21,239,716 |
3.38% |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Equity Swap |
N/A |
05.09.2016 |
N/A |
552,242 |
N/A |
0.09% |
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Equity Swap |
N/A |
01.11.2016 |
N/A |
236,384 |
N/A |
0.04% |
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Equity Swap |
N/A |
15.12.2016 |
N/A |
3,553,922 |
N/A |
0.57% |
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Equity Swap |
N/A |
06.02.2017 |
N/A |
171,169 |
N/A |
0.03% |
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Equity Swap |
N/A |
17.03.2017 |
N/A |
2,844,291 |
N/A |
0.45% |
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Equity Swap |
N/A |
30.03.2017 |
N/A |
600,000 |
N/A |
0.10% |
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Equity Swap |
N/A |
30.05.2017 |
N/A |
4,400,000 |
N/A |
0.70% |
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Equity Swap |
N/A |
13.06.2017 |
N/A |
262,983 |
N/A |
0.04% |
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Equity Swap |
N/A |
11.09.2017 |
N/A |
6,730,000 |
N/A |
1.07% |
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Equity Swap |
N/A |
16.11.2017 |
N/A |
163,786 |
N/A |
0.03% |
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Equity Swap |
N/A |
04.01.2018 |
N/A |
2,877,733 |
N/A |
0.46% |
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Equity Swap |
N/A |
08.01.2018 |
N/A |
4,881,834 |
N/A |
0.78% |
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Equity Swap |
N/A |
22.01.2018 |
N/A |
3,841,881 |
N/A |
0.61% |
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Equity Swap |
N/A |
12.02.2018 |
N/A |
4,051,722 |
N/A |
0.64% |
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Equity Swap |
N/A |
29.06.2018 |
N/A |
395,000 |
N/A |
0.06% |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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59,826,530 |
9.52% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Morgan Stanley & Co. LLC, c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware, 19801, USA. is a direct holder of 24,255,412 voting rights (3.86%) and is a subsidiary of Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley Capital Services LLC, c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware, 19801, USA. is a direct holder of 35,562,947 voting rights (5.66%) and is a subsidiary of Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley Domestic Holdings, Inc., c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware, 19801, USA. is an indirect holder of 59,826,530 voting rights (9.52%) and is a subsidiary of Morgan Stanley Capital Management, LLC
Morgan Stanley Capital Management, LLC, c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware, 19801, USA. is an indirect holder of 59,826,530 voting rights (9.52%) and is a subsidiary of Morgan Stanley |
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Proxy Voting: |
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10. Name of the proxy holder:
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N/A |
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11. Number of voting rights proxy holder will cease |
N/A |
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12. Date on which proxy holder will cease to hold |
N/A |
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Of the total voting rights attached to shares in Section 8A, 3,015,696 (0.48%) of these are the result of a stock borrowing agreement
Morgan Stanley's total holding in OCADO Group PLC remains above the 9.00% threshold previously disclosed however, this notification is being made on the basis that Morgan Stanley & Co. LLC, a wholly owned subsidiary of Morgan Stanley, has crossed a relevant threshold in its own right. |
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14. Contact name: |
Craig Horsley |
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15. Contact telephone number: |
+44 141 245-7736 |
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