Holding(s) in Company

RNS Number : 8875A

Ocado Group PLC

03 January 2018

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGSi

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

OCADO GROUP PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Citigroup Global Markets  Limited

City and country of registered office (if applicable)

London , United Kingdom

4. Full name of shareholder(s) (if different from 3.)v

Name

N/A

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reachedvi:

02-Jan-2018

6. Date on which issuer notified (DD/MM/YYYY):

03-Jan-2018

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

1.7389%

8.6036%

10.3245%

630,790,417

Position of previous notification (if applicable)

0.9028%

8.2042%

9.107%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of shares ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B3MBS747

10,968,546

1.7389%

SUBTOTAL 8. A

10,968,546

1.7389%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration datex

Exercise/ Conversion Periodxi

Number of voting rights that may be acquired if the instrument is exercised/converted.

% of voting rights

Right to recall lent securities

27,402,091

4.3441%

SUBTOTAL 8. B 1

27,402,091

4.3441%

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration datex

Exercise/ Conversion Period xi

Physical or cash settlementxii

Number of voting rights

% of voting rights

Equity Swap

8-Oct-18

Cash

1,566,498.00

0.2483%

Equity Swap

8-Oct-18

Cash

69,693.00

0.0110%

Equity Swap

8-Jan-19

Cash

598,653.00

0.0949%

Equity Swap

26-Dec-18

Cash

550,994.00

0.0873%

Equity Swap

2-Apr-18

Cash

14,220.00

0.0023%

Equity Swap

4-Apr-18

Cash

98,318.00

0.0156%

Equity Swap

20-Mar-18

Cash

494.00

0.0001%

Equity Swap

13-Nov-18

Cash

3,274.00

0.0005%

Equity Swap

30-Apr-18

Cash

408,745.00

0.0648%

Equity Swap

28-May-19

Cash

764,539.00

0.1212%

Equity Swap

13-Dec-19

Cash

43,659.00

0.0069%

Equity Swap

5-Oct-18

Cash

62,703.00

0.0099%

Equity Swap

26-Dec-18

Cash

482,776.00

0.0765%

Equity Swap

8-Jan-19

Cash

4,921,545.00

0.7802%

Equity Swap

22-Mar-18

Cash

566,429.00

0.0898%

Equity Swap

22-Mar-18

Cash

515,937.00

0.0818%

Equity Swap

10-Aug-18

Cash

1,150,818.00

0.1824%

Equity Swap

7-Aug-20

Cash

6,396,084.00

1.0140%

Equity Swap

7-Aug-20

Cash

2,058,908.00

0.3264%

Equity Swap

7-Aug-20

Cash

2,238,439.00

0.3549%

Equity Swap

11-Oct-18

Cash

7,066.00

0.0011%

Equity Swap

11-Oct-18

Cash

6,523.00

0.0010%

Equity Swap

16-Oct-19

Cash

1,808,117.00

0.2866%

Equity Swap

16-Oct-19

Cash

1,238,151.00

0.1963%

Equity Swap

16-Oct-19

Cash

1,021,774.00

0.1620%

Equity Swap

16-Oct-19

Cash

200,982.00

0.0319%

Equity Swap

16-Oct-19

Cash

73,633.00

0.0117%

SUBTOTAL 8.B.2

26,868,972

4.2596%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Citigroup Global Markets Limited
Citigroup Global Markets Europe Limited
Citigroup Financial Products Inc.
Citigroup Global Markets Holdings Inc.
Citgroup Inc.
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi

Place of completion	Belfast
Date of completion	03-Jan-2018

 

END

 

 

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