Holding(s) in Company

RNS Number : 2429V

Ocado Group PLC

01 November 2017

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGSi
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			OCADO GROUP PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			Citigroup Global Markets  Limited
City and country of registered office (if applicable)			London , United Kingdom
4. Full name of shareholder(s) (if different from 3.)v
Name			N/A
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:			30-Oct-2017
6. Date on which issuer notified (DD/MM/YYYY):			01-Nov-2017
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	2.1178%	7.8301%		9.9479%	630,627,559
Position of previous notification (if applicable)	1.2805	8.7231%		10.0036%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rightsix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B3MBS747		13,355,195					2.1178%
SUBTOTAL 8. A		13,355,195					2.1178%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration datex	Exercise/ Conversion Periodxi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
Right to recall lent securities						22,848,334			3.6231%
			SUBTOTAL 8. B 1			22,848,334			3.6231%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex		Exercise/ Conversion Period xi		Physical or cash settlementxii			Number of voting rights	% of voting rights
Equity Swap	13-Dec-19				Cash			88,738.00	0.0141
Equity Swap	26-Dec-18				Cash			217,847.00	0.0345
Equity Swap	8-Oct-18				Cash			2,049,353.00	0.3250
Equity Swap	8-Oct-18				Cash			127,433.00	0.0202
Equity Swap	31-Oct-18				Cash			65,203.00	0.0103
Equity Swap	8-Jan-18				Cash			535,645.00	0.0849
Equity Swap	26-Dec-17				Cash			536,188.00	0.0850
Equity Swap	31-Oct-18				Cash			61,043.00	0.0097
Equity Swap	29-Nov-18				Cash			5,348.00	0.0008
Equity Swap	2-Apr-18				Cash			29,320.00	0.0046
Equity Swap	30-Aug-18				Cash			156,559.00	0.0248
Equity Swap	30-Apr-18				Cash			435,014.00	0.0690
Equity Swap	13-Nov-18				Cash			6,751.00	0.0011
Equity Swap	19-Nov-18				Cash			923,114.00	0.1464
Equity Swap	4-Apr-18				Cash			98,318.00	0.0156
Equity Swap	20-Mar-18				Cash			1,018.00	0.0002
Equity Swap	5-Oct-18				Cash			77,144.00	0.0122
Equity Swap	28-May-19				Cash			855,673.00	0.1357
Equity Swap	16-Oct-19				Cash			2,679,137.00	0.4248
Equity Swap	16-Oct-19				Cash			837,411.00	0.1328
Equity Swap	16-Oct-19				Cash			682,231.00	0.1082
Equity Swap	16-Oct-19				Cash			205,822.00	0.0326
Equity Swap	16-Oct-19				Cash			76,514.00	0.0121
Equity Swap	8-Jan-18				Cash			4,394,827.00	0.6969
Equity Swap	10-Aug-18				Cash			1,150,818.00	0.1825
Equity Swap	10-Aug-18				Cash			6,029,158.00	0.9561
Equity Swap	10-Aug-18				Cash			1,965,870.00	0.3117
Equity Swap	10-Aug-18				Cash			2,118,980.00	0.3360
Equity Swap	21-Aug-18				Cash			120,007.00	0.0190
Equity Swap	11-Oct-18				Cash			4.00	0.0000
Equity Swap	11-Oct-18				Cash			4.00	0.0000
					SUBTOTAL 8.B.2			26,530,492	4.2070%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Citigroup Global Markets Limited
Citigroup Global Markets Europe Limited
Citigroup Financial Products Inc.
Citigroup Global Markets Holdings Inc.
Citgroup Inc.
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi

Place of completion	Belfast
Date of completion	31-Oct-2017

 

END

 

 

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