Director/PDMR Shareholding

RNS Number : 5862I

Old Mutual PLC

02 June 2014

 



Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1	Name of the issuer OLD MUTUAL PLC	2	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code DTR 3.1.2R
3.	Name of person discharging managerial responsibilities/director JULIAN ROBERTS, GROUP CHIEF EXECUTIVE SUE KEAN, CHIEF RISK OFFICER	4	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1 IN RESPECT OF THE PERSONS NAMED IN 3 ABOVE	6	Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 11 3/7p
7	Name of registered shareholder(s) and, if more than one, the number of shares held by each of them JULIAN ROBERTS - 1,965,397 SUE KEAN - 46,640 SHARES EXCLUDES UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS	8	State the nature of the transaction EXERCISE OF HMRC APPROVED SHARESAVE OPTIONS JULIAN ROBERTS - 48,906 SHARES EXERCISED AT £0.32 PER SHARE - ALL SHARES RETAINED SUE KEAN - 8,848 SHARES EXERCISED AT £1.02 PER SHARE - ALL SHARES RETAINED
9	Number of shares, debentures or financial instruments relating to shares acquired JULIAN ROBERTS - 48,906 SHARES SUE KEAN - 8,848 SHARES	10	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) JULIAN ROBERTS - 0.0010% SUE KEAN - 0.0002%
11	Number of shares, debentures or financial instruments relating to shares disposed	12	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
13	Price per share or value of transaction AS SHOWN IN 8 ABOVE	14	Date and place of transaction 2 JUNE 2014
15	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) JULIAN ROBERTS - 2,014,303 - 0.0411% SUE KEAN - 55,488 SHARES - 0.0011%	16	Date issuer informed of transaction 2 JUNE 2014

If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes

17	Date of grant	18	Period during which or date on which exercisable
19	Total amount paid (if any) for grant of the option	20	Description of shares or debentures involved (class and number)
21	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise	22	Total number of shares or debentures over which options held following notification

23

Any additional information

24

Name of contact and telephone number for queries WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS [phone]

Name of authorised official of issuer responsible for making notification:  MARTIN MURRAY, GROUP COMPANY SECRETARY Date of notification: 2 JUNE 2014

Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.

(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

 

END

 

 

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