Director/PDMR Shareholding

RNS Number : 8054E

Old Mutual PLC

14 April 2014

 



Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1	Name of the issuer OLD MUTUAL PLC	2	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code DTR 3.1.2R
3.	Name of person discharging managerial responsibilities/director PETER BAIN, CEO OLD MUTUAL ASSET MANAGEMENT PHILIP BROADLEY, GROUP FINANCE DIRECTOR PAUL HANRATTY, GROUP OPERATING OFFICER SUE KEAN, CHIEF RISK OFFICER JULIAN ROBERTS, GROUP CHIEF EXECUTIVE DON SCHNEIDER, GROUP HR DIRECTOR	4	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1 IN RESPECT OF THE PERSONS NAMED IN 3 ABOVE	6	Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 11 3/7p
7	Name of registered shareholder(s) and, if more than one, the number of shares held by each of them PETER BAIN - 8,671 SHARES PHILIP BROADLEY - 513,434 SHARES PAUL HANRATTY - 313,169 SHARES SUE KEAN - NIL SHARES JULIAN ROBERTS - 1,965,397 SHARES DON SCHNEIDER - 128,012 SHARES THESE TOTALS EXCLUDE UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS.	8	State the nature of the transaction VESTING AND SALE OF FORFEITABLE SHARES ORIGINALLY GRANTED ON 11 APRIL 2011 PETER BAIN - 616,908 SHARES VESTED. SOLD 291,091 SHARES AT £1.98944 PER SHARE PHILIP BROADLEY - 234,472 SHARES VESTED. SOLD ALL SHARES AT £1.98944 PER SHARE PAUL HANRATTY - 277,179 SHARES VESTED. SOLD 130,374 SHARES AT £1.98944 PER SHARE SUE KEAN - 43,539 SHARES VESTED. SOLD 20,479 SHARES AT £1.98944 PER SHARE JULIAN ROBERTS - 368,897 SHARES VESTED. SOLD ALL SHARES AT £1.98944 PER SHARE DON SCHNEIDER - 75,152 SHARES VESTED. SOLD ALL SHARES AT £1.98944 PER SHARE VESTING, EXERCISE AND SALE OF NIL- COST OPTION SHARES ORIGINALLY GRANTED ON 11 APRIL 2011 PHILIP BROADLEY - 410,474 SHARES VESTED. SOLD ALL SHARES AT £1.98930 PER SHARE PAUL HANRATTY - 287,696 SHARES VESTED. SOLD 135,490 SHARES AT £1.98930 PER SHARE SUE KEAN - 44,571 SHARES VESTED. SOLD 20,991 SHARES AT £1.98930 PER SHARE JULIAN ROBERTS - 617,528 SHARES VESTED. SOLD ALL SHARES AT £1.98930 PER SHARE DON SCHNEIDER - 152,566 SHARES VESTED. SOLD ALL SHARES AT £1.98930 PER SHARE
9	Number of shares, debentures or financial instruments relating to shares acquired PETER BAIN - 616,908 SHARES PHILIP BROADLEY - 644,946 SHARES PAUL HANRATTY - 564,875 SHARES SUE KEAN - 88,110 SHARES JULIAN ROBERTS - 986,425 SHARES DON SCHNEIDER - 227,718 SHARES	10	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) PETER BAIN - 0.0126% PHILIP BROADLEY - 0.0132% PAUL HANRATTY - 0.0115% SUE KEAN - 0.0018% JULIAN ROBERTS - 0.0201% DON SCHNEIDER - 0.0046%
11	Number of shares, debentures or financial instruments relating to shares disposed PETER BAIN - 291,091 SHARES PHILIP BROADLEY - 644,946 SHARES PAUL HANRATTY - 265,864 SHARES SUE KEAN - 41,470 SHARES JULIAN ROBERTS - 986,425 SHARES DON SCHNEIDER - 227,718 SHARES	12	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) PETER BAIN - 0.0059% PHILIP BROADLEY - 0.0132% PAUL HANRATTY - 0.0054% SUE KEAN - 0.0008% JULIAN ROBERTS - 0.0201% DON SCHNEIDER - 0.0046%
13	Price per share or value of transaction AS DESCRIBED IN 8 ABOVE	14	Date and place of transaction 11 APRIL 2014 - LONDON
15	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) PETER BAIN - 334,488 SHARES - 0.0068% PHILIP BROADLEY - 513,434 SHARES - 0.0105% PAUL HANRATTY - 612,180 SHARES - 0.0125% SUE KEAN - 46,640 SHARES - 0.0010% JULIAN ROBERTS - 1,965,397 SHARES - 0.0410% DON SCHNEIDER - 128,012 SHARES - 0.0026% THESE TOTALS EXCLUDE UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS.	16	Date issuer informed of transaction 11 APRIL 2014

If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes

17	Date of grant	18	Period during which or date on which exercisable
19	Total amount paid (if any) for grant of the option	20	Description of shares or debentures involved (class and number)
21	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise	22	Total number of shares or debentures over which options held following notification

23

Any additional information

24

Name of contact and telephone number for queries WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS [phone]

Name of authorised official of issuer responsible for making notification:  MARTIN MURRAY, GROUP COMPANY SECRETARY Date of notification: 14 APRIL 2014

Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.

(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

 

END

 

 

RDSIIMFTMBMBBRI