Director/PDMR Shareholding

RNS Number : 3613H

Old Mutual PLC

16 May 2014

 



Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1	Name of the issuer OLD MUTUAL PLC	2	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code DTR 3.1.2R
3.	Name of person discharging managerial responsibilities/director PHILIP BROADLEY, GROUP FINANCE DIRECTOR PAUL HANRATTY, CHIEF OPERATING OFFICER JULIAN ROBERTS, GROUP CHIEF EXECUTIVE DON SCHNEIDER, GROUP HR DIRECTOR	4	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1 IN RESPECT OF THE PERSONS NAMED IN 3 ABOVE	6	Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 11 3/7p
7	Name of registered shareholder(s) and, if more than one, the number of shares held by each of them PHILIP BROADLEY - 513,434 PAUL HANRATTY - 612,180 JULIAN ROBERTS - 1,965,397 DON SCHNEIDER - 128,012 EXCLUDES UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS	8	State the nature of the transaction VESTING, EXERCISE AND SALE OF NIL- COST OPTION SHARES ORIGINALLY GRANTED ON 13 MAY 2010 PHILIP BROADLEY - 929,569 SHARES VESTED. SOLD ALL SHARES AT £2.00758 PER SHARE PAUL HANRATTY - 401,405 SHARES VESTED. SOLD 189,038 SHARES AT £2.00758 PER SHARE JULIAN ROBERTS - 1,402,805 SHARES VESTED. SOLD ALL SHARES AT £2.00758 PER SHARE DON SCHNEIDER - 334,644 SHARES VESTED. SOLD 252,118 SHARES AT £2.00758 PER SHARE
9	Number of shares, debentures or financial instruments relating to shares acquired PHILIP BROADLEY - 929,569 SHARES PAUL HANRATTY - 401,405 SHARES JULIAN ROBERTS - 1,402,805 SHARES DON SCHNEIDER - 334,644 SHARES	10	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) PHILIP BROADLEY - 0.019% PAUL HANRATTY - 0.008% JULIAN ROBERTS - 0.029% DON SCHNEIDER - 0.007%
11	Number of shares, debentures or financial instruments relating to shares disposed PHILIP BROADLEY - 929,569 SHARES PAUL HANRATTY - 189,038 SHARES JULIAN ROBERTS - 1,402,805 SHARES DON SCHNEIDER - 252,118 SHARES	12	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) PHILIP BROADLEY - 0.019% PAUL HANRATTY - 0.004% JULIAN ROBERTS - 0.029% DON SCHNEIDER - 0.005%
13	Price per share or value of transaction AS DESCRIBED IN 8 ABOVE	14	Date and place of transaction 13 MAY 2014 VESTING AND 15 MAY 2014 EXERCISE AND SALE
15	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) PHILIP BROADLEY - 513,434 - 0.010% PAUL HANRATTY -  824,547 - 0.017% JULIAN ROBERTS - 1,965,397 - 0.040% DON SCHNEIDER - 210,538 - 0.004%	16	Date issuer informed of transaction 13 MAY 2014 AND 15 MAY 2014

If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes

17	Date of grant	18	Period during which or date on which exercisable
19	Total amount paid (if any) for grant of the option	20	Description of shares or debentures involved (class and number)
21	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise	22	Total number of shares or debentures over which options held following notification

23

Any additional information

24

Name of contact and telephone number for queries WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS [phone]

Name of authorised official of issuer responsible for making notification:  MARTIN MURRAY, GROUP COMPANY SECRETARY Date of notification: 16 MAY 2014

Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.

(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

 

END

 

 

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