Director/PDMR Shareholding

RNS Number : 8098U

Old Mutual PLC

11 April 2016

 

Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1	Name of the issuer OLD MUTUAL PLC	2	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code DTR 3.1.2R
3.	Name of person discharging managerial responsibilities/director PAUL FEENEY, CEO, OLD MUTUAL WEALTH IAN GLADMAN, GROUP STRATEGY DIRECTOR PAUL HANRATTY, MEMBER OF THE GROUP EXECUTIVE COMMITTEE SUE KEAN, CHIEF RISK OFFICER RALPH MUPITA, CEO, OLD MUTUAL EMERGING MARKETS DON SCHNEIDER, GROUP HR DIRECTOR	4	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1 IN RESPECT OF THE PERSONS NAMED IN 3 ABOVE	6	Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 11 3/7p
7	Name of registered shareholder(s) and, if more than one, the number of shares held by each of them PAUL FEENEY - 7,031 IAN GLADMAN - NIL PAUL HANRATTY - 446,578 SUE KEAN - 132,949 RALPH MUPITA - 135,269 DON SCHNEIDER - 210,538 EXCLUDES UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS	8	State the nature of the transaction VESTING AND SALE OF FORFEITABLE SHARES ORIGINALLY GRANTED ON 8 APRIL 2013 PAUL FEENEY - 109,311 SHARES VESTED. SOLD ALL SHARES AT £1.84388 PER SHARE. IAN GLADMAN - 78,967 SHARES VESTED. SOLD 37,188 SHARES AT £1.84388 PER SHARE. PAUL HANRATTY - 229,222 SHARES VESTED. SOLD 107,949 SHARES AT £1.84388 PER SHARE. SUE KEAN - 61,083 SHARES VESTED. SOLD 28,766 SHARES AT £1.84388 PER SHARE. RALPH MUPITA - 184,068 SHARES VESTED. NO SHARES SOLD. DON SCHNEIDER - 80,884 SHARES VESTED. SOLD ALL SHARES AT £1.84388 PER SHARE. VESTING, EXERCISE AND SALE OF NIL- COST OPTION SHARES ORIGINALLY GRANTED ON 8 APRIL 2013 SUE KEAN - 51,492 SHARES VESTED. SOLD 24,249 SHARES AT £1.84388 PER SHARE. DON SCHNEIDER - 100,685 SHARES VESTED. SOLD ALL SHARES AT £1.84388 PER SHARE.
9	Number of shares, debentures or financial instruments relating to shares acquired PAUL FEENEY - 109,311 IAN GLADMAN - 78,967 PAUL HANRATTY - 229,222 SUE KEAN - 112,575 RALPH MUPITA - 184,068 DON SCHNEIDER - 181,569	10	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) PAUL FEENEY - 0.002% IAN GLADMAN - 0.002% PAUL HANRATTY - 0.005% SUE KEAN - 0.002% RALPH MUPITA - 0.004% DON SCHNEIDER - 0.004%
11	Number of shares, debentures or financial instruments relating to shares disposed PAUL FEENEY - 109,311 IAN GLADMAN - 37,188 PAUL HANRATTY - 107,949 SUE KEAN - 53,015 DON SCHNEIDER - 181,569	12	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) PAUL FEENEY - 0.002% IAN GLADMAN - 0.001% PAUL HANRATTY - 0.002% SUE KEAN - 0.001% DON SCHNEIDER - 0.004%
13	Price per share or value of transaction AS DESCRIBED IN 8 ABOVE	14	Date and place of transaction 8 APRIL 2016
15	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) PAUL FEENEY - 7,031 - 0.000% IAN GLADMAN - 41,779 - 0.001% PAUL HANRATTY - 567,851 - 0.012% SUE KEAN - 192,509 - 0.004% RALPH MUPITA - 319,337 - 0.006% DON SCHNEIDER - 210,538 - 0.004% EXCLUDES UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS	16	Date issuer informed of transaction 8 APRIL 2016

If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes

17	Date of grant	18	Period during which or date on which exercisable
19	Total amount paid (if any) for grant of the option	20	Description of shares or debentures involved (class and number)
21	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise	22	Total number of shares or debentures over which options held following notification

23

Any additional information

24

Name of contact and telephone number for queries WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS [phone]

Name of authorised official of issuer responsible for making notification:  MARTIN MURRAY, GROUP COMPANY SECRETARY Date of notification: 11 APRIL 2016

Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.

(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

 

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