Ref: 78/09
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
OLD MUTUAL PLC |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: |
AXA S.A, 25 Avenue Matignon, 75008 Paris and its group of companies |
4. Full name of shareholder(s) (if different from 3.): |
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5. Date of the transaction and date on which the threshold is crossed or reached: |
26/10/2009 |
6. Date on which issuer notified: |
27/10/2009 |
7. Threshold(s) that is/are crossed or reached: |
INCREASE IN TOTAL HOLDINGS FROM 4.49% TO 5.19% |
8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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0738992 |
237,123,733 |
237,123,733 |
35,050,581 |
35,050,581 |
238,890,274 |
0.66 |
4.53 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
549,220,020 |
5.19% |
9. Chain of controlled undertakings through which the voting rights and/or the |
Name of the Company / Fund Number of Shares % of issued share capital Alliance Capital Management 3,552,300.00 0.03365 Direct AXA 10,367,638.00 0.09822 Direct AXA Australia 271,655.00 0.00257 Indirect AXA Colonia Konzern 996,000.00 0.00944 Direct AXA Colonia Konzern 519,603.00 0.0049224 Indirect AXA Financial, Inc 235,887,868.00 2.23 Indirect AXA France 18,703.00 0.000177181 Indirect AXA IM UK 8,139,643.00 0.077109988 Direct AXA IM UK 686,670.00 0.006505091 Indirect AXA Rosenberg 11,995,000.00 0.113633277 Direct AXA Rosenberg 1,505,775.00 0.014264789 Indirect Total Direct 35,050,581 0.66410 Total Indirect 238,890,274 4.52620 TOTAL 273,940,855 5.19030 |
Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: |
Patrick Bowes |
15. Contact telephone number: |
020 7002 7440 |