Ref 80/09
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Old Mutual plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: |
AXA S.A, 25 Avenue Matignon, 75008 Paris and its group of companies |
4. Full name of shareholder(s) (if different from 3.): |
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5. Date of the transaction and date on which the threshold is crossed or reached: |
02/11/2009 |
6. Date on which issuer notified: |
04/11/2009 |
7. Threshold(s) that is/are crossed or reached: |
5 %. |
8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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738992 |
273,810,488 |
273,810,488 |
35,050,581 |
35,050,581 |
287,953,607 |
0.66 |
5.46 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
323,004,188 |
6.12% |
9. Chain of controlled undertakings through which the voting rights and/or the |
Alliance Capital Management 3,552,300.00 0.03365 Direct __________________________________________________________ AXA 10,367,638.00 0.09822 Direct __________________________________________________________ AXA Australia 271,655.00 0.00257 Indirect __________________________________________________________ AXA Colonia Konzern 996,000.00 0.00944 Direct __________________________________________________________ AXA Colonia Konzern 519,603.00 0.0049224 Indirect __________________________________________________________ AXA Financial, Inc 285,081,568.00 2.70 Indirect __________________________________________________________ AXA France 18,703.00 0.000177181 Indirect __________________________________________________________ AXA IM UK 8,139,643.00 0.077109988 Direct __________________________________________________________ AXA IM UK 686,670.00 0.006505091 Indirect __________________________________________________________ AXA Rosenberg 11,995,000.00 0.113633277 Direct __________________________________________________________ AXA Rosenberg 1,375,408.00 0.013029772 Indirect __________________________________________________________ 0 35,050,581 0.66410 Total Indirect 287,953,607 5.45579 ___________________________________________________________ TOTAL 323,004,188 6.11989 ___________________________________________________________ |
Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: |
Patrick Bowes |
15. Contact telephone number: |
020 7002 7440 |