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TR-1: NOTIFICATION OF MAJOR INTEREST I SHARES |
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1. Identity of the issuer or the underlying issuer |
Old Mutual plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
AXA S.A., 25 Avenue Matignon, 75008 Paris and its group of companies |
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4. Full name of shareholder(s) |
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5. Date of the transaction and date on |
20 December 2010 |
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6. Date on which issuer notified: |
21 December 2010 |
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7. Threshold(s) that is/are crossed or |
Below 5% - Indirect voting rights |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary shares of 10p each ISIN GB0007389926 |
279,803,099 |
279,803,099 |
2,620,285 |
2,620,285 |
272,126,443 |
0.05 |
4.99 |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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274,746,728 |
5.04% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Name of the Company/Fund Number of shares % issued share capital
Alliance Capital Management 2,789,400 0.051129 Indirect AXA Australia 36,395 0.000667 Indirect AXA Colonia Konzern 704,725 0.012917 Direct AXA Colonia Konzern 330,972 0.006067 Indirect AXA Financial Inc. 260,473,809 4.774374 Indirect AXA IM UK 1,915,560 0.035111 Direct AXA IM UK 8,495,867 0.155726 Indirect
Total Direct 2,620,285 0.04803 Total Indirect 272,126,443 4.98796
TOTAL 274,746,728 5.03599
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Martin Murray |
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15. Contact telephone number: |
02070027109 |
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