Holding(s) in Company

RNS Number : 6320K

Oxford Biomedica PLC

23 April 2020

 

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			Oxford Biomedica PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name			Oaktree Capital Group Holdings GP, LLC
City and country of registered office (if applicable)			333 South Grand Ave., 28th Floor Los Angeles, CA 90071, U.S.A.
4. Full name of shareholder(s) (if different from 3.) v
Name			OCM Strategic Credit Investments S.A R.L.
Name			OCM Strategic Credit Investments 2 S.A R.L.
Name			OCM Luxembourg SC Fund A S.A R.L.
Name			OCM Luxembourg SC Fund B S.A R.L.
City and country of registered office (if applicable)			26A Boulevard Royal, 7th Floor, L-2449 Luxembourg
5. Date on which the threshold was crossed or reached vi :			20 April 2020
6. Date on which issuer notified (DD/MM/YYYY):			22 April 2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached	Below 3%	N/A		Below 3%	76,907,779
Position of previous notification (if applicable)	3.91%	N/A		3.91%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rights ix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Ordinary shares		0		2,261,346			0.00%		Below 3%
SUBTOTAL 8. A		2,261,346					Below 3%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration date x	Exercise/ Conversion Period xi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
N/A		N/A	N/A			N/A			N/A
			SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration date x		Exercise/ Conversion Period xi		Physical or cash settlement xii			Number of voting rights	% of voting rights
N/A	N/A		N/A		N/A			N/A	N/A
					SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)				X
Name xv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Oaktree Capital Group Holdings GP, LLC
Oaktree Capital Group, LLC
Oaktree Holdings, Inc.
Oaktree Capital Management, L.P.
Oaktree-TCDRS Strategic Credit, LLC
Oaktree-TSE 16 Strategic Credit, LLC
Oaktree Strategic Income, LLC
INPRS Strategic Credit Holdings, LLC
OCM Strategic Credit Investments S.A R.L. [1]
Oaktree Capital Group Holdings GP, LLC
Oaktree Capital Group, LLC
Oaktree Holdings, Inc.
Oaktree Capital Management, L.P.
Exelon Strategic Credit Holdings, LLC
Oaktree-NGP Strategic Credit, LLC
Oaktree-Minn Strategic Credit, LLC
Oaktree-Forest Multi-Strategy, LLC (Series A)
Oaktree-TBMR Strategic Credit Fund C, LLC
Oaktree-TBMR Strategic Credit Fund F, LLC
Oaktree-TBMR Strategic Credit Fund G, LLC
OCM Strategic Credit Investments 2 S.A R.L. [2]
Oaktree Capital Group Holdings GP, LLC
Oaktree Capital Group, LLC
Oaktree Holdings, Inc.
Oaktree Capital Management, L.P.
Oaktree Capital II, L.P.
Oaktree Fund GP II, L.P.
Oaktree Fund GP IIA, LLC
Oaktree Strategic Credit Fund A GP, L.P.
Oaktree Strategic Credit Fund A, L.P.
OCM Luxembourg SC Fund A S.A R.L.
Oaktree Capital Group Holdings GP, LLC
Oaktree Capital Group, LLC
Oaktree Holdings, Inc.
Oaktree Capital Management, L.P.
Oaktree Capital II, L.P.
Oaktree Fund GP II, L.P.
Oaktree Fund GP IIA, LLC
Oaktree Strategic Credit Fund B GP, L.P.
Oaktree Strategic Credit Fund B, L.P.
OCM Luxembourg SC Fund B SP 1, L.P.
OCM Luxembourg SC Fund B S.A R.L.
10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A
11. Additional information xvi

Place of completion	London, United Kingdom
Date of completion	22 April 2020

Contact name:	Natalie Walter
Contact telephone number:	01865 783000

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[1] Oaktree-TCDRS  Strategic Credit, LLC, Oaktree-TSE 16 Strategic Credit, LLC, Oaktree Strategic Income, LLC and INPRS Strategic Credit Holdings, LLC jointly control OCM Strategic Credit Investments S.A R.L. 

[2] Exelon Strategic Credit Holdings, LLC, Oaktree-NGP Strategic Credit, LLC, Oaktree-Minn Strategic Credit, LLC, Oaktree-Forest Multi-Strategy, LLC (Series A), Oaktree-TBMR Strategic Credit Fund C, LLC, Oaktree-TBMR Strategic Credit Fund F, LLC, and Oaktree-TBMR Strategic Credit Fund G, LLC jointly control OCM Strategic Credit Investments 2 S.A R.L..

 

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