For filings with the FSA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
Plant Health Care plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
x |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
ORA (Guernsey) Limited and Richard Griffiths |
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4. Full name of shareholder(s) |
Richard Griffiths |
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5. Date of the transaction and date on |
1 November 2012 |
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6. Date on which issuer notified: |
2 November 2012 |
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7. Threshold(s) that is/are crossed or |
22% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
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Indirect |
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GB00B01JC540 Ordinary 1p |
11,535,042 |
11,535,042 |
11,985,042 |
11,985,042 |
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22.49% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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11,985,042 |
22.49% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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ORA (Guernsey) Ltd 9,094,853 Seren Capital Management Ltd. 2,980,189
Richard Griffiths is the beneficial owner of Seren Capital Management Ltd. Richard Griffiths is the ultimate controlling party of ORA (Guernsey) Ltd due to his shareholding in the parent company, ORA Capital Partners Ltd. |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Andrew C. Wood FCIS Company Secretary Plant Health Care plc |
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15. Contact telephone number: |
+44 (0)20 8866 5702
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