Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1 |
Name of the issuer
Polar Capital Technology Trust Plc |
2 |
State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
Notification in respect of DTR 3.1.2R
|
3 |
Name of person discharging managerial responsibilities/director
S C Bates |
4 |
State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/a
|
5 |
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1
Beneficial holding for S C Bates
|
6 |
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares |
7 |
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Hargreaves Lansdown Nominees ltd
|
8 |
State the nature of the transaction
Purchase |
9 |
Number of shares, debentures or financial instruments relating to shares acquired
2,000
|
10 |
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
Less than 0.01% |
11 |
Number of shares, debentures or financial instruments relating to shares disposed
N/a
|
12 |
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/a
|
13 |
Price per share or value of transaction
356.23p
|
14 |
Date and place of transaction
16 November 2012 |
15 |
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
2,000 Less than 0.01%
|
16 |
Date issuer informed of transaction
19 November 2012 |
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 |
Date of grant |
18 |
Period during which or date on which exercisable |
19 |
Total amount paid (if any) for grant of the option |
20 |
Description of shares or debentures involved (class and number) |
21 |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22 |
Total number of shares or debentures over which options held following notification |
23 |
Any additional information |
24 |
Name of contact and telephone number for queries
N P Taylor 020 7227 2700 |
Name of authorised official of issuer responsible for making notification
Date of notification ___________________________________________ |
Notes:
This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.