Annual Information Update

RNS Number : 9402F
Prudential PLC
04 May 2011
 



 

 

Prudential plc - Annual Information Update

 

This annual information update is required by and is being made pursuant to Article 10 of the Prospectus Directive as implemented in the United Kingdom and not for any other purpose and neither Prudential, nor any other person, takes any responsibility for, or makes any representation, express or implied, as to the accuracy or completeness of, the information contained therein (except as expressly set out therein).  The information referred to below is not necessarily up to date as at the date of this annual information update and Prudential does not undertake any obligation to update any such information in the future.  Furthermore, such information may have been prepared in accordance with the laws or regulations of a particular jurisdiction and may not comply with or meet the relevant standards of disclosure in any other jurisdiction.  Neither this annual information update, nor the information referred to below constitutes, by virtue of this communication, an offer of any securities addressed to any person and should not be relied on by any person.

 

Prudential announces that in accordance with Prospectus Rule 5.2, the following information has been published or made available to the public over the previous 12 months in compliance with laws and rules dealing with the regulation of securities, issuers of securities and securities markets.

 

For the purposes of this update the information is only referred to and full copies of each item can be found at the locations specified below.

 

1.         Regulatory announcements

 

The following UK regulatory announcements have been made by Prudential via a Regulatory Information Service during the previous 12 months.  Copies can be viewed on the London Stock Exchange ("LSE") website at http://www.londonstockexchange.com/en-gb/pricesnews/marketnews/marketnews.htm under code PRU and on Prudential's website at http://www.prudential.co.uk/prudential-plc/media/rns/. These announcements can also be viewed on the National Storage Mechanism website at www.Hemscott.com/nsm.do

 

Where information was published at the Securities and Exchange Commission ("SEC") and the New York Stock Exchange ("NYSE") by virtue of Prudential's American Depositary Shares or Capital Securities listed on the NYSE, copies can also be viewed on the SEC website at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under Companies & Other Filers for Prudential plc, and on the NYSE website at http://www.nyse.com/about/listed/listed.html by searching for Prudential plc in the Listed Company Directory. Where information was published at the Hong Kong Exchange ("HKEx") and Singapore Exchange ("SGX"), copies can be viewed on the HKExnews website at http://www.hkexnews.hk/listedco/listconews/advancedsearch/search_active_main.asp by searching for stock code 02378 or stock name PRU, and on the SGX website at http://www.sgx.com/wps/portal/marketplace/mp-en/listed_companies_info by selecting Prudential plc in the drop down menu of Company Name respectively.

 

Description of the information published

 

Method of publication

Date of filing/ publication

Information may be obtained from

Total Voting Rights

Announced to the LSE, SEC and NYSE

04/05/10

LSE website

SEC website

NYSE website

Prudential website

Transaction Timetable Update

Announced to the LSE, SEC and NYSE

05/05/10

LSE website

SEC website

NYSE website

Prudential website

Transaction Timetable Update

Announced to the LSE, SEC and NYSE

07/05/10

LSE website

SEC website

NYSE website

Prudential website

Notification of major Interest in Shares

Announced to the LSE, SEC and NYSE

10/05/10

LSE website

SEC website

NYSE website

Prudential website

Annual Information Update

Announced to the LSE, SEC and NYSE

12/05/10

LSE website

SEC website

NYSE website

Prudential website

Q1 2010 IMS

Announced to the LSE, SEC and NYSE

17/05/10

LSE website

SEC website

NYSE website

Prudential website

Rights Issue Terms

Announced to the LSE, SEC and NYSE

17/05/10

LSE website

SEC website

NYSE website

Prudential website

Publication of Prospectuses and Circular

Announced to the LSE

18/05/10

LSE website

Prudential website

Notice of Adjournment of Annual General Meeting

Announced to the LSE, SEC and NYSE

19/05/10

LSE website

SEC website

NYSE website

Prudential website

SCRIP Dividend

Announced to the LSE, SEC and NYSE

20/05/10

LSE website

SEC website

NYSE website

Prudential website

Notification of Major Interests in shares

Announced to the LSE, SEC and NYSE

21/05/10

LSE website

SEC website

NYSE website

Prudential website

Listing in Hong Kong and Singapore

Announced to the LSE, SEC and NYSE, HKEx and SGX

25/05/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Prudential plc response to press speculation

Announced to the LSE, SEC and NYSE, HKEx and SGX

28/05/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

28/05/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Prudential plc - Update on discussions with AIG

Announced to the LSE, SEC and NYSE, HKEx and SGX

01/06/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Total Voting Rights

Announced to the LSE, SEC and NYSE, HKEx and SGX

01/06/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Prudential plc - Proposed termination of agreement to combine with AIA Group Limited

Announced to the LSE, SEC and NYSE, HKEx and SGX

02/06/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Substantial Shareholder - Legal and General 4% to 3%

Announced to the LSE, SEC and NYSE, HKEx and SGX

02/06/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Prudential plc Termination of agreement to combine with AIA Group Limited

Announced to the LSE, SEC and NYSE, HKEx and SGX

03/06/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Trading update

Announced to the LSE, SEC and NYSE, HKEx and SGX

07/06/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

AGM statement

Announced to the LSE, SEC and NYSE, HKEx and SGX

07/06/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

09/06/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

09/06/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Doc re 20-F

Announced to the LSE, SEC and NYSE

23/06/10

LSE website

SEC website

NYSE website

Prudential website

Director/PDMR shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

30/06/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Total Voting Rights

Announced to the LSE, SEC and NYSE, HKEx and SGX

01/07/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

05/07/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR shareholdings

Announced to the LSE, SEC and NYSE, HKEx and SGX

09/07/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

30/07/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Total Voting Rights

Announced to the LSE, SEC and NYSE, HKEx and SGX

02/08/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

10/08/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Half Yearly Report

Announced to the LSE, SEC and NYSE, HKEx and SGX

12/08/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

16/08/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

24/08/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

SCRIP Dividend Reference Price

Announced to the LSE, SEC and NYSE, HKEx and SGX

25/08/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

25/08/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

25/08/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Total Voting Rights

Announced to the LSE, SEC and NYSE, HKEx and SGX

01/09/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

02/09/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Directors/PDMRs shareholdings

Announced to the LSE, SEC and NYSE, HKEx and SGX

09/09/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Scrip Dividend

Announced to the LSE, SEC and NYSE, HKEx and SGX

09/09/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

15/09/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

15/09/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

24/09/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

27/09/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

US Interim Financial Statement

Announced to the LSE, SEC and NYSE, HKEx and SGX

30/09/10

LSE website

SEC website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

30/09/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

01/10/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Total Voting Rights

Announced to the LSE, SEC and NYSE, HKEx and SGX

01/10/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

11/10/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director Change

Announced to the LSE, SEC and NYSE, HKEx and SGX

15/10/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

19/10/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Six monthly blocklisting return

Announced to the LSE, SEC and NYSE, HKEx and SGX

29/10/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Total Voting Rights

Announced to the LSE, SEC and NYSE, HKEx and SGX

01/11/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Establishment of Group Risk Committee and Changes to Board Committee Composition

Announced to the LSE, SEC and NYSE, HKEx and SGX

09/11/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

09/11/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Q3 2010 Interim Management Statement

Announced to the LSE, SEC and NYSE, HKEx and SGX

10/11/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Investor Conference

Announced to the LSE, SEC and NYSE, HKEx and SGX

01/12/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Total Voting Rights

Announced to the LSE, SEC and NYSE, HKEx and SGX

01/12/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

01/12/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

02/12/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Publication of MTN prospectus

Announced to the LSE

03/12/10

LSE website

Prudential website

 

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

08/12/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Board change

Announced to the LSE, SEC and NYSE, HKEx and SGX

08/12/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

09/12/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

31/12/10

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Total Voting Rights

Announced to the LSE, SEC and NYSE, HKEx and SGX

04/01/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

04/01/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

11/01/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

13/01/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Medium Term Note Programme

Announced to the LSE

21/01/11

LSE website

Prudential website

Medium Term Note Programme Correction

Announced to the LSE

25/01/11

LSE website

Prudential website

 

Total Voting Rights

Announced to the LSE, SEC and NYSE, HKEx and SGX

01/02/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

08/02/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

09/02/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Changes to Definition of IFRS Op Profit for Jackson

Announced to the LSE, SEC and NYSE, HKEx and SGX

10/02/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Total Voting Rights

Announced to the LSE, SEC and NYSE, HKEx and SGX

01/03/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Final Results

Announced to the LSE, SEC and NYSE, HKEx and SGX

09/03/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

09/03/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

11/03/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

15/03/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Blocklisting

Announced to the LSE, SEC and NYSE, HKEx and SGX

15/03/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

17/03/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

29/03/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

30/03/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Annual Financial Report

Announced to the LSE, SEC and NYSE, HKEx and SGX

31/03/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

31/03/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

01/04/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Total Voting Rights

Announced to the LSE, SEC and NYSE, HKEx and SGX

01/04/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

04/04/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notice of AGM

Announced to the LSE, SEC and NYSE, HKEx and SGX

08/04/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

11/04/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Director/PDMR Shareholding

Announced to the LSE, SEC and NYSE, HKEx and SGX

11/04/11

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

Notification of Major Interests in Shares

Announced to the LSE, SEC and NYSE, HKEx and SGX

27/04/2011

LSE website

SEC website

NYSE website

Prudential website

HKEx website

SGX website

 

 

2.         Documents filed with the Registrar of Companies

 

The following documents have been filed by Prudential with the Registrar of Companies at Companies House during the past 12 months. Copies of these documents may be obtained from Companies House:

 

Companies House

Crown Way

Cardiff

CF14 3UZ

email:  enquiries@companies-house.gov.uk 

 

or, if you are a registered user, through Companies House Direct at www.direct.companieshouse.gov.uk

 

Date of filing

Document type

Description

10/05/10

SH01

Return of allotment of shares and statement of capital

19/05/10

SH01

29/04/10 Statement of Capital GBP 126722451.30

19/05/10

SH01

06/05/10 Statement of Capital GBP 126723037.45

02/06/10

SH01

13/05/10 Statement of Capital GBP 126723623.70

08/06/10

SH01

20/05/10 Statement of Capital GBP 126723662.60

14/06/10

Resolution

Authorised Allotment of Shares and Debentures

14/06/10

AA

Group of Companies' Accounts made up to 31/12/2009

06/07/10

SH01

10/06/2010 Statement of Capital GBP 126951337.45

06/07/10

SH01

27/05/2010 Statement of Capital GBP 126950650.40

06/07/10

SH01

27/05/2010 Statement of Capital GBP 126951337.45

13/07/10

CH01

Director's Change of Particulars / Ann Frances Godbehere / 01/07/10

19/07/10

SH01

01/07/10 Statement of Capital GBP 126960431.30

20/07/10

AR01

Annual Return Bulk List 13/06/10

23/07/10

SH01

08/07/10 Statement of Capital GBP 126960625.10

27/09/10

SH01

26/08/10 Statement of Capital GBP 126960684.30

27/09/10

SH01

23/09/10 Statement of Capital GBP 127279373.40

18/10/10

SH01

30/09/10 Statement of Capital GBP 127279394.55

29/10/10

AP01

Director Appointed Paul Victor Falzon Sant Manduca

04/11/10

SH01

21/10/10 Statement of Capital GBP 127279421.90

30/11/10

SH01

18/11/10 Statement of Capital GBP 127279473.90

02/12/10

AP01

Director Appointed Howard John Davies

30/12/10

SH01

09/12/10 Statement of Capital GBP 127279596.10

12/01/11

SH01

16/12/10 Statement of Capital GBP 127279678.80

13/01/11

SH01

23/12/10 Statement of Capital GBP 127279725.30

14/01/11

TM01

Appointment Terminated, director Clark Manning, Jr.

14/01/11

AP01

Director Appointed Mr John William Foley

14/01/11

AP01

Director appointed Michael Andrew Wells

27/01/11

SH01

13/01/11 Statement of Capital GBP 127279893.85

27/01/11

SH01

06/01/11 Statement of Capital GBP 127279759.00

01/02/11

SH01

20/01/11 Statement of Capital GBP 127279978.15

15/02/11

SH01

27/01/11 Statement of Capital GBP 127280013.55

10/03/11

SH01

03/02/11 Statement of Capital GBP 127280013.55

10/03/11

SH01

10/02/11 Statement of Capital GBP 127280013.55

31/03/11

SH01

17/03/11 Statement of Capital GBP 127288779.50

31/03/11

SH01

10/03/11 Statement of Capital GBP 127288756.30

31/03/11

SH01

09/03/11 Statement of Capital GBP 127288739.45

31/03/11

SH01

03/03/11 Statement of Capital GBP 127280241.20

08/04/11

SH01

24/03/11 Statement of Capital GBP 127384598.70

14/04/11

SH01

21/03/11 Statement of Capital GBP 127384578.95

20/04/11

SH01

07/04/11 Statement of Capital GBP 127384740.15

20/04/11

SH01

31/03/11 Statement of Capital GBP 127384689.60

 

 

3.         Documents filed with the Financial Services Authority

 

The following documents have been filed by Prudential with the Financial Services Authority during the previous 12 months which are available for public inspection at the UK Listing Authority's Document Viewing Facility at 25 The North Colonnade, Canary Wharf, London E14 5HS for documents submitted before 31 August 2010. Documents submitted on or after 1 September 2010 can be viewed on the National Storage Mechanism website at www.hemscott.com/nsm.do as well as at the Document Viewing Facility for the time being.

 

Document

Date of publication

Rights Issue Prospectus

18/05/10

Prospectus relating to the admission of the New Prudential Shares

18/05/10

Resolutions passed at AGM held on 7 June 2010

07/06/10

Form 20-F 2009

23/06/10

Half Year Financial Report 2010

12/08/10

US GAAP Interim Report 2010

30/09/10

Debt Issuance Programme Final Terms

18/10/10

Medium Term Note Programme Prospectus

03/12/10

Medium Term Note Programme Final Terms

14/01/11

Prospectus - Form S-8

28/02/11

Annual Report 2010

31/03/11

Notice of Annual General Meeting 2011

07/04/11

 

 

4.         Documents published at the Securities and Exchange Commission

 

Prudential has published a number of the documents listed in 1 above at the SEC in compliance with its obligations under national laws and rules dealing with the regulation of securities, issuers of securities and securities markets by virtue of having American Depositary Shares and Capital Securities listed on the NYSE.  In addition, Prudential has published the following documents with the SEC and/or NYSE.  Full details of documents published at the SEC can be viewed at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under Companies & Other Filers for Prudential plc.

 

 

Filing date

 

Form

Description

19/05/10

6-K

Circular and Explanatory Statement

15/06/10

6-K

Resolutions passed at the AGM held on 7 June 2010

22/06/10

20-F

US Annual Report 2009

25/08/10

UPLOAD

Review of Form 20-F 2009

31/08/10

CORRESP

Review of Form 20-F 2009

07/09/10

6-K

Half Year Financial Report 2010

22/09/10

CORRESP

Review of Form 20-F 2009

28/09/10

6-K

US GAAP Interim Report 2010

25/10/10

UPLOAD

Review of Form 20-F 2009

28/02/11

S-8

Prospectus

05/04/11

6-K

Annual Report 2010

08/04/11

6-K

Notice of Annual General Meeting 2011

 

 

5.         Documents published at the Hong Kong Stock Exchange and the Singapore Stock Exchange

 

Prudential has a primary listing on the HKEx and a secondary listing on the SGX. Prudential has published a number of the documents listed in 1 above at those exchanges. In addition, in compliance with local requirements Prudential is required to announce any changes in Issued Share Capital, by filing the Next Day Disclosure Return and the Monthly Return of Equity Issuer on Movements in Securities Form with the HKEx and SGX.

 

Date of Filing

Document Type

Description

28/05/10

Next Day Disclosure Returns

Changes in issued share capital

07/06/10

Monthly Returns

Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 May 2010

11/06/10

Next Day Disclosure Returns

Changes in issued share capital

17/06/10

Next Day Disclosure Returns

Changes in issued share capital

02/07/10

Next Day Disclosure Returns

Changes in issued share capital

07/07/10

Monthly Returns

Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 June 2010

09/07/10

Next Day Disclosure Returns

Changes in issued share capital

04/08/10

Monthly Returns

Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 July 2010

27/08/10

Next Day Disclosure Returns

Changes in issued share capital

06/09/10

Monthly Returns

Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 August 2010

24/09/10

Next Day Disclosure Returns

Changes in issued share capital

04/10/10

Next Day Disclosure Returns

Changes in issued share capital

07/10/10

Monthly Returns

Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 September 2010

22/10/10

Next Day Disclosure Returns

Changes in issued share capital

04/11/10

Monthly Returns

Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 October 2010

19/11/10

Next Day Disclosure Returns

Changes in issued share capital

03/12/10

Monthly Returns

Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 November 2010

10/12/10

Next Day Disclosure Returns

Changes in issued share capital

17/12/10

Next Day Disclosure Returns

Changes in issued share capital

24/12/10

Next Day Disclosure Returns

Changes in issued share capital

06/01/11

Monthly Returns

Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 December 2010 (Cancelled and Reissued)

07/01/11

Monthly Return of Equinity Issuer on Movements in Securities

Monthly Return - December

14/01/11

Next Day Disclosure Returns

Changes in issued share capital

21/01/11

Next Day Disclosure Returns

Changes in issued share capital

28/01/11

Next Day Disclosure Returns

Changes in issued share capital

07/02/11

Next Day Disclosure Returns

Changes in issued share capital

08/02/11

Monthly Returns

Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 January 2011 (Cancelled and Reissued)

11/02/11

Next Day Disclosure Returns

Changes in issued share capital

04/03/11

Next Day Disclosure Returns

Changes in issued share capital

07/03/11

Monthly Returns

Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 December 2010 (Revised)

07/03/11

Monthly Returns

Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 January 2011 (Revised)

07/03/11

Monthly Returns

Monthly Return of Equity Issuer on Movements in Securities for the month ended 28 February 2011

10/03/11

Next Day Disclosure Returns

Changes in issued share capital

11/03/11

Next Day Disclosure Returns

Changes in issued share capital

18/03/11

Next Day Disclosure Returns

Changes in issued share capital

23/03/11

Next Day Disclosure Returns

Changes in issued share capital

25/03/11

Next Day Disclosure Returns

Changes in issued share capital

01/04/11

Next Day Disclosure Returns

Changes in issued share capital

07/04/11

Monthly Returns

Monthly Return of Equity Issuer on Movements in Securities for the month ended 31 March 2011

08/04/11

Next Day Disclosure Returns

Changes in issued share capital

21/04/11

Next Day Disclosure Returns

Changes in issued share capital

 

 

6.         Documents filed with the Companies Registry in Hong Kong

 

The following filings were made with the Companies Registry in Hong Kong since the registration date of 14 April 2010 up to and including 3 May 2011. These documents can be obtained from the Companies Registry in Hong Kong at 14th Floor, Queensway Government Offices, 88 Queensway, Hong Kong, email: crenq@cr.gov.hk; or, if you are a registered user, they can be downloaded and viewed through ICRIS at www.icris.cr.gov.uk.

 

Date of filing

Document type

Description

14/04/10

N1

Particulars of a Non-Hong Kong Company Registered in Hong Kong

14/04/10


Certificate of Incorporation under s.333

14/04/10


Charter, Statutes or Memorandum and Articles of Association

14/04/10


Accounts

14/04/10


Certificate of Registration of Non-Hong Kong Company

10/05/10

N7

Notification of Change of Particulars of Secretary and Director of a Non-Hong Kong Company (Cheick Tidjane Thiam)

17/05/10


Prospectus

17/05/10


Authorization letter for registration of a prospectus

25/06/10

N1

Amended document (Particulars of a Non-Hong Kong Company Registered in Hong Kong)

05/11/10

N6

Notification of Change of Secretary and Director of a Non-Hong Kong Company (Appointment of Paul Victor Falzon Sant Manduca and Howard John Davies 15/10/10)

04/01/11

N6

Notification of Change of Secretary and Director of a Non-Hong Kong Company (Appointment of John William Foley and Michael Andrew Wells / Cessation of Clark Preston Manning, Jr. 01/01/11)

 

 

In addition, whenever shares are listed on the LSE, a supplementary listing application is submitted to the NYSE for the equivalent number of American Depositary Shares representing the number of shares listed in the UK.

 

Copies of the Annual and Half Year Reports 2010, the Annual General Meeting documentation and Form 20-F 2009 can be found on Prudential's website at www.prudential.co.uk.

 

This announcement has been submitted to the UK Listing Authority, NYSE, HKEx, SGX and it will be shortly available on Prudential's website and the National Storage Mechanism website at www.hemscott.com/nsm.do. A copy of this annual information update and all the documents listed above is available on request from Prudential's registered office at Laurence Pountney Hill, London, EC4R 0HH.

 

For further information please contact Sylvia Edwards, Assistant Group Secretary, Prudential plc, 12 Arthur Street, London EC4R 0HH.

 

 

4 May 2011


This information is provided by RNS
The company news service from the London Stock Exchange
 
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