Annual Information Update
Prudential PLC
11 May 2007
Prudential plc
Annual Information Update
This annual information update is required by and is being made pursuant to
Article 10 of the Prospectus Directive as implemented in the United Kingdom and
not for any other purpose and neither Prudential, nor any other person, takes
any responsibility for, or makes any representation, express or implied, as to
the accuracy or completeness of, the information contained therein (except as
expressly set out therein). The information referred to below is not necessarily
up to date as at the date of this annual information update and Prudential does
not undertake any obligation to update any such information in the future.
Furthermore, such information may have been prepared in accordance with the laws
or regulations of a particular jurisdiction and may not comply with or meet the
relevant standards of disclosure in any other jurisdiction. Neither this annual
information update, nor the information referred to below constitutes, by virtue
of this communication, an offer of any securities addressed to any person and
should not be relied on by any person.
Prudential announces that in accordance with Prospectus Rule 5.2, the following
information has been published or made available to the public over the previous
12 months in compliance with laws and rules dealing with the regulation of
securities, issuers of securities and securities markets.
For the purposes of this update the information is only referred to and full
copies of each item can be found at the locations specified below.
1. Regulatory announcements
The following UK regulatory announcements have been made by Prudential via a
Regulatory Information Service during the previous 12 months. Copies can be
viewed at the London Stock Exchange website at http://
www.londonstockexchange.com/en-gb/pricesnews/marketnews/marketnews.htm under
code PRU and on Prudential's website at http://www.prudential.co.uk/
prudential-plc/media/rns/. Where information was published at the Securities
and Exchange Commission and the New York Stock Exchange by virtue of
Prudential's American Depositary Shares or Capital Securities listed on the
New York Stock Exchange, copies can also be viewed on the Securities and
Exchange Commission's website at http://www.sec.gov/edgar/searchedgar/
webusers.htm by searching under Companies & Other Filers for Prudential plc.
Description of the information Method of Date of filing/ Information may be
published publication publication obtained from
Annual Information Update Announced to the 02/05/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
CITIC Prudential new licences Announced to the 03/05/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
CITIC Prudential fund inflows Announced to the 03/05/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Mortgage Endowment Complaints Announced to the 09/05/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR shareholding Announced to the 09/05/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR shareholding Announced to the 09/05/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 18/05/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
AGM Statement Announced to the 18/05/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
AGM statement Announced to the 18/05/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Asset Management Presentation Announced to the 19/05/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 22/05/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 22/05/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 26/05/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Additional Listing Announced to the 30/05/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Disclosure Director's Details Announced to the 02/06/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 09/06/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 09/06/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 09/06/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Comparative EEV basis results Announced to the 20/06/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Re 20-F Announced to the 29/06/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 29/06/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 29/06/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 30/06/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 11/07/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 11/07/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 11/07/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Disclosure Director's Details Announced to the 13/07/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
FRN Variable Rate Fix Announced to the 17/07/06 LSE website
LSE
Holding(s) in Company Announced to the 20/07/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Interim Results Announced to the 28/07/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 28/07/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Pru BSN Takaful Berhad Launch Announced to the 08/08/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 09/08/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Document re Interim Results Announced to the 09/08/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Additional Listing Announced to the 09/08/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Holding(s) in Company Announced to the 14/08/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Holding(s) in Company Announced to the 22/08/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Holding(s) in Company Announced to the 22/08/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Holding(s) in Company Announced to the 23/08/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Holding(s) in Company Announced to the 23/08/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Scrip Dividend Announced to the 23/08/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Holding(s) in Company Announced to the 29/08/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Holding(s) in Company Announced to the 29/08/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Holding(s) in Company Announced to the 04/09/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 08/09/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 11/09/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Scrip Dividend Announced to the 14/09/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Prudential plc - Board change Announced to the 21/09/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Prudential plc - Board change Announced to the 22/09/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director's details Announced to the 28/09/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 29/09/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 11/10/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Appointment of Egg CEO Announced to the 13/10/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
FRN Variable Rate Fix Announced to the 17/10/06 LSE website
LSE
3rd Quarter Results Announced to the 19/10/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Holding(s) in Company Announced to the 23/10/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 27/10/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR shareholding Announced to the 30/10/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Prudential - Dubai FSA Licence Announced to the 31/10/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Blocklisting Announced to the 31/10/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Change in director's details Announced to the 01/11/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 02/11/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 06/11/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 9/11/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Renewal of MTN Programme Announced to the 13/11/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Prudential plc Asia Day Announced to the 01/12/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Prudential plc - Egg Announced to the 11/12/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 11/12/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Holding(s) in Company Announced to the 13/12/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 15/12/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 18/12/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Doc re Changes in director's Announced to the 20/12/06 LSE website
details LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 21/12/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Total Voting Rights Announced to the 27/12/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 28/12/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 29/12/06 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 09/01/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Total Voting Rights Announced to the 11/01/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
FRN Variable Rate Fix Announced to the 17/01/07 LSE website
LSE
Total Voting Rights Announced to the 19/01/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Sale of Egg Banking plc Announced to the 29/01/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
2006 Full Year NBF Announced to the 29/01/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Total Voting Rights Announced to the 31/01/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Calculation Agent Change 1 Announced to the 01/02/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Calculation Agent Change 2 Announced to the 01/02/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Holding(s) in Company Announced to the 7/02/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 09/02/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
With-Profits Announcement Announced to the 20/02/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Total Voting Rights Announced to the 28/02/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Changes in director's details Announced to the 01/03/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Changes in director's details Announced to the 06/03/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 09/03/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
2006 Full Year Results Announced to the 15/03/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Policyholder Advocate Announced to the 15/03/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Pru acquires annuity book Announced to the 15/03/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
PRUDENTIAL - Full year results 2006 Announced to the 15/03/07 LSE website
- interview with Group CEO LSE, SEC and NYSE SEC website
Prudential website
PRUDENTIAL - UK Update - interview Announced to the 15/03/07 LSE website
with UK CEO LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 15/03/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 15/03/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 15/03/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 26/03/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 30/03/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
SCRIP Dividend Documentation Announced to the 30/03/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Total Voting Rights Announced to the 30/03/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 30/03/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Prudential plc Board Change Announced to the 12/04/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 12/04/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 12/04/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
1st Quarter Results Announced to the 19/04/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Annual Report and Accounts Announced to the 13/04/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Scrip Div Reference Price Announced to the 18/04/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Holding(s) in Company Announced to the 19/04/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Holding(s) in Company Announced to the 19/04/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
1st Quarter Results Announced to the 19/04/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 19/04/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Holding(s) in Company Announced to the 23/04/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Total Voting Rights Announced to the 30/04/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Sale of Egg PLC Completion Announced to the 01/05/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 02/05/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
FRN Variable Rate Fix Announced to the 02/05/07 LSE website
LSE
Blocklisting Announced to the 04/05/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
Director/PDMR Shareholding Announced to the 10/05/07 LSE website
LSE, SEC and NYSE SEC website
Prudential website
2. Documents filed with the Registrar of Companies
The following documents have been filed by Prudential with the Registrar of
Companies at Companies House during the past 12 months. Copies of these
documents may be obtained from Companies House:
Companies House
Crown Way
Maindy
Cardiff
CF14 3UZ
email: enquiries@companies-house.gov.uk
or, if you are a registered user, through Companies House Direct at
www.direct.companieshouse.gov.uk
Date of Document type Description
filing
02/05/06 288c Director's particulars changed
08/05/06 88(3) x 7 Particulars of Contract relating to shares
08/05/06 88(2) R x 7 Return of allotment of shares
12/05/06 88(2) R x 2 Return of allotment of shares
16/05/06 88(2) R x 4 Return of allotment of shares
16/05/06 88(3) x 4 Particulars of Contract relating to shares
17/05/06 88(3) Particulars of Contract relating to shares
23/05/06 88(2) R Return of allotment of shares
30/05/06 AA Annual report for the year ended 31/12/2005
30/05/06 288a Director appointed
30/05/06 288b Director resigned
05/06/06 88(2) R Return of allotment of shares
07/06/06 88(3) x 2 Particulars of Contract relating to shares
07/06/06 88(2) R Return of allotment of shares
14/06/06 88(2) R x 4 Return of allotment of shares
14/06/06 88(3) x 4 Particulars of Contract relating to shares
16/06/06 RES04 Resolutions passed at AGM 2006
16/06/06 123 Notice of increase in nominal capital
16/06/06 88(2) R Return of allotment of shares
19/06/06 88(2) R x 2 Return of allotment of shares
19/06/06 88(3) Particulars of Contract relating to shares
20/06/06 88(2) R Return of allotment of shares
26/06/06 88(2) R x 4 Return of allotment of shares
26/06/06 88(3) x 3 Particulars of Contract relating to shares
27/06/06 88(2) R Return of allotment of shares
27/06/06 88(3) Particulars of Contract relating to shares
29/06/06 88(2) R Return of allotment of shares
04/07/06 88(2) R Return of allotment of shares
04/07/06 88(3) Particulars of Contract relating to shares
13/07/06 363a Annual Return made up to 13/06/06 (bulk list available
separately)
17/07/06 88(2) R Return of allotment of shares
21/07/06 288c Director's particulars changed
25/07/06 288c Director's particulars changed
25/07/06 88(2) R Return of allotment of shares
01/08/06 88(2) R Return of allotment of shares
07/08/06 88(2) R Return of allotment of shares
15/08/06 88(2) R x 2 Return of allotment of shares
21/08/06 88(2) R Return of allotment of shares
21/08/06 88(3) Particulars of Contract relating to shares
23/08/06 88(2) R Return of allotment of shares
23/08/06 88(3) Particulars of Contract relating to shares
06/09/06 88(2) R Return of allotment of shares
13/09/06 88(2) R Return of allotment of shares
18/09/06 88(2) R Return of allotment of shares
22/09/06 88(2) R Return of allotment of shares
13/10/06 88(2) R Return of allotment of shares
24/10/06 88(2) R x 2 Return of allotment of shares
25/10/06 88(2) R Return of allotment of shares
09/11/06 88(2) R Return of allotment of shares
15/11/06 288a Director appointed
16/11/06 88(2) R x 2 Return of allotment of shares
21/11/06 88(2) R Return of allotment of shares
06/12/06 88(2) R Return of allotment of shares
07/12/06 88(2) R Return of allotment of shares
09/01/07 88(2) R x 2 Return of allotment of shares
17/01/07 288b Director resigned
24/01/07 88(2) R Return of allotment of shares
12/02/07 88(2) R Return of allotment of shares
14/02/07 88(2) R Return of allotment of shares
21/02/07 x 2 88(2) R Return of allotment of shares
27/02/07 88(2) R Return of allotment of shares
14/03/07 x 2 88(2) R Return of allotment of shares
25/04/07 288c Director's particulars changed
3. Documents filed with the Financial Services Authority
The following documents have been filed by Prudential with the Financial
Services Authority during the previous 12 months. These documents may be
viewed at the UK Listing Authority's Document Viewing Facility at 25 The
North Colonnade, Canary Wharf, London E14 5HS.
Document Date of publication
Resolutions passed at AGM held on 18 May 2006 18/05/06
Form 20-F 29/06/06
Interim Report 2006 09/08/06
Scrip Dividend Circular 14/09/06
Scrip Dividend Circular 30/03/07
Annual Report 2006 13/04/07
Annual Review and Summary Financial Statement 2006 13/04/07
AGM circular 2007 13/04/07
Proxy voting forms for the UK, the US and the Irish Branch
Register 13/04/07
4. Documents published at the Securities and Exchange Commission
Prudential has published a number of the documents listed in 1 above, as set out
below, at the Securities and Exchange Commission ('SEC') in compliance with its
obligations under national laws and rules dealing with the regulation of
securities, issuers of securities and securities markets by virtue of having
American Depositary Shares and Capital Securities listed on the New York Stock
Exchange ('NYSE'). In addition, Prudential has published the following documents
with the SEC and/or NYSE. Full details of documents published at the SEC can be
viewed at http://www.sec.gov/edgar/searchedgar/webusers.htm by searching under
Companies & Other Filers for Prudential plc.
Filing Form Description
date
18/05/06 6-K Resolutions passed at AGM held on 18 May 2006
28/06/06 20-F
10/08/06 6-K Interim Report 2006
14/09/06 6-K Scrip Dividend Circular
30/03/07 6-K Scrip Dividend Circular
16/04/07 6-K Annual Report 2006, Annual Review & Summary Financial
Statement 2006, AGM circular 2007, and proxy voting forms
for the UK, the US and the Irish Branch Register
Copies of the Company's 20-F for the year ended 31/12/2005, the Annual Report
2006, the AGM circular 2007 and associated proxy voting forms were also sent to
the New York Stock Exchange (NYSE) in accordance with the NYSE Listing Company
Manual.
In addition, whenever shares are listed on the London Stock Exchange, a
supplementary listing application is submitted to the NYSE for the equivalent
number of American Depositary Shares representing the number of shares listed in
the UK.
Copies of the Annual and Interim Reports 2006, the Summary Review and Financial
Statement 2006, the Annual General Meeting documentation and Form 20-F 2005 can
be found on Prudential's website, www.prudential.co.uk
The annual information update is available on Prudential's website. Copies of
all the documents listed above and copies of this annual information update are
available on request from Prudential's registered office at Laurence Pountney
Hill, London, EC4R 0HH.
For further information please contact Sylvia Edwards, Assistant Group
Secretary, Prudential plc, 12 Arthur Street, London EC4R 0HH.
11 May 2007
This information is provided by RNS
The company news service from the London Stock Exchange