Prudential PLC
09 October 2007
NOTIFICATION OF TRANSACTIONS OF DIRECTORS / PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
1. Name of the issuer
Prudential plc
2. State whether the notification relates to (i) a transaction notified in
accordance with DTR 3.1.2R; (ii) a disclosure made in accordance LR 9.8.6R(1);
or (iii) a disclosure made in accordance with section 793 of the Companies Act
(2006)
(i)
3. Name of person discharging managerial responsibilities/director
P A J Broadley, P M Maynard
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
Relates to persons named in 3 above
5. Indicate whether the notification is in respect of a holding of the
person referred to in 3 or 4 above or in respect of a non-beneficial interest
Relates to persons named in 3 above
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
Ordinary shares of 5p each
7. Name of registered shareholder(s) and, if more than one, the number of
shares held by each of them
Prudential Services Limited Share Incentive Plan Trust (the Trust)
8. State the nature of the transaction
A purchase was made on 8 October 2007 of ordinary shares in the Company by
Yorkshire Building Society (the Trustee of the Trust) at a price of £7.6688 per
share for the purpose of satisfying the purchase of ordinary shares on behalf of
eligible employees (including executive directors and persons discharging
managerial responsibility ) who have elected to join the Prudential Services
Limited Share Incentive Plan (the Plan). The Plan has been approved by the
Inland Revenue as a share incentive plan under the Income Tax (Earnings and
Pensions) Act 2003.
The number of ordinary shares purchased on this date on behalf of the executive
directors and persons discharging managerial responsibility participating in the
Plan are set out in Section 9 below:
9. Number of shares, debentures or financial instruments relating to shares
acquired
PAJ Broadley - 20 ordinary shares
PM Maynard - 20 ordinary shares
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
PAJ Broadley - less than 0.000002%
PM Maynard - less than 0.000002%
11. Number of shares, debentures or financial instruments relating to shares
disposed
N/A
12. Percentage of issued class disposed (treasury shares of that class
should not be taken into account when calculating percentage)
N/A
13. Price per share or value of transaction
£7.6688
14. Date and place of transaction
8 October 2007, London
15. Total holding following notification and total percentage holding
following notification (any treasury shares should not be taken into account
when calculating percentage)
PAJ Broadley 614,251 ordinary shares, less than 0.03%
PM Maynard -320,168 ordinary shares, less than 0.02%
16. Date issuer informed of transaction
8 October 2007
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17. Date of grant
N/A
18. Period during which or date on which it can be exercised
N/A
19. Total amount paid (if any) for grant of the option
N/A
20. Description of shares or debentures involved (class and number)
N/A
21. Exercise price (if fixed at time of grant) or indication that price is to
be fixed at the time of exercise
N/A
22. Total number of shares or debentures over which options held following
notification
N/A
23. Any additional information
N/A
24. Name of contact and telephone number for queries
Jennie Webb, 020 7548 2027
Name of duly authorised officer of issuer responsible for making notification
Susan Henderson, Deputy Group Secretary, 020 7548 3805
Date of notification
9 October 2007
Prudential plc is not affiliated in any manner with Prudential Financial Inc, a
company whose principal place of business is in the United States of America
Notes: This form is intended for use by an issuer to make an RIS notification
required by DR 3.3.
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the
issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete
boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial
responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer
(other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
END
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