Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Michael Wells
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Group Chief Executive (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
1,345
GBP 17.406149
|
|||||||||
e)
|
Date of the transaction(s)
|
2017-10-05 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Michael Wells
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Executive (PDMR) |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
American Depositary Receipt ("ADR")
74435K204
|
||||
b)
|
Nature of the transaction(s)
|
Acquisition of ADRs in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
508
USD 46.98
|
||||
e)
|
Date of the transaction(s)
|
2017-10-05 |
||||
f)
|
Place of the transaction(s)
|
New York Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Nicolaos Nicandrou
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Executive Director (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
848
GBP 17.4135024
|
|||||||||
e)
|
Date of the transaction(s)
|
2017-10-05 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
John Foley
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Executive Director (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
1,189
GBP 17.407166
|
|||||||||
e)
|
Date of the transaction(s)
|
2017-10-05 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Anne Richards
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Executive Director (PDMR) |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||
b)
|
Nature of the transaction(s)
|
Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
276
GBP 17.405
|
||||
e)
|
Date of the transaction(s)
|
2017-10-05 |
||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Barry Stowe
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Executive Director (PDMR) |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
American Depositary Receipt ("ADR")
74435K204
|
||||
b)
|
Nature of the transaction(s)
|
Acquisition of ADRs in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
1,158
USD 46.98
|
||||
e)
|
Date of the transaction(s)
|
2017-10-05 |
||||
f)
|
Place of the transaction(s)
|
New York Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Julian Adams
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Group Regulatory and Government Relations Director (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
404
GBP 17.408824
|
|||||||||
e)
|
Date of the transaction(s)
|
2017-10-05 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Raghunath Hariharan
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Director of Strategy and Capital Market Relations (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
175
GBP 17.413829
|
|||||||||
e)
|
Date of the transaction(s)
|
2017-10-05 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Jonathan Oliver
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Group Communications Director (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
131
GBP 17.4364504 |
|||||||||
e)
|
Date of the transaction(s)
|
2017-10-05 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Alan Porter
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Group General Counsel and Company Secretary (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
304
GBP 17.416859
|
|||||||||
e)
|
Date of the transaction(s)
|
2017-10-05 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Al-Noor Ramji
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Digital Officer (PDMR) |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||
b)
|
Nature of the transaction(s)
|
Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
160
GBP 17.405
|
||||
e)
|
Date of the transaction(s)
|
2017-10-05 |
||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tim Rolfe
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Human Resources Director (PDMR) |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||
b)
|
Nature of the transaction(s)
|
Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Annual Incentive Plan and the Group Deferred Bonus Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
359
GBP 17.405
|
||||
e)
|
Date of the transaction(s)
|
2017-10-05 |
||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Howard Davies
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Non-Executive Director (PDMR) |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||
b)
|
Nature of the transaction(s)
|
Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
74
GBP 17.7533
|
||||
e)
|
Date of the transaction(s)
|
2017-10-05 |
||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Lord Turner
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Non-Executive Director (PDMR) |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||
b)
|
Nature of the transaction(s)
|
Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
52
GBP 17.7533
|
||||
e)
|
Date of the transaction(s)
|
2017-10-05 |
||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
Additional information
Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
Contact
Jennie Webb, Share Plans Manager, +44 (0)20 7548 2027
Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115