Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Michael Wells
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Group Chief Executive (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
1,860
GBP 18.017975
|
|||||||||
e)
|
Date of the transaction(s)
|
2018-10-05 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Mark FitzPatrick
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Chief Financial Officer (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transactions
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
244
GBP 18.012282 |
|||||||||
e)
|
Date of the transactions
|
2018-10-05 |
|||||||||
f)
|
Place of the transactions
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
John Foley
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Executive Director (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
1,136
GBP 18.015027
|
|||||||||
e)
|
Date of the transaction(s)
|
2018-10-05 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Nicolaos Nicandrou
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Executive Director (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
909
GBP 18.003427
|
|||||||||
e)
|
Date of the transaction(s)
|
2018-10-05 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Barry Stowe
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Executive Director (PDMR) |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
American Depositary Receipt ("ADR")
74435K204
|
||||
b)
|
Nature of the transaction(s)
|
Acquisition of ADRs in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
1,599
USD 47.20
|
||||
e)
|
Date of the transaction(s)
|
2018-10-05 |
||||
f)
|
Place of the transaction(s)
|
New York Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
James Turner
|
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Group Chief Risk Officer (PDMR) |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Prudential plc |
||||||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders (ii) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (iii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Group Deferred Bonus Plan |
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
169
GBP 17.580628
|
||||||||||||
e)
|
Date of the transaction(s)
|
2018-10-05 |
||||||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Julian Adams
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Group Regulatory and Government Relations Director (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
614
GBP 18.012332
|
|||||||||
e)
|
Date of the transaction(s)
|
2018-10-05 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Jonathan Oliver
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Group Communications Director (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
160
GBP 17.967037 |
|||||||||
e)
|
Date of the transaction(s)
|
2018-10-05 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Alan Porter
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Group General Counsel and Company Secretary (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
429
GBP 18.000247
|
|||||||||
e)
|
Date of the transaction(s)
|
2018-10-05 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Al-Noor Ramji
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Digital Officer (PDMR) |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||
b)
|
Nature of the transaction(s)
|
Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
326
GBP 18.02
|
||||
e)
|
Date of the transaction(s)
|
2018-10-05 |
||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Tim Rolfe
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Human Resources Director (PDMR) |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||
b)
|
Nature of the transaction(s)
|
Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
489
GBP 18.02
|
||||
e)
|
Date of the transaction(s)
|
2018-10-05 |
||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Howard Davies
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Non-Executive Director (PDMR) |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||
b)
|
Nature of the transaction(s)
|
Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
81
GBP 18.220545
|
||||
e)
|
Date of the transaction(s)
|
2018-10-05 |
||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Lord Turner
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Non-Executive Director (PDMR) |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||
b)
|
Nature of the transaction(s)
|
Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
58
GBP 18.220545
|
||||
e)
|
Date of the transaction(s)
|
2018-10-05 |
||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
Additional information
Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
Contact
Jennie Webb, Share Plans Manager, +44 (0)20 7548 2027
Chris Smith, Deputy Group Secretary, +44 (0)20 7548 2115