Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
Michael Wells
|
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Group Chief Executive (PDMR) |
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b)
|
Initial notification /Amendment
|
Initial notification |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
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a)
|
Name
|
Prudential plc |
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b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
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c)
|
Price(s) and volume(s)
|
|
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d)
|
Aggregated information
- Aggregated volume
- Price
|
1,866
GBP 14.267814
|
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e)
|
Date of the transaction(s)
|
2019-10-04 |
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f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Mark FitzPatrick
|
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2
|
Reason for the notification
|
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a)
|
Position/status
|
Group Chief Financial Officer and Chief Operating Officer (PDMR) |
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b)
|
Initial notification /Amendment
|
Initial notification |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transactions
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
713
GBP 14.267139
|
|||||||||
e)
|
Date of the transactions
|
2019-10-04 |
|||||||||
f)
|
Place of the transactions
|
London Stock Exchange |
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
James Turner
|
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2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Group Chief Risk and Compliance Officer (PDMR) |
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b)
|
Initial notification /Amendment
|
Initial notification |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Prudential plc |
||||||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders (ii) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (iii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
605
GBP 14.051521
|
||||||||||||
e)
|
Date of the transaction(s)
|
2019-10-04 |
||||||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Michael Falcon
|
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2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief Executive Officer of Jackson Holdings LLC (PDMR) |
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b)
|
Initial notification /Amendment
|
Initial notification |
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3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
American Depositary Receipt ("ADR")
74435K204
|
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b)
|
Nature of the transaction(s)
|
Acquisition of ADRs in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
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c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
302
USD 35.53
|
||||
e)
|
Date of the transaction(s)
|
2019-10-04 |
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f)
|
Place of the transaction(s)
|
New York Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
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a)
|
Name
|
John Foley
|
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2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Chief Executive M&G PLC (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
1,101
GBP 14.265368
|
|||||||||
e)
|
Date of the transaction(s)
|
2019-10-04 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Nicolaos Nicandrou
|
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2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Chief Executive of Prudential Corporation Asia (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
1,284
GBP 14.261262
|
|||||||||
e)
|
Date of the transaction(s)
|
2019-10-04 |
|||||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Al-Noor Ramji
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group Chief Digital Officer (PDMR) |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||
b)
|
Nature of the transaction(s)
|
Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
885
GBP 14.27
|
||||
e)
|
Date of the transaction(s)
|
2019-10-04 |
||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||
a)
|
Name
|
Howard Davies
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Non-Executive Director (PDMR) |
||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||
a)
|
Name
|
Prudential plc |
||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||
b)
|
Nature of the transaction(s)
|
Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
109
GBP 14.4803
|
||||
e)
|
Date of the transaction(s)
|
2019-10-04 |
||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Jolene Chen
|
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Group Human Resources Director (PDMR) |
||||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Prudential plc |
||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||||
b)
|
Nature of the transaction(s)
|
(i) Acquisition of shares under the dividend re-investment associated with the Prudential Corporation Asia All Employee Share Purchase Plan (ii) Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Corporation Asia Deferred Bonus Plan. |
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
563
GBP 14.24794
|
||||||
e)
|
Date of the transaction(s)
|
2019-10-04 |
||||||
f)
|
Place of the transaction(s)
|
London Stock Exchange |
Additional information
Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
Contact
Jennie Webb, Share Plans and Share Capital Manager, +44 (0)20 3977 9750
Chris Smith, Deputy Group Secretary, +44 (0)20 3977 9639