Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Mark FitzPatrick
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Interim Group Chief Executive (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transactions
|
(i) Acquisition of shares for nil consideration following the release of an award made in 2019 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee") (ii) Acquisition of shares for nil consideration following the release of an award made in 2019 under the Annual Incentive Plan by the Trustee
|
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
68,740
N/A |
|||||||||
e)
|
Date of the transactions
|
2022-04-04 |
|||||||||
f)
|
Place of the transactions
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
James Turner |
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Group Chief Financial Officer (PDMR) |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Prudential plc |
||||||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||||||||||
b)
|
Nature of the transactions
|
(i) Acquisition of shares for nil consideration following the release of an award made in 2019 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee") (ii) Acquisition of shares for nil consideration following the release of an award made in 2019 under the Annual Incentive Plan by the Trustee (iii) Sale of shares in relation to the transaction described in (i) and (ii) above only to cover withholding tax and fees
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
49,515
GBP 11.27413 |
||||||||||||
e)
|
Date of the transactions
|
2022-04-04 |
||||||||||||
f)
|
Place of the transactions
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Nicolaos Nicandrou
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Chief Executive, Asia and Africa (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transactions
|
(i) Acquisition of shares for nil consideration following the release of an award made in 2019 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee") (ii) Acquisition of shares for nil consideration following the release of an award made in 2019 under the Annual Incentive Plan by the Trustee
|
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
95,793
N/A
|
|||||||||
e)
|
Date of the transactions
|
2022-04-04 |
|||||||||
f)
|
Place of the transactions
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Avnish Kalra
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Group Chief Risk and Compliance Officer (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transactions
|
(i) Acquisition of shares for nil consideration following the release of an award made in 2019 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee") (ii) Acquisition of shares for nil consideration following the release of an award made in 2019 under the PCA Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
|
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price |
21,883
N/A
|
|||||||||
e)
|
Date of the transactions
|
2022-04-04 |
|||||||||
f)
|
Place of the transactions
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Jolene Chen
|
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Group Human Resources Director (PDMR) |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Prudential plc |
||||||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||||||||||
b)
|
Nature of the transactions
|
(i) Acquisition of shares for nil consideration following the release of an award made in 2019 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee") (ii) Acquisition of shares for nil consideration following the release of an award made in 2020 under the PCA Deferred Bonus Plan by the Trustee (iii) Acquisition of shares for nil consideration following the release of an award made in 2019 under the PCA Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
102,390
N/A |
||||||||||||
e)
|
Date of the transactions
|
2022-04-04 |
||||||||||||
f)
|
Place of the transactions
|
London Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Mark FitzPatrick
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Interim Group Chief Executive (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transactions
|
(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2025 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2025
|
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
230,057
HKD 116.07 |
|||||||||
e)
|
Date of the transactions
|
2022-04-05 |
|||||||||
f)
|
Place of the transactions
|
Hong Kong Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
James Turner
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Group Chief Financial Officer (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transactions
|
(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2025 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2025
|
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
225,839
HKD 116.07 |
|||||||||
e)
|
Date of the transactions
|
2022-04-05 |
|||||||||
f)
|
Place of the transactions
|
Hong Kong Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Nicolaos Nicandrou
|
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Chief Executive, Asia and Africa (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transactions
|
(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2025 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2025
|
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
309,428
HKD 116.07 |
|||||||||
e)
|
Date of the transactions
|
2022-04-05 |
|||||||||
f)
|
Place of the transactions
|
Hong Kong Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||||||||
a)
|
Name
|
Avnish Kalra
|
||||||||||||
2
|
Reason for the notification
|
|||||||||||||
a)
|
Position/status
|
Group Chief Risk and Compliance Officer (PDMR) |
||||||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
||||||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||||||||
a)
|
Name
|
Prudential plc |
||||||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
||||||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||||||||||||
b)
|
Nature of the transactions
|
(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2025 subject to the achievement of performance criteria (ii) Receipt of an award under the Prudential Asia & Africa (PAA) Long Term Incentive Plan to be released in April 2025 subject to the achievement of performance criteria (iii) Receipt of an award under the Prudential Deferred Bonus Plan to be released in April 2024
|
||||||||||||
c)
|
Price(s) and volume(s)
|
|
||||||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
196,140
HKD 116.07 |
||||||||||||
e)
|
Date of the transactions
|
2022-04-05 |
||||||||||||
f)
|
Place of the transactions
|
Hong Kong Stock Exchange |
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||||||||
a)
|
Name
|
Jolene Chen |
|||||||||
2
|
Reason for the notification
|
||||||||||
a)
|
Position/status
|
Group Human Resources Director (PDMR) |
|||||||||
b)
|
Initial notification /Amendment
|
Initial notification |
|||||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||||||||
a)
|
Name
|
Prudential plc |
|||||||||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12 |
|||||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
||||||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
|||||||||
b)
|
Nature of the transactions
|
(i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2025 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2025
|
|||||||||
c)
|
Price(s) and volume(s)
|
|
|||||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
92,664
HKD 116.07 |
|||||||||
e)
|
Date of the transactions
|
2022-04-05 |
|||||||||
f)
|
Place of the transactions
|
Hong Kong Stock Exchange |
Additional information
About Prudential plc
Prudential plc provides life and health insurance and asset management in Asia and Africa. The business helps people get the most out of life, by making healthcare affordable and accessible and by promoting financial inclusion. Prudential protects people's wealth, helps them grow their assets, and empowers them to save for their goals. The business has more than 18 million life customers and is listed on stock exchanges in London (PRU), Hong Kong (2378), Singapore (K6S) and New York (PUK). Prudential is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America, nor with The Prudential Assurance Company Limited, a subsidiary of M&G plc, a company incorporated in the United Kingdom. https://www.prudentialplc.com/
Contact
Jennie Webb, Senior Manager, Share Plans, +44 (0)20 3977 9750