Director/PDMR Shareholding
Prudential PLC
28 October 2005
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and
24.
(2) An issuer making a notification in respect of a derivative relating the
shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and
24.
(3) An issuer making a notification in respect of options granted to a director
/person discharging managerial responsibilities should complete boxes 1 to
3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument
relating to the shares of the issuer (other than a debenture) should
complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. Name of the issuer
Prudential plc
2. State whether the notification relates to (i) a transaction notified in
accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as
extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
Philip Broadley, Sir David Clementi, Michael Garrett, Clark Manning, Michael
McLintock, Roberto Mendoza, Mark Norbom, Kathleen O'Donovan, Robert Rowley, Mark
Tucker - iii
Peter Maynard - i
3. Name of person discharging managerial responsibilities/director
Philip Broadley, Sir David Clementi, Michael Garrett, Clark Manning, Michael
McLintock, Roberto Mendza, Mark Norbom, Kathleen O'Donovan, Robert Rowley, Mark
Tucker, Peter Maynard
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
Gillian Broadley - wife of Philip Broadley
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification relates to the persons named in 3 and 4 above
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
ordinary shares of 5p each
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them
(See section 9 for the number of shares held)
Philip Broadley & Gillian Broadley - in own name
Philip Broadley & Gillian Broadley - shares held in an ISA in name of Rock
Nominees Limited
Philip Broadley - shares held in Trust in the name of BWCI Trust Company Limited
Sir David Clementi - shares held in the name of Frank Nominees Limited at
Kleinwort Benson
Michael Garrett
Clark Manning
Roberto Mendoza - in own name
Roberto Mendoza -shares held in the name of Chase Nominees Limited & Goldman
Sachs Securities (Nominees) Limited in nominee accounts
Michael McLintock - shares held in Trust in the name of BWCI Trust Company
Limited
Mark Norbom - in own name
Mark Norbom - ADRs held by JP Morgan Chase bank
Mark Norbom - shares held in trust in the name of BWCI Trust Company Limited
Kathleen O'Donovan
Robert Rowley
Mark Tucker
Peter Maynard - shares held in Trust in the name of BWCI Trust Company Limited
8 State the nature of the transaction
Scrip dividend on ordinary shares or ADRs of Prudential plc - see section 9
9. Number of shares, debentures or financial instruments relating to shares
acquired
Philip Broadley
230 ordinary shares (223 shares for the Director and 7 shares for his spouse)
40 ordinary shares on shares held in an ISA with Rock Nominees Limited (35
shares on behalf of the Director and 5 shares on behalf of his spouse)
63 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan)
Sir David Clementi - 234 ordinary shares in respect of the shares held with
Kleinwort Benson
Michael Garrett 24 ordinary shares
Clark Manning 256 ordinary shares
Roberto Mendoza
3 ordinary shares
30 ordinary shares in respect of shares in the name of Chase Nominees Limited
1,281 ordinary shares in respect of shares held in the name of Goldman Sachs
(Nominees) Limited)
Michael McLintock 1,510 ordinary shares acquired in respect of shares held in
Trust under the Director's Deferred Share Award under the Prudential Annual
Incentive Plan
Mark Norbom
162 ordinary shares
13.2074 ADRs, representing 26 ordinary Prudential shares
340 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Kathleen O'Donovan 63 ordinary shares
Robert Rowley 330 ordinary shares
Mark Tucker 917 ordinary shares
Peter Maynard 229 ordinary shares acquired in respect of shares held in Trust
under the Director's Deferred Share Award under the Prudential Annual Incentive
Plan
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
Philip Broadley Less than 0.00002%
Sir David Clementi Less than 0.00001%
Michael Garrett Less than 0.000002%
Clark Manning Less than 0.00002%
Michael McLintock Less than 0.00007%
Roberto Mendoza Less than 0.00006%
Mark Norbom Less than 0.00003%
Kathleen O'Donovan Less than 0.000003%
Robert Rowley Less than 0.00002%
Mark Tucker Less than 0.00004%
Peter Maynard Less than 0.00001%
11. Number of shares, debentures or financial instruments relating to shares
disposed
....................................
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
....................................
13. Price per share or value of transaction
510.8p
14. Date and place of transaction
28 October 2005, London
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
Philip Broadley 560,341 (Less than 0.03%)
Sir David Clementi 23,849 (Less than 0.001%)
Michael Garrett 14,997 (Less than 0.0007%)
Clark Manning 533,317 (Less than 0.03%)
Michael McLintock 374,413 (Less than 0.02%)
Roberto Mendoza 139,840 (Less than 0.006%)
Mark Norbom 1,001,186 (Less than 0.05%)
Kathleen O'Donovan 9,632 (Less than 0.0005%)
Robert Rowley 43,862 (Less than 0.002%)
Mark Tucker 491,170 (Less than 0.03%)
Peter Maynard 271,978 (Less than 0.02% )
16. Date issuer informed of transaction
28 October 2005
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant
....................................
18. Period during which or date on which it can be exercised
....................................
19. Total amount paid (if any) for grant of the option
....................................
20. Description of shares or debentures involved (class and number)
....................................
....................................
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
....................................
22. Total number of shares or debentures over which options held following
notification
....................................
23. Any additional information
....................................
24. Name of contact and telephone number for queries
Jennie Webb, Group Secretarial, 020 7548 2027
Name and signature of duly authorised officer of issuer responsible for making
notification
Andrew Nash, Deputy Group Secretary, 020 7548 3805
Date of notification
28 October 2005
Prudential plc is not affiliated in any manner with Prudential Financial, Inc, a
company whose principal place of business is in the United States of America
END
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