Director/PDMR Shareholding
Prudential PLC
22 May 2007
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the
issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete
boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial
responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer
(other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. Name of the issuer
Prudential plc
2. State whether the notification relates to (i) a transaction notified in
accordance with DR 3.1.4R(1)(a); or
(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as
extended by section 328) of the Companies Act 1985; or
(iii) both (i) and (ii)
Philip Broadley, Rebecca Burrows, Nick Prettejohn, Sir David Clementi, Michael
Garrett, Clark Manning, Michael McLintock, Kathleen O'Donovan, Mark Tucker,
Andrew Turnbull, Priscilla Vacassin - Prudential plc - iii
Peter Maynard, - i
3. Name of person discharging managerial responsibilities/director
As above
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
Gillian Broadley - wife of Philip Broadley
Claire Prettejohn - wife of Nick Prettejohn
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification relates to the persons named in 3 and 4 above
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
Ordinary shares of 5p each
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them
(See section 9 for the number of shares held)
Philip Broadley & Gillian Broadley - in own name
Philip Broadley & Gillian Broadley - shares held in an ISA in name of Rock
Nominees Limited
Philip Broadley - shares held in Trust in the name of BWCI Trust Company Limited
Sir David Clementi - shares held in the name of Frank Nominees Limited at
Kleinwort Benson
Michael Garrett - shares held in Trust in the name of HSBC Global Custody
Nominees UK Limited
Clark Manning - in own name
Clark Manning - shares held in Trust in the name of BWCI Trust Company Limited
Michael McLintock - shares held in Trust in the name of BWCI Trust Company
Limited
Kathleen O'Donovan - in own name
Nick Prettejohn & Claire Prettejohn - in own name
Nick Prettejohn - shares held in Trust in the name of BWCI Trust Company Limited
Mark Tucker - in own name
Mark Tucker - shares held in Trust in the name of BWCI Trust Company Limited
Andrew Turnbull - in own name
Rebecca Burrows - shares held in Trust in the name of BWCI Trust Company Limited
Peter Maynard - in own name
Peter Maynard - shares held in Trust in the name of BWCI Trust Company Limited
Priscilla Vacassin - shares held in Trust in the name of BWCI Trust Company
Limited
8 State the nature of the transaction
Scrip dividend on ordinary shares of Prudential plc - see section 9
9. Number of shares, debentures or financial instruments relating to shares
acquired
Philip Broadley -
535 ordinary shares (524 shares for the Director and 11 shares for his spouse)
71 ordinary shares on shares held in an ISA with Rock Nominees Limited (55
shares on behalf of the Director and 16 shares on behalf of his spouse)
994 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Sir David Clementi - 593 ordinary shares in respect of the shares held with
Frank Nominees Limited
Michael Garrett -
21 ordinary shares
279 ordinary shares in respect of shares held in the name of UBS Limited
Clark Manning -
404 ordinary shares
143 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Michael McLintock -
4,100 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Kathleen O'Donovan - 155 ordinary shares
Nick Prettejohn -
532 ordinary shares (531 shares for the Director and 1 share for his spouse)
186 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Mark Tucker -
1,445 ordinary shares
1,727 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Andrew Turnbull - 69 ordinary shares
Rebecca Burrows - 431 ordinary shares acquired in respect of shares held in
Trust under the Director's Deferred Share Award under the Prudential Annual
Incentive Plan
Peter Maynard -
114 ordinary shares
944 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Priscilla Vacassin - 448 ordinary shares acquired in respect of shares held in
Trust under the Director's Deferred Share Award under the Prudential Annual
Incentive Plan
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
Philip Broadley Less than 0.00007%
Sir David Clementi Less than 0.00003%
Michael Garrett Less than 0.00002%
Clark Manning Less than 0.00003%
Michael McLintock Less than 0.0002%
Kathleen O'Donovan Less than 0.000007%
Nick Prettejohn Less than 0.00003%
Mark Tucker Less than 0.0002%
Andrew Turnbull Less than 0.000003%
Rebecca Burrows Less than 0.00002%
Peter Maynard Less than 0.00005%
Priscilla Vacassin Less than 0.00002%
11. Number of shares, debentures or financial instruments relating to shares
disposed
....................................
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
....................................
13. Price per share or value of transaction
742.80p
14. Date and place of transaction
22 May 2007, London
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
Philip Broadley 604,450 (Less than 0.03%)
Sir David Clementi 39,175 (Less than 0.002%)
Michael Garrett 19,748 (Less than 0.0009%)
Clark Manning 847,420 (Less than 0.04%)
Michael McLintock 528,022 (Less than 0.03%)
Kathleen O'Donovan 12,911 (Less than 0.0006%)
Nick Prettejohn 490,337 (Less than 0.03%)
Mark Tucker 1,263,490 (Less than 0.06%)
Lord Andrew Turnbull 4,466 (Less than 0.0002%)
Rebecca Burrows 189,866 (Less than 0.008%)
Peter Maynard 319,446 (Less than 0.02%)
Priscilla Vacassin 284,192 (Less than 0.02%)
16. Date issuer informed of transaction
22 May 2007
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant
....................................
18. Period during which or date on which it can be exercised
....................................
19. Total amount paid (if any) for grant of the option
....................................
20. Description of shares or debentures involved (class and number)
....................................
....................................
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
....................................
22. Total number of shares or debentures over which options held following
notification
....................................
23. Any additional information
....................................
24. Name of contact and telephone number for queries
Lee Davis, Group Secretarial, 020 7548 3807
Name and signature of duly authorised officer of issuer responsible for making
notification
Susan Henderson, Group Deputy Secretary, 020 7548 3805
Date of notification
22 May 2007
Prudential plc is not affiliated in any manner with Prudential Financial, Inc, a
company whose principal place of business is in the United States of America
END
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