Director/PDMR Shareholding
Prudential PLC
24 September 2007
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23
and 24.
(2) An issuer making a notification in respect of a derivative relating the
shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23
and 24.
(3) An issuer making a notification in respect of options granted to a
director/person discharging managerial responsibilities should complete
boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument
relating to the shares of the issuer (other than a debenture) should
complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. Name of the issuer
Prudential plc
2. The notification relates to transactions notified in accordance with DR
3.1.2R
3. Name of person discharging managerial responsibilities/director
Philip Broadley, Sir David Clementi, John Foley, Michael Garrett, Clark Manning,
Peter Maynard, Michael McLintock, Kathleen O'Donovan, Nick Prettejohn,
Mark Tucker, Andrew Turnbull, Priscilla Vacassin
4. State whether notification relates to a person connected with a person
discharging managerial responsibilities/director named in 3 and identify the
connected person
Gillian Broadley - wife of Philip Broadley
Claire Prettejohn - wife of Nick Prettejohn
5. Indicate whether the notification is in respect of a holding of the person
referred to in 3 or 4 above or in respect of a non-beneficial interest
Notification relates to the persons named in 3 and 4 above
6. Description of shares (including class), debentures or derivatives or
financial instruments relating to shares
Ordinary shares of 5p each
7. Name of registered shareholders(s) and, if more than one, the number of
shares held by each of them
(See section 9 for the number of shares held)
Philip Broadley & Gillian Broadley - in own name
Philip Broadley & Gillian Broadley - shares held in an ISA in name of Rock
Nominees Limited
Philip Broadley - shares held in Trust in the name of BWCI Trust Company Limited
Sir David Clementi - shares held in the name of Frank Nominees Limited at
Kleinwort Benson
Michael Garrett - in own name
Michael Garrett - shares held in Trust in the name of HSBC Global Custody
Nominees UK Limited
Clark Manning - in own name
Clark Manning - shares held in Trust in the name of BWCI Trust Company Limited
Michael McLintock - shares held in Trust in the name of BWCI Trust Company
Limited
Kathleen O'Donovan - in own name
Nick Prettejohn & Claire Prettejohn - in own name
Nick Prettejohn - shares held in Trust in the name of BWCI Trust Company Limited
Mark Tucker - in own name
Mark Tucker - shares held in Trust in the name of BWCI Trust Company Limited
Andrew Turnbull - in own name
John Foley - in own name
Peter Maynard - in own name
Peter Maynard - shares held in Trust in the name of BWCI Trust Company Limited
Priscilla Vacassin - shares held in Trust in the name of BWCI Trust Company
Limited
8 State the nature of the transaction
Scrip dividend on ordinary shares of Prudential plc - see section 9
9. Number of shares, debentures or financial instruments relating to shares
acquired
Philip Broadley -
354 ordinary shares (347 shares for the Director and 7 shares for his spouse)
40 ordinary shares on shares held in an ISA with Rock Nominees Limited (31
shares on behalf of the Director and 9 shares on behalf of his spouse)
563 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Sir David Clementi -
380 ordinary shares in respect of the shares held with Frank Nominees Limited
Michael Garrett -
7 ordinary shares
180 ordinary shares in respect of shares held in the name of UBS Limited
Clark Manning -
229 ordinary shares
81 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Michael McLintock -
2,324 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Kathleen O'Donovan - 93 ordinary shares
Nick Prettejohn -
302 ordinary shares (301 shares for the Director and 1 share for his spouse)
105 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Mark Tucker -
820 ordinary shares
978 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Andrew Turnbull - 44 ordinary shares
John Foley - 12 ordinary shares
Peter Maynard -
65 ordinary shares
535 ordinary shares acquired in respect of shares held in Trust under the
Director's Deferred Share Award under the Prudential Annual Incentive Plan
Priscilla Vacassin - 254 ordinary shares acquired in respect of shares held in
Trust under the Director's Deferred Share Award under the Prudential Annual
Incentive Plan
10. Percentage of issued class acquired (treasury shares of that class should
not be taken into account when calculating percentage)
Philip Broadley Less than 0.00004%
Sir David Clementi Less than 0.00002%
Michael Garrett Less than 0.000008%
Clark Manning Less than 0.00002%
Michael McLintock Less than 0.0001%
Kathleen O'Donovan Less than 0.000003%
Nick Prettejohn Less than 0.00002%
Mark Tucker Less than 0.00008%
Andrew Turnbull Less than 0.000002%
John Foley Less than 0.0000005%
Peter Maynard Less than 0.00003%
Priscilla Vacassin Less than 0.00002%
11. Number of shares, debentures or financial instruments relating to shares
disposed
....................................
12. Percentage of issued class disposed (treasury shares of that class should
not be taken into account when calculating percentage)
....................................
13. Price per share or value of transaction
647.4p
14. Date and place of transaction
24 September 2007, London
15. Total holding following notification and total percentage holding following
notification (any treasury shares should not be taken into account when
calculating percentage)
Philip Broadley 614,221 (Less than 0.03%)
Sir David Clementi 44,565 (Less than 0.002%)
Michael Garrett 20,664 (Less than 0.0009%)
Clark Manning 847,730 (Less than 0.04%)
Michael McLintock 530,346 (Less than 0.03%)
Kathleen O'Donovan 13,513 (Less than 0.0006%)
Nick Prettejohn 490,744 (Less than 0.02%)
Mark Tucker 1,305,288 (Less than 0.06%)
Lord Andrew Turnbull 5,032 (Less than 0.0003%)
John Foley 7,498 (Less than 0.0004%)
Peter Maynard 320,142 (Less than 0.02%)
Priscilla Vacassin 284,446 (Less than 0.02%)
16. Date issuer informed of transaction
24 September 2007
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant
....................................
18. Period during which or date on which it can be exercised
....................................
19. Total amount paid (if any) for grant of the option
....................................
20. Description of shares or debentures involved (class and number)
....................................
....................................
21. Exercise price (if fixed at time of grant) or indication that price is to be
fixed at the time of exercise
....................................
22. Total number of shares or debentures over which options held following
notification
....................................
23. Any additional information
....................................
24. Name of contact and telephone number for queries
Lee Davis, Group Secretarial, 020 7548 3807
Name and signature of duly authorised officer of issuer responsible for making
notification
Susan Henderson, Group Deputy Secretary, 020 7548 3805
Date of notification
24 September 2007
Prudential plc is not affiliated in any manner with Prudential Financial, Inc, a
company whose principal place of business is in the United States of America
END
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