TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Prudential plc
2. Reason for the notification:
An acquisition or disposal of voting rights
3. Full name of person(s) subject to the notification obligation:
The Capital Group Companies, Inc.
4. Full name of shareholder(s) (if different from 3.):
See answer to Question 9
5. Date of the transaction and date on which the threshold is crossed or reached:
10 April 2015
6. Date on which issuer notified:
13 April 2015
7. Threshold(s) that is/are crossed or reached:
Below 9%
8. Details notified:
8A: Voting rights attached to shares
Class/type of shares |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
|||
Direct |
Direct |
Indirect |
Direct |
Indirect |
|||
Ordinary 5p (GB0007099541) |
231,504,333 |
231,504,333 |
|
|
231,216,827 |
|
8.955% |
ADRs (US74435K2042) |
307,885 |
615,770 |
|
|
616,524 |
|
0.024% |
8B: Financial Instruments
Resulting situation after the triggering transaction:
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the Instrument is exercised/ converted |
% of voting rights |
n/a |
n/a |
n/a |
n/a |
n/a |
8C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the Instrument is exercised/ converted |
% of voting rights |
|
Nominal |
Delta |
||||
n/a |
n/a |
n/a |
n/a |
n/a |
n/a |
Total (A+B+C):
Number of voting rights |
% of voting rights |
230,833,351 |
8.979% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
The Capital Group Companies, Inc. (CG) holdings |
Number of Shares |
Percent of Outstanding |
Holdings by CG Management Companies and Funds: |
230,833,351 |
8.979% |
Capital Guardian Trust Company |
15,435,688 |
0.600% |
Capital International Limited |
773,400 |
0.030% |
Capital International Sarl |
647,600 |
0.025% |
Capital International, Inc. |
366,049 |
0.014% |
Capital Research and Management Company EuroPacific Growth Fund |
213,610,614 |
8.309% |
Proxy Voting:
10. Name of the proxy holder:
n/a
11. Number of voting rights proxy holder will cease to hold:
n/a
12. Date on which proxy holder will cease to hold voting rights:
n/a
13. Additional information:
n/a
Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.
Contact name for enquiries
Matthew Buckland, Group Secretariat, 020 7548 3320
Company official responsible for making notification
Alan F. Porter, Group Company Secretary