Holding(s) in Company

Prudential PLC
09 September 2024
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0007099541

Issuer Name

Prudential Public Limited Company

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

UBS Group AG - Investment Bank & Global Wealth Management

City of registered office (if applicable)

London

Country of registered office (if applicable)

United Kingdom

4. Details of the shareholder

Name

City of registered office

Country of registered office

UBS AG

London

United Kingdom

5. Date on which the threshold was crossed or reached

04-Sep-2024

6. Date on which Issuer notified

06-Sep-2024

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8.A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer

Resulting situation on the date on which threshold was crossed or reached

5.239558

0.175611

5.415169

147711614

Position of previous notification (if applicable)





8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)

Number of direct voting rights (DTR5.1)

Number of indirect voting rights (DTR5.2.1)

% of direct voting rights (DTR5.1)

% of indirect voting rights (DTR5.2.1)

GB0007099541


142921434


5.239558

Sub Total 8.A

142921434

5.239558%

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument

Expiration date

Exercise/conversion period

Number of voting rights that may be acquired if the instrument is exercised/converted

% of voting rights

Depository Re-ceipts (US74435K2042)


At any time

3680

0.000135

Right to Recall of Lent shares


At any time

76313

0.002798

Right to Recall of Depository Receipts (US74435K2042)


At any time

3898

0.000143

Long Call Option

12/09/2024 -27/11/2025


2927304

0.107316

Sub Total 8.B1


3011195

0.110392%

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument

Expiration date

Exercise/conversion period

Physical or cash settlement

Number of voting rights

% of voting rights

Equity Swaps

18/02/2028


Cash

64852

0.002378

Long Call Option

16/10/2024


Cash

14133

0.000518

Short Put Option

20/12/2024-20/06/2025


Physical

1700000

0.062323

Sub Total 8.B2


1778985

0.065219%

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

Ultimate controlling person

Name of controlled undertaking

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

UBS Group AG (Chain 1)





UBS Group AG (Chain 1)

UBS AG

5.234023


5.409360%

UBS Group AG (Chain 2)





UBS Group AG (Chain 2)

UBS AG

5.234023


5.409360%

UBS Group AG (Chain 2)

UBS Switzerland AG




UBS Group AG (Chain 3)





UBS Group AG (Chain 3)

UBS AG

5.234023


5.409360%

UBS Group AG (Chain 3)

UBS Bank (Canada)




UBS Group AG (Chain 4)





UBS Group AG (Chain 4)

UBS AG

5.234023


5.409360%

UBS Group AG (Chain 4)

UBS Americas Holding LLC




UBS Group AG (Chain 4)

UBS Americas Inc.




UBS Group AG (Chain 4)

UBS Securities LLC




UBS Group AG (Chain 5)





UBS Group AG (Chain 5)

UBS AG

5.234023


5.409360%

UBS Group AG (Chain 5)

Credit Suisse International




10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

 

12. Date of Completion

06-Sep-2024

13. Place Of Completion

Zurich, Switzerland

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