TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Prudential plc
2. Reason for the notification:
An acquisition or disposal of voting rights
3. Full name of person(s) subject to the notification obligation :
BlackRock, Inc.
4. Full name of shareholder(s) (if different from 3.):
n/a
5. Date of the transaction and date on which the threshold is crossed or reached :
1 November 2011
6. Date on which issuer notified:
3 November 2011
7. Threshold(s) that is/are crossed or reached:
Above 5%
8. Details notified:
8A: Voting rights attached to shares
Class/type of shares: Ordinary 5p share; GB0007099541
Situation previous to the Triggering transaction:
No of Shares |
No of Voting Rights |
124,186,639 |
124,186,639 |
Resulting situation after the triggering transaction:
No of shares |
|
No of voting rights |
|
% of voting rights |
|
Direct |
Indirect |
Direct |
Indirect |
Direct |
Indirect |
n/a |
n/a |
n/a |
126,743,461 |
n/a |
4.97% |
8B: Financial Instruments
Resulting situation after the triggering transaction:
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the Instrument is exercised/ converted |
% of voting rights |
n/a |
n/a |
n/a |
n/a |
n/a |
8C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period/ Date |
Number of voting rights that may be acquired if the Instrument is exercised/ converted |
% of voting rights |
|
Nominal |
Delta |
||||
CFD |
n/a |
n/a |
699,305 |
0.03% |
0.03% |
Total (A+B+C):
Number of voting rights |
% of voting rights |
127,442,766 |
5.00% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
BlackRock Investment Management (UK) Limited - 127,442,766 (5.00%)
Proxy Voting:
10. Name of the proxy holder:
n/a
11. Number of voting rights proxy holder will cease to hold:
n/a
12. Date on which proxy holder will cease to hold voting rights:
n/a
13. Additional information:
Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America.
Contact name for enquiries
Angela Zeng, Group Secretariat
020 7548 3943
Company official responsible for making notification
Sylvia Edwards, Assistant Group Secretary