Director/PDMR Shareholding

RNS Number : 5857I

Quilter PLC

02 April 2020

 

LEI: 54930092XIVK28RZGM95

2 April 2020

For immediate release

Quilter plc

(the "Company")

Notification of transactions by Directors and Persons Discharging Managerial Responsibilities ("PDMRs")

The Company announces the following transactions by Directors and PDMRs in the Company's ordinary shares of £0.07 each ("Shares") which include the vesting and sale of Shares that had been granted pursuant to:

a)  the 2016 and 2017 Deferred Bonus awards made under the Phantom Share Reward Plan ("Phantom SRP");

b)  the 2018 Deferred Bonus awards made under the Quilter Share Reward Plan ("Quilter SRP"); and

c)  a Recruitment Award made under the Quilter SRP.

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Matthew Burton
2	Reason for the notification
a)	Position/status	Chief Risk Officer - PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Quilter plc
b)	LEI	54930092XIVK28RZGM95
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269
b)	Nature of the transaction	i)  Vesting of 24,583 Shares pursuant to the 2016 Deferred Bonus award under the Phantom SRP ii)  Sale of 11,595 Shares vested under i) above to settle tax liability and dealing costs iii) Vesting of 27,691 Shares pursuant to the 2017 Deferred Bonus award under the Phantom SRP iv) Sale of 13,061 Shares vested under iii) above to settle tax liability and dealing costs v)  Vesting of 42,414 Shares pursuant to the 2018 Deferred Bonus award under the Quilter SRP vi) Sale of 20,005 Shares vested under v) above to settle tax liability and dealing costs
c)	Price(s) and volume(s)	Price(s) Volume(s) i)  Nil ii)  £1.123818 iii) Nil iv) £1.123818 v)  Nil vi) £1.123818 i)  24,583 ii)  11,595 iii) 27,691 iv) 13,061 v)  42,414 vi) 20,005
d)	Aggregated information - Aggregated volume - Price	i)  Consideration price: Nil ii)  Sale price: £1.123818 iii) Consideration price: Nil iv) Sale price: £1.123818 v)  Consideration price: Nil vi) Sale price: £1.123818
e)	Date of the transaction	i)  2020-03-31 ii)  2020-03-31 iii) 2020-03-31 iv) 2020-03-31 v)  2020-03-31 vi) 2020-03-31
f)	Place of the transaction	i)  Outside a trading venue ii)  London Stock Exchange, Main Market (XLON) iii) Outside a trading venue iv) London Stock Exchange, Main Market (XLON) v)  Outside a trading venue vi) London Stock Exchange, Main Market (XLON)

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Karin Cook
2	Reason for the notification
a)	Position/status	Chief Operating Officer - PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Quilter plc
b)	LEI	54930092XIVK28RZGM95
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269
b)	Nature of the transaction	i)  Vesting of 28,512 Shares under the Quilter SRP (Recruitment award)
c)	Price(s) and volume(s)	Price(s) Volume(s) i)  Nil i)  28,512
d)	Aggregated information - Aggregated volume - Price	i)  Consideration price: Nil
e)	Date of the transaction	i)  2020-03-31
f)	Place of the transaction	i)  Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Paul Feeney
2	Reason for the notification
a)	Position/status	Chief Executive Officer - Director and PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Quilter plc
b)	LEI	54930092XIVK28RZGM95
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269
b)	Nature of the transaction	i)  Vesting of 333,860 Shares pursuant to the 2016 Deferred Bonus award under the Phantom SRP ii)  Sale of 157,466 Shares vested under i) above to settle tax liability and dealing costs iii) Vesting of 152,355 Shares pursuant to the 2018 Deferred Bonus award under the Quilter SRP iv) Sale of 71,859 Shares vested under iii) above to settle tax liability and dealing costs
c)	Price(s) and volume(s)	Price(s) Volume(s) i)  Nil ii)  £1.123818 iii) Nil iv) £1.123818 i)  333,860 ii)  157,466 iii) 152,355 iv) 71,859
d)	Aggregated information - Aggregated volume - Price	i)  Consideration price: Nil ii)  Sale price: £1.123818 iii) Consideration price: Nil iv) Sale price: £1.123818
e)	Date of the transaction	i)  2020-03-31 ii)  2020-03-31 iii) 2020-03-31 iv) 2020-03-31
f)	Place of the transaction	i)  Outside a trading venue ii)  London Stock Exchange, Main Market (XLON) iii) Outside a trading venue iv) London Stock Exchange, Main Market (XLON)

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Steven Levin
2	Reason for the notification
a)	Position/status	Chief Executive Officer, UK Platform - PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Quilter plc
b)	LEI	54930092XIVK28RZGM95
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269
b)	Nature of the transaction	i)  Vesting of 34,777 Shares pursuant to the 2016 Deferred Bonus award under the Phantom SRP ii)  Sale of 16,403 Shares vested under i) above to settle tax liability and dealing costs iii) Vesting of 44,731 Shares pursuant to the 2017 Deferred Bonus award under the Phantom SRP iv) Sale of 21,098 Shares vested under iii) above to settle tax liability and dealing costs v)  Vesting of 60,453 Shares pursuant to the 2018 Deferred Bonus award under the Quilter SRP vi) Sale of 28,513 Shares vested under v) above to settle tax liability and dealing costs
c)	Price(s) and volume(s)	Price(s) Volume(s) i)  Nil ii)  £1.123818 iii) Nil iv) £1.123818 v)  Nil vi) £1.123818 i)  34,777 ii)  16,403 iii) 44,731 iv) 21,098 v)  60,453 vi) 28,513
d)	Aggregated information - Aggregated volume - Price	i)  Consideration price: Nil ii)  Sale price: £1.123818 iii) Consideration price: Nil iv) Sale price: £1.123818 v)  Consideration price: Nil vi) Sale price: £1.123818
e)	Date of the transaction	i)  2020-03-31 ii)  2020-03-31 iii) 2020-03-31 iv) 2020-03-31 v)  2020-03-31 vi) 2020-03-31
f)	Place of the transaction	i)  Outside a trading venue ii)  London Stock Exchange, Main Market (XLON) iii) Outside a trading venue iv) London Stock Exchange, Main Market (XLON) v)  Outside a trading venue vi) London Stock Exchange, Main Market (XLON)

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Andrew McGlone
2	Reason for the notification
a)	Position/status	CEO, Quilter Cheviot - PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Quilter plc
b)	LEI	54930092XIVK28RZGM95
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269
b)	Nature of the transaction	i)  Vesting of 20,088 Shares pursuant to the 2016 Deferred Bonus award under the Phantom SRP ii)  Sale of 20,088 Shares vested under i) above iii) Vesting of 17,846 Shares pursuant to the 2017 Deferred Bonus award under the Phantom SRP iv) Sale of 17,846 Shares vested under iii) above v)  Vesting of 38,514 Shares pursuant to the 2018 Deferred Bonus award under the Quilter SRP vi) Sale of 38,514 Shares vested under v) above
c)	Price(s) and volume(s)	Price(s) Volume(s) i)  Nil ii)  £1.123818 iii) Nil iv) £1.123818 v)  Nil vi) £1.123818 i)  20,088 ii)  20,088 iii) 17,846 iv) 17,846 v)  38,514 vi) 38,514
d)	Aggregated information - Aggregated volume - Price	i)  Consideration price: Nil ii)  Sale price: £1.123818 iii) Consideration price: Nil iv) Sale price: £1.123818 v)  Consideration price: Nil vi) Sale price: £1.123818
e)	Date of the transaction	i)  2020-03-31 ii)  2020-03-31 iii) 2020-03-31 iv) 2020-03-31 v)  2020-03-31 vi) 2020-03-31
f)	Place of the transaction	i)  Outside a trading venue ii)  London Stock Exchange, Main Market (XLON) iii) Outside a trading venue iv) London Stock Exchange, Main Market (XLON) v)  Outside a trading venue vi) London Stock Exchange, Main Market (XLON)

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Mark Satchel
2	Reason for the notification
a)	Position/status	Chief Financial Officer - Director and PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Quilter plc
b)	LEI	54930092XIVK28RZGM95
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269
b)	Nature of the transaction	i)  Vesting of 52,583 Shares pursuant to the 2016 Deferred Bonus award under the Phantom SRP ii)  Sale of 24,800 Shares vested under i) above to settle tax liability and dealing costs iii) Vesting of 51,833 Shares pursuant to the 2017 Deferred Bonus award under the Phantom SRP iv) Sale of 24,448 Shares vested under iii) above to settle tax liability and dealing costs v)  Vesting of 77,030 Shares pursuant to the 2018 Deferred Bonus award under the Quilter SRP vi) Sale of 36,333 Shares vested under v) above to settle tax liability and dealing costs
c)	Price(s) and volume(s)	Price(s) Volume(s) i)  Nil ii)  £1.123818 iii) Nil iv) £1.123818 v)  Nil vi) £1.123818 i)  52,583 ii)  24,800 iii) 51,833 iv) 24,448 v)  77,030 vi) 36,333
d)	Aggregated information - Aggregated volume - Price	i)  Consideration price: Nil ii)  Sale price: £1.123818 iii) Consideration price: Nil iv) Sale price: £1.123818 v)  Consideration price: Nil vi) Sale price: £1.123818
e)	Date of the transaction	i)  2020-03-31 ii)  2020-03-31 iii) 2020-03-31 iv) 2020-03-31 v)  2020-03-31 vi) 2020-03-31
f)	Place of the transaction	i)  Outside a trading venue ii)  London Stock Exchange, Main Market (XLON) iii) Outside a trading venue iv) London Stock Exchange, Main Market (XLON) v)  Outside a trading venue vi) London Stock Exchange, Main Market (XLON)

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Andrew Thompson
2	Reason for the notification
a)	Position/status	CEO, Quilter Financial Planning - PDMR
b)	Initial notification/Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Quilter plc
b)	LEI	54930092XIVK28RZGM95
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares with a nominal value of £0.07 each ("Shares") GB00BDCXV269
b)	Nature of the transaction	i)  Vesting of 37,004 Shares pursuant to the 2016 Deferred Bonus award under the Phantom SRP ii)  Vesting of 28,448 Shares pursuant to the 2017 Deferred Bonus award under the Phantom SRP iii) Vesting of 49,726 Shares pursuant to the 2018 Deferred Bonus award under the Quilter SRP
c)	Price(s) and volume(s)	Price(s) Volume(s) i)  Nil ii)  Nil iii) Nil i)  37,004 ii)  28,448 iii) 49,726
d)	Aggregated information - Aggregated volume - Price	i)  Consideration price: Nil ii)  Consideration price: Nil iii) Consideration price: Nil
e)	Date of the transaction	i)  2020-03-31 ii)  2020-03-31 iii) 2020-03-31
f)	Place of the transaction	i)  Outside a trading venue ii)  Outside a trading venue iii) Outside a trading venue

Enquiries:

Patrick Gonsalves

Company Secretary

+ 44 (0)7391867081

 

END

 

 

DSHFZGGDGZFGGZM