Holding(s) in Company

RNS Number : 7517Z

Quilter PLC

14 January 2020

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			QUILTER PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments						X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			Bank of America Corporation
City and country of registered office (if applicable)			Wilmington, DE, United States
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:			9th January 2020
6. Date on which issuer notified (DD/MM/YYYY):			13th January 2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	0.041%	3.019%		3.060%	1,902,251,098
Position of previous notification (if applicable)	Below Notifiable Threshold	Below Notifiable Threshold		Below Notifiable Threshold

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rightsix						% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)			Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BDCXV269					782,566					0.041%
SUBTOTAL 8. A		782,566						0.041%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration datex		Exercise/ Conversion Periodxi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
N/A		N/A		N/A			N/A			N/A
				SUBTOTAL 8. B 1			N/A			N/A
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex		Exercise/ Conversion Period xi			Physical or cash settlementxii			Number of voting rights	% of voting rights
Swaps	13/02/2020		N/A			Cash Settled			2,911,433	0.153%
Swaps	12/03/2020		N/A			Cash Settled			113,385	0.006%
Swaps	13/05/2020		N/A			Cash Settled			247,270	0.013%
Swaps	13/08/2020		N/A			Cash Settled			1,816,376	0.095%
Swaps	11/09/2020		N/A			Cash Settled			21,006,866	1.104%
Swaps	12/11/2020		N/A			Cash Settled			1,623,022	0.085%
Swaps	11/12/2020		N/A			Cash Settled			15,073,038	0.792%
Swaps	13/01/2021		N/A			Cash Settled			2,667,660	0.140%
Swaps	11/02/2021		N/A			Cash Settled			11,965,272	0.629%
						SUBTOTAL 8.B.2			57,424,322	3.019%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)		X
Namexv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold Bank of America Corporation N/A N/A N/A NB Holdings Corporation N/A N/A N/A BAC North America Holding Company N/A N/A N/A Bank of America, National Association N/A N/A N/A Bank of America Corporation N/A N/A N/A NB Holdings Corporation N/A N/A N/A BofAML Jersey Holdings Limited N/A N/A N/A MLEIH Funding N/A N/A N/A SNC Farringdon International (Holdings) BV N/A N/A N/A Merrill Lynch South Africa Proprietary Limited N/A N/A N/A
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi

Place of completion	United Kingdom
Date of completion	13th January 2020

 

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