Rathbone Brothers Plc : Block listing Interim ...

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

(Note: Italicised terms have the same meaning as given in the Listing Rules.)

Date: 16 May 2017

Name of applicant:		Rathbone Brothers Plc
Name of scheme:		Share Incentive Plans
Period of return:	From:	13 November 2016	To:	13 May 2017
Balance of unallotted securities under scheme(s) from previous return:		312,459
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		0
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		12,103
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		300,356

Name of contact:	Ali Johnson, Company Secretary
Telephone number of contact:	0207 399 0326

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

(Note: Italicised terms have the same meaning as given in the Listing Rules.)

Date: 16 May 2017

Name of applicant:		Rathbone Brothers Plc
Name of scheme:		Savings Related Share Option Plan (SAYE)
Period of return:	From:	13 November 2016	To:	13 May 2017
Balance of unallotted securities under scheme(s) from previous return:		140,701
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		0
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		15,311
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		125,390

Name of contact:	Ali Johnson, Company Secretary
Telephone number of contact:	0207 399 0326

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and provided to an ris.

(Note: Italicised terms have the same meaning as given in the Listing Rules.)

Date: 16 May 2017

Name of applicant:		Rathbone Brothers Plc
Name of scheme:		Executive Incentive Plan (EIP)
Period of return:	From:	20 March 2017	To:	13 May 2017
Balance of unallotted securities under scheme(s) from previous return:		350,000
Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):		0
Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):		0
Equals:  Balance under scheme(s) not yet issued/allotted at end of period:		350,000

Name of contact:	Ali Johnson, Company Secretary
Telephone number of contact:	0207 399 0326

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Source: Rathbone Brothers Plc via Globenewswire