Rathbone Brothers Plc : Director/PDMR Sharehol...
Rathbone Brothers Plc (the "Company")
Executive Incentive Plan awards for 2016
The Company announces that the following PDMRs were granted a share award in accordance with the rules of the Rathbone Brothers Plc 2015 Executive Incentive Plan for 2016. The award was based on a share price of £22.97, being the average of the closing mid-market share price during the 20 business days to 22 March 2017.
This award will vest over a five year period in equal tranches of 20% per annum. During this time, the award is subject to a full five year sale restriction period and will operate from the date of the award. The PDMRs will not be permitted to sell shares during the sale restriction period except for the purpose of meeting tax liabilities on vesting. The awards are subject to malus and clawback provisions.
The following announcement and notification is made in accordance with the EU Market Abuse Regulation.
Notification and public disclosure of transactions by persons discharging managerial responsibilities.
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Philip Howell | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | 5p Ordinary Shares | |
| Identification code | ISIN: GB0002148343 | ||
| | Shares of 5p each | ||
| b) | Nature of the transaction | Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £22.97 | 15,897 | ||
| d) | Aggregated information |
| |
| - Aggregated volume | |||
| - Price | |||
| e) | Date of the transaction | 23/03/2017 | |
| f) | Place of the transaction | N/A | |
| | |||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Paul Stockton | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | ISIN: GB0002148343 | |
| Identification code | Shares of 5p each | ||
| b) | Nature of the transaction | Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £22.97 | 10,103 | ||
| d) | Aggregated information | ||
| - Aggregated volume |
| ||
| - Price | |||
| e) | Date of the transaction | 23/03/2017 | |
| f) | Place of the transaction | N/A | |
| | |||
| | |||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Mike Bolsover | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument | ISIN: GB0002148343 Shares of 5p each | |
| Identification code | |||
| b) | Nature of the transaction | Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £22.97 | 6,983 | ||
| d) | Aggregated information - Aggregated volume - Price |
| |
| e) | Date of the transaction | 23/03/2017 | |
| f) | Place of the transaction | N/A | |
| | |||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Andrew Butcher | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | ISIN: GB0002148343 Shares of 5p each | |
| b) | Nature of the transaction | Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £22.97 | 8,083 | ||
| d) | Aggregated information - Aggregated volume - Price |
| |
| e) | Date of the transaction | 23/03/2017 | |
| f) | Place of the transaction | N/A | |
| | | ||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Mike Webb | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | ISIN: GB0002148343 Shares of 5p each | |
| b) | Nature of the transaction | Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £22.97 | 8,832 | ||
| d) | Aggregated information - Aggregated volume - Price |
| |
| e) | Date of the transaction | 23/03/2017 | |
| f) | Place of the transaction | N/A | |
| | |||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Richard Smeeton | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | SIN: GB0002148343 Shares of 5p each | |
| b) | Nature of the transaction | Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £22.97 | 7,637 | ||
| d) | Aggregated information - Aggregated volume
- Price |
| |
| e) | Date of the transaction | 23/03/2017 | |
| f) | Place of the transaction | N/A | |
| | | | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Ivo Clifton | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | ISIN: GB0002148343 Shares of 5p each | |
| b) | Nature of the transaction | Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £22.97 | 6,983 | ||
| d) | Aggregated information - Aggregated volume - Price |
| |
| e) | Date of the transaction | 23/03/2017 | |
| f) | Place of the transaction | N/A | |
| | | ||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Andrew Morris | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | ISIN: GB0002148343 Shares of 5p each | |
| b) | Nature of the transaction | Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £22.97 | 7,462 | ||
| d) | Aggregated information - Aggregated volume - Price |
| |
| e) | Date of the transaction | 23/03/2017 | |
| f) | Place of the transaction | N/A | |
| | |||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Rupert Baron | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | ISIN: GB0002148343 Shares of 5p each | |
| b) | Nature of the transaction | Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £22.97 | 6,873 | ||
| d) | Aggregated information - Aggregated volume - Price |
| |
| e) | Date of the transaction | 23/03/2017 | |
| f) | Place of the transaction | N/A | |
| | |||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Sarah Owen-Jones | |
| 2 | Reason for the notification | ||
| a) | Position/status | PDMR | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | ISIN: GB0002148343 Shares of 5p each | |
| b) | Nature of the transaction | Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £22.97 | 6,472 | ||
| d) | Aggregated information - Aggregated volume - Price |
| |
| e) | Date of the transaction | 23/03/2017 | |
| f) | Place of the transaction | N/A | |
Ali Johnson
Company Secretary
23 March 2017
This announcement is distributed by Nasdaq Corporate Solutions on behalf of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Rathbone Brothers Plc via Globenewswire
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Rathbone Brothers Plc via Globenewswire
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