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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
Shanks Group Plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
Discretion over a portfolio has been transferred to Paradice Investment Management LLC, the holdings in that portfolio when aggregated with voting rights already under the control of Paradice Pty Ltd has taken the group up through a relevant threshold. |
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3. Full name of person(s) subject to the |
Paradice Investment Management Pty Ltd PIM US Pty Ltd Paradice Investment Management LLC |
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4. Full name of shareholder(s) |
StateStreet Nominees Limited Chase Nominees Northern Trust Company Nominees BP2S London Nominees Vidacos Nominees Limited |
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5. Date of the transaction and date on |
29 November 2016 |
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6. Date on which issuer notified: |
2 December 2016 |
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7. Threshold(s) that is/are crossed or |
5% |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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GB0007995243 |
Below 5% |
Below 5% |
0 |
0 |
31,297,984 |
0 |
5.14% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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31,297,984 |
5.14% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Paradice Investment Management LLC is an investment management entity that manages the assets of certain funds and/or managed accounts and the assets under its management include the shares described in Box 8A of this notification. Paradice Investment Management LLC is a direct controlled undertaking of PIM US Pty Ltd. PIM US Pty Ltd. Is a direct controlled undertaking of Paradice Investment Management Pty Ltd. |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
Lucinda Hill |
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15. Contact telephone number: |
+1 720 473 7504 |
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