For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Ricardo PLC |
2. Reason for notification (yes/no) |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An event changing the breakdown of voting rights |
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Other (please specify):______________ |
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3. Full name of person(s) subject to notification obligation: |
Highclere International Investors Ltd |
4. Full name of shareholder(s) (if different from 3): |
The Highclere (Jersey) International Investors Smaller Companies Fund
The Highclere International Investors Smaller Companies Fund Share Holding Account |
5. Date of transaction (and date on which the threshold is crossed or reached if different): |
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6. Date on which issuer notified: |
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7. Threshold(s) that is/are crossed or reached: |
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8: Notified Details Not Applicable
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A: Voting rights attached to shares |
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Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights |
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Direct |
Indirect |
Direct |
Indirect |
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ORDINARY
GB0007370074
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B: Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
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N/A |
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Total (A+B) |
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Number of voting rights |
Percentage of voting rights |
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9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
Not Applicable
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Proxy Voting: |
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10. Name of proxy holder: |
Highclere International Investors Ltd |
11. Number of voting rights proxy holder will cease to hold: |
Not Applicable |
12. Date on which proxy holder will cease to hold voting rights: |
Not Applicable |
13. Additional information: |
Highclere International Investors Ltd ('Highclere') acts as an investment manager for the clients detailed in Question 4 above (our 'Clients'). In acting for our Clients, Highclere are given full discretion over their investments and are empowered to vote on their behalf. However, we do not act as our Clients' custodian and therefore shares are not held in our name but in the nominee name of their custodian bank. |
14 Contact name: |
Fergus Glimour, Compliance Officer |
15. Contact telephone number: |
0207-258-9845 |
For notes on how to complete form TR-1 please see the FSA website.