For filings with the FCA include the annex |
|
||||
For filings with issuer exclude the annex |
|
||||
|
|||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
|||||
|
|
||||
1. Identity of the issuer or the underlying issuer |
Ricardo plc |
||||
2 Reason for the notification (please tick the appropriate box or boxes): |
|||||
An acquisition or disposal of voting rights |
√ |
||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
||||
An event changing the breakdown of voting rights |
|
||||
Other (please specify): |
|
|
|||
3. Full name of person(s) subject to the notification obligation: iii |
Aviva plc & its subsidiaries |
||||
4. Full name of shareholder(s) |
Registered Holder:
Chase (GA Group) Nominees Limited 179,116*
CUIM Nominee Limited 111,450*
HSBC Global Custody Nominee (UK) Limited 1,434,678*
State Street Nominees Limited 416,248*
Available Upon Request 12,025* * denotes direct interest
BNP Pairbas - London 80,574
Chase (GA Group) Nominees Limited 134,612
Chase Nominees Limited 373,132
Vidacos Nominees Limited 157,910 |
||||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
23 February 2017 |
||||
6. Date on which issuer notified: |
24 February 2017 |
||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
3% to 4% Change at Direct Interest Level |
||||
8. Notified details: |
|||||||||||
A: Voting rights attached to shares viii, ix |
|||||||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
|||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights x |
|||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
|||||||
Ordinary Shares
GB0007370074 |
2,688,570 |
2,688,570 |
2,899,745 |
2,153,517 |
746,228 |
4.05% |
1.40% |
||||
|
|||||||||||
|
|||||||||||
B: Qualifying Financial Instruments |
|||||||||||
Resulting situation after the triggering transaction |
|||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
|||||||
|
|
|
|
|
|||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
||||||
Resulting situation after the triggering transaction |
||||||
Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
|
|
|
|
|
|
Nominal |
Delta |
|
|
Total (A+B+C) |
|
Number of voting rights |
Percentage of voting rights |
2,899,745 |
5.45% |
9. Chain of controlled undertakings through which the voting rights and/or the |
The voting rights are managed and controlled by Aviva Investors Global Services Limited & Friends Provident International Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) · Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
Friends Provident International Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Friends Provident International Limited (wholly owned subsidiary of Aviva Group Holdings Limited)
|
Proxy Voting: |
|
10. Name of the proxy holder: |
See Section 4 |
11. Number of voting rights proxy holder will cease |
|
12. Date on which proxy holder will cease to hold |
|
|
|
14. Contact name: |
Neil Whittaker, Aviva plc |
15. Contact telephone number: |
01603 684420 |