Director/PDMR Shareholding

RNS Number : 5872O
Rio Tinto PLC
18 May 2018
 

Shareholdings of directors and persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)

Rio Tinto plc

18 May 2018

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

Bold Baatar

 

2

 

Reason for the notification

a)

 

Position/status

 

Chief executive, Energy & Minerals  

b)

 

Initial notification /Amendment

 

Initial Notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Rio Tinto plc

b)

 

LEI

 

213800YOEO5OQ72G2R82

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


Part 1

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£37.030

7,389

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

7,389

 

£37.030

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

 

XLON


Part 2

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

 

Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£34.10

63,039

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

63,039

 

£34.10

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

XLON

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

Alfredo Barrios

 

2

 

Reason for the notification

a)

 

Position/status

 

Chief executive, Rio Tinto Aluminium

b)

 

Initial notification /Amendment

 

Initial Notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Rio Tinto plc

b)

 

LEI

 

213800YOEO5OQ72G2R82

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


Part 1

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£37.030

10,097

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

10,097

 

£37.030

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

 

XLON


Part 2

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£34.10

66,050

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

66,050

 

£34.10

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

XLON

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

Jean-Sébastien Jacques

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Chief executive

b)

 

Initial notification /Amendment

 

Initial Notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Rio Tinto plc

b)

 

LEI

 

213800YOEO5OQ72G2R82

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


Part 1

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£37.030

21,401

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

21,401

 

£37.030

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

 

XLON


Part 2

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£34.10

139,995

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

139,995

 

£34.10

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

XLON

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

Vera Kirikova

 

2

 

Reason for the notification

 

a)

 

Position/status

 

Human Resources Group executive

b)

 

Initial notification /Amendment

 

Initial Notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Rio Tinto plc

b)

 

LEI

 

213800YOEO5OQ72G2R82

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


Part 1

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£37.030

6,308

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

6,308

 

£37.030

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

 

XLON


Part 2

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£34.10

45,219

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

45,219

 

£34.10

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

XLON

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

Christopher Lynch 

2

 

Reason for the notification

 

a)

 

Position/status

 

Chief financial officer

b)

 

Initial notification /Amendment

 

Initial Notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Rio Tinto plc

b)

 

LEI

 

213800YOEO5OQ72G2R82

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£37.030

16,625

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

16,625

 

£37.030

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

 

XLON

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

Simone Niven

2

 

Reason for the notification

 

a)

 

Position/status

 

Corporate Relations Group executive

b)

 

Initial notification /Amendment

 

Initial Notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Rio Tinto plc

b)

 

LEI

 

213800YOEO5OQ72G2R82

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


Part 1

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£37.030

6,713

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

6,713

 

£37.030

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

 

XLON


Part 2

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£34.10

49,440

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

49,440

 

£34.10

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

XLON

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

Philip Richards

2

 

Reason for the notification

 

a)

 

Position/status

 

Group executive, Group General Counsel

b)

 

Initial notification /Amendment

 

Initial Notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Rio Tinto plc

b)

 

LEI

 

213800YOEO5OQ72G2R82

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


Part 1

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£37.030

5,327

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

5,327

 

£37.030

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

 

XLON


Part 2

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£34.10

50,872

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

50,872

 

£34.10

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

XLON

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

Arnaud Soirat

2

 

Reason for the notification

 

a)

 

Position/status

 

Chief executive, Copper & Diamonds

b)

 

Initial notification /Amendment

 

Initial Notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Rio Tinto plc

b)

 

LEI

 

213800YOEO5OQ72G2R82

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


Part 1

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£37.030

6,328

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

6,328

 

£37.030

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

 

XLON


Part 2

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£34.10

57,657

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

57,657

 

£34.10

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

XLON

 

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

a)

 

Name

 

Simon  Trott 

2

 

Reason for the notification

 

a)

 

Position/status

 

Chief commercial officer 

b)

 

Initial notification /Amendment

 

Initial Notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

 

Name

 

Rio Tinto plc

b)

 

LEI

 

213800YOEO5OQ72G2R82

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted


Part 1

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£37.030

1,313

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

1,313

 

£37.030

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

 

XLON


Part 2

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary shares of 10p each

 

GB0007188757

b)

 

Nature of the transaction

 

Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018

 

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

£34.10

57,188

d)

 

Aggregated information

 

- Aggregated volume

 

- Price

 

 

 

57,188

 

£34.10

e)

 

Date of the transaction

 

2018-05-15

f)

 

Place of the transaction

XLON

 


LEI: 213800YOEO5OQ72G2R82

Classification: 2.2. Inside information disclosed under article 19 of the Market Abuse Regulation

Steve Allen
Group Company Secretary

Rio Tinto plc

6 St James's Square

London SW1Y 4AD

United Kingdom

 

T +44 20 7781 2058
Registered in England

No. 719885


 


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