Shareholdings of directors and persons discharging managerial responsibility (PDMR) / Key Management Personnel (KMP)
Rio Tinto plc
18 May 2018
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Bold Baatar
|
||||
2
|
Reason for the notification |
|||||
a)
|
Position/status
|
Chief executive, Energy & Minerals |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
Part 1 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
7,389
£37.030 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction
|
XLON |
||||
|
Part 2 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018 |
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
63,039
£34.10 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Alfredo Barrios
|
||||
2
|
Reason for the notification |
|||||
a)
|
Position/status
|
Chief executive, Rio Tinto Aluminium |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
Part 1 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
10,097
£37.030 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction
|
XLON |
||||
|
Part 2 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
66,050
£34.10 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Jean-Sébastien Jacques
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief executive |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
Part 1 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
21,401
£37.030 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction
|
XLON |
||||
|
Part 2 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
139,995
£34.10 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Vera Kirikova
|
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Human Resources Group executive |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
Part 1 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
6,308
£37.030 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction
|
XLON |
||||
|
Part 2 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
45,219
£34.10 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Christopher Lynch |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief financial officer |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
16,625
£37.030 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction
|
XLON |
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Simone Niven |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Corporate Relations Group executive |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
Part 1 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
6,713
£37.030 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction
|
XLON |
||||
|
Part 2 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
49,440
£34.10 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Philip Richards |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Group executive, Group General Counsel |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
Part 1 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
5,327
£37.030 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction
|
XLON |
||||
|
Part 2 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
50,872
£34.10 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Arnaud Soirat |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief executive, Copper & Diamonds |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
Part 1 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
6,328
£37.030 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction
|
XLON |
||||
|
Part 2 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
57,657
£34.10 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated |
|||||
a)
|
Name
|
Simon Trott |
||||
2
|
Reason for the notification
|
|||||
a)
|
Position/status
|
Chief commercial officer |
||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|||||
a)
|
Name
|
Rio Tinto plc |
||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
Part 1 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Bonus Deferral Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
1,313
£37.030 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction
|
XLON |
||||
|
Part 2 |
|||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||
b)
|
Nature of the transaction
|
Shares awarded under the Performance Share Award portion of the Equity Incentive Plan 2018
|
||||
c)
|
Price(s) and volume(s)
|
|
||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
57,188
£34.10 |
||||
e)
|
Date of the transaction
|
2018-05-15 |
||||
f)
|
Place of the transaction |
XLON
|
LEI: 213800YOEO5OQ72G2R82
Classification: 2.2. Inside information disclosed under article 19 of the Market Abuse Regulation
Steve Allen
|
|