1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Bold Baatar |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Chief executive, Energy & Minerals |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Rio Tinto plc |
||||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
|
Part 1 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
Acquisition of shares from the 2018 Bonus Deferral Award (BDA) granted under the 2018 Equity Incentive Plan: i. Acquisition of shares from the BDA ii. Acquisition of shares in lieu of dividend
|
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
8,719
N/A |
||||||
e)
|
Date of the transaction
|
2020-12-01 |
||||||
f)
|
Place of the transaction
|
Outside a trading venue |
||||||
|
Part 2 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
Acquisition of shares from the BDA: iii. Sale of shares acquired from the BDA to cover tax witholding
|
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
3,989
£49.787226 |
||||||
e)
|
Date of the transaction
|
2020-12-01 |
||||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Alfredo Barrios
|
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Chief executive, Rio Tinto Aluminium |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Rio Tinto plc |
||||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
|
Part 1 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
Acquisition of shares from the 2018 Bonus Deferral Award (BDA) granted under the 2018 Equity Incentive Plan: i. Acquisition of shares from the BDA ii. Acquisition of shares in lieu of dividend
|
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
11,914
N/A |
||||||
e)
|
Date of the transaction
|
2020-12-01 |
||||||
f)
|
Place of the transaction
|
Outside a trading venue |
||||||
|
Part 2 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
Acquisition of shares from the BDA: iii. Sale of shares acquired from the BDA to cover tax witholding
|
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
6,182
£49.787226 |
||||||
e)
|
Date of the transaction
|
2020-12-01 |
||||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Jean-Sébastien Jacques |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Chief executive |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Rio Tinto plc |
||||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
|
Part 1 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
Acquisition of shares from the 2018 Bonus Deferral Award (BDA) granted under the 2018 Equity Incentive Plan: i. Acquisition of shares from the BDA ii. Acquisition of shares in lieu of dividend |
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
25,253
N/A |
||||||
e)
|
Date of the transaction
|
2020-12-01 |
||||||
f)
|
Place of the transaction
|
Outside a trading venue |
||||||
|
Part 2 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
Acquisition of shares from the BDA: iii. Sale of shares acquired from the BDA to cover tax witholding
|
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
11,606
£49.787226 |
||||||
e)
|
Date of the transaction
|
2020-12-01 |
||||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Arnaud Soirat |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Chief executive, Copper & Diamonds |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Rio Tinto plc |
||||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
|
Part 1 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
Acquisition of shares from the 2018 Bonus Deferral Award (BDA) granted under the 2018 Equity Incentive Plan: i. Acquisition of shares from the BDA ii. Acquisition of shares in lieu of dividend |
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
7,467
N/A |
||||||
e)
|
Date of the transaction
|
2020-12-01 |
||||||
f)
|
Place of the transaction
|
Outside a trading venue |
||||||
|
Part 2 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
Acquisition of shares from the BDA: iii. Sale of shares acquired from the BDA to cover tax witholding
|
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
3,417
£49.787226 |
||||||
e)
|
Date of the transaction
|
2020-12-01 |
||||||
f)
|
Place of the transaction |
XLON
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
|||||||
a)
|
Name
|
Peter Toth |
||||||
2
|
Reason for the notification
|
|||||||
a)
|
Position/status
|
Group executive, Strategy and Development |
||||||
b)
|
Initial notification /Amendment
|
Initial Notification |
||||||
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
|||||||
a)
|
Name
|
Rio Tinto plc |
||||||
b)
|
LEI
|
213800YOEO5OQ72G2R82 |
||||||
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
|
|||||||
|
Part 1 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
Acquisition of shares from the 2018 Bonus Deferral Award (BDA) granted under the 2018 Equity Incentive Plan: i. Acquisition of shares from the BDA ii. Acquisition of shares in lieu of dividend |
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
2,184
N/A |
||||||
e)
|
Date of the transaction
|
2020-12-01 |
||||||
f)
|
Place of the transaction
|
Outside a trading venue |
||||||
|
Part 2 |
|||||||
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 10p each
GB0007188757 |
||||||
b)
|
Nature of the transaction
|
Acquisition of shares from the BDA: iii. Sale of shares acquired from the BDA to cover tax witholding
|
||||||
c)
|
Price(s) and volume(s)
|
|
||||||
d)
|
Aggregated information
- Aggregated volume
- Price
|
1,000
£49.787226 |
||||||
e)
|
Date of the transaction
|
2020-12-01 |
||||||
f)
|
Place of the transaction |
XLON
|
LEI: 213800YOEO5OQ72G2R82
Classification: 3.1. Information disclosed under article 19 of the Market Abuse Regulation.
This announcement is authorised for release to the market by Rio Tinto's Group Company Secretary.
Steve Allen
|
|
Rio Tinto plc6 St James's Square London SW1Y 4AD United Kingdom
T +44 20 7781 2000 No. 719885
|
|