Holding(s) in Company
Rio Tinto PLC
19 December 2007
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
(1). Identity of the issuer or the underlying issuer of existing shares to which
voting rights are attached:
Rio Tinto plc
2. Reason for the notification (please state Yes/No): ( )
An acquisition or disposal of voting rights: ( X )
An acquisition or disposal of financial instruments which may result
in the acquisition of shares already issued to which voting rights are
attached: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) : ( )
3. Full name of person(s) subject to the notification obligation:
AXA S.A. 25 Avenue Matignon, 75008 Paris and its group of companies.
4. Full name of shareholder(s) (if different from 3.):
See question 9.
5. Date of the transaction and date on which the threshold is crossed or reached
if different):
03/12/2007
6. Date on which issuer notified:
04/12/2007
7. Threshold(s) that is/are crossed or reached:
5%
8. Notified details:
A: Voting rights attached to shares
Class/type of shares Situation previous to
if possible using the the Triggering
ISIN CODE transaction
Number of shares Number of voting Rights
0718875 50,080,650 50,080,650
Resulting situation after the triggering transaction
Class/type of shares Number of shares Number of voting rights % of voting rights
if possible using
the ISIN CODE
Direct Direct Indirect Direct Indirect
0718875 10,937,715 10,937,715 38,765,256 1.10 3.89
B: Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Date Exercise/Conversion Number of voting % of voting
financial Period/ Date rights that may be rights
instrument acquired if the
instrument is
exercised/
converted.
Total (A+B)
Number of voting rights % of voting rights
49,702,971 4.98%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
Name of the Company / Fund Number of Shares % of issued
share capital
AXA Ireland Pension Fund 1,400 0.00014
Indirect
AXA Sun Life plc 404,784 0.04059
(fmly Axa Equity & Law Life Assurance Society plc)
Direct
AXA Rosenberg 346,947 0.03479
Direct
AXA General Insurance Ltd 134,000 0.01344
Direct
Sun Life Unit Assurance Ltd A/c X 1,500,000 0.15042
Direct
Sun Life Unit Assurance Ltd A/c X 1,381,000 0.13849
Direct
AXA UK Investment Co ICVC 16,351 0.00164
Global Distribution Fund
Indirect
AXA UK Investment Co ICVC 107,532 0.01078
Global Growth Fund
Indirect
AXA UK Investment Co ICVC 140,000 0.01404
Distribution Fund
Indirect
AXA UK Investment Co ICVC 5,000 0.00050
Extra Income Fund
Indirect
AXA UK Investment Co ICVC 200,000 0.02006
UK Equity Income Fund
Indirect
AXA UK Investment Co ICVC 55,000 0.00552
UK Growth Fund
Indirect
PPP Healthcare Group plc 30,888 0.00310
Direct
Sun Life Pensions Management Ltd 34,000 0.00341
Direct
Sun Life Pensions Management Ltd 110,000 0.01103
Direct
Sun Life Pensions Management Ltd A/c 1,350,000 0.13538
Direct
Sun Life Assurance Society plc 266,700 0.02674
Direct
AXA Rosenberg 265,891 0.02666
Direct
AXA Insurance UK 5,322 0.00053
Direct
AXA UK Group Pension Scheme 264,500 0.02652
indirect
AXA General Unit Trust 173,000 0.01735
Indirect
AXA Financial, Inc 9,022,477 0.90478
Indirect
AXA Colonia Konzern 53,100 0.00532
Direct
AXA Colonia Konzern 8,023 0.00080
Indirect
Sun Life international (iOM) Ltd 350,000 0.03510
Direct
AXA France 295,772 0.02966
Indirect
AXA Australia 37,200 0.00373
Indirect
AXA Rosenberg 4,433,782 0.44462
Indirect
Sun Life International (IOM) Ltd 1,000 0.00010
Direct
AXA Financial, Inc * 23,576,635 2.36428
Indirect
Sun Life Pensions Management Ltd 67,377 0.00676
Direct
Sun Life Pensions Management Ltd 14,565 0.00146
Direct
Sun Life Unit Assurance Ltd 225,000 0.02256
LTAV UK Equity
Direct
Sun Life Unit Assurance Ltd 103,602 0.01039
ABL High Alpha
Direct
Sun Life Unit Assurance Ltd 168,776 0.01692
FTSE All Share Tracker
Direct
Sun Life Pensions Management 1,090,000 0.10931
LTAV UK Equity
Direct
Sun Life Pensions Management 521,114 0.05226
ABL High Alpha
Direct
Sun Life Pensions Management 866,255 0.08687
FTSE All Share Tracker
Direct
AXA Framlington 20,000 0.00201
Trustees for Roman Catholics
Indirect
AXA Framlington 11,000 0.00110
London Scottish Pension Fund
Indirect
AXA Framlington 75,000 0.00752
St James Place Exempt (Pens) Fund
Indirect
AXA Framlington 80,000 0.00802
St James Place Net (Life) Fund
Indirect
AXA Framlington 22,000 0.00221
St James Place Offshore Fund
Indirect
AXA Framlington 25,000 0.00251
Daimler Chrysler
Indirect
AXA Framlington 66,000 0.00662
Managed Balanced
Indirect
Framlington onshore private clients 125,109 0.01255
Indirect
Framlington onshore private clients 4,475 0.00045
Indirect
AXA Winterthur 562,503 0.05641
Direct
Axa Sun Life With Profits Passive 668,892 0.06708
Direct
Axa Sun Life With Profits Passive 415,999 0.04172
Direct
Total Direct 10,937,715 1.09684
Total Indirect 38,765,256 3.88741
TOTAL 49,702,971 4.98425
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
14. Contact name:
Miss L Brennan
15. Contact telephone number:
020 7781 1622
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